PDF FORM 4
FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
Ramo Joshua Cooper
(Last)
(First)
(Middle)
2401 UTAH AVE S, SUITE 800
(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
2. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ]
3. Date of Earliest Transaction (MM/DD/YYYY)
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ Officer (give title below)
_____ 10% Owner _____ Other (specify below)
12/6/2017
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person
1.Title of Security (Instr. 3)
Common Stock Common Stock Common Stock Common Stock
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed 3. Trans. Code Execution (Instr. 8) Date, if any
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
12/6/2017 12/6/2017 12/7/2017 12/7/2017
Code M S M S
(A) or V Amount (D)
Price
30000 A
$18.15
30000 D $59.6912 (2)
30000 30000
A
$18.15
D $59.1654 (3)
61864 (1) 31864 61864 31864
6.
7. Nature
Ownership of Indirect
Form: Beneficial
Direct (D) Ownership
or Indirect (Instr. 4)
(I) (Instr.
4)
D
D
D D
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2.
Security
Conversion
(Instr. 3)
or Exercise
Price of
Derivative
Security
Non-qualified Stock Option (Right to Buy)
Non-qualified Stock Option (Right to Buy)
$18.15 $18.15
3. Trans. Date
12/6/2017 12/7/2017
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and 7. Title and Amount of
Execution (Instr. 8)
Derivative Securities Expiration Date
Securities Underlying
Date, if any
Acquired (A) or
Derivative Security
Disposed of (D)
(Instr. 3 and 4)
(Instr. 3, 4 and 5)
Code V (A)
Date Exercisable
Expiration Date
Title
(D)
Amount or Number of Shares
M
30000
(4)
5/3/2021
Common Stock
30000
M
30000
(4)
5/3/2021
Common Stock
30000
8. Price of 9. Number of 10.
11. Nature
Derivative derivative Ownership of Indirect
Security Securities Form of Beneficial
(Instr. 5) Beneficially Derivative Ownership
Owned
Security: (Instr. 4)
Following Direct (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 4)
4)
$0
30000
D
$0
0
D
Explanation of Responses:
(1) Includes 109 deferred stock units acquired on December 1, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
(2) This transaction was executed in multiple trades at prices ranging from $59.62 to $59.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(3) This transaction was executed in multiple trades at prices ranging from $59.12 to $59.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
(4) The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Ramo Joshua Cooper
2401 UTAH AVE S, SUITE 800 X
SEATTLE, WA 98134
Signatures
/s/ Alejando C. Torres, attorney-in-fact for Joshua Cooper Ramo
** Signature of Reporting Person
12/8/2017
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
................
................
In order to avoid copyright disputes, this page is only a partial summary.
To fulfill the demand for quickly locating and searching documents.
It is intelligent file search solution for home and business.
Related download
- pdf s lander st grade separation
- pdf 2401 utah ave s seattle wa 98134 206 441 1575
- pdf kenmore a i v
- pdf starbucks support center 1105 media home
- pdf usb opened branches personal banking u s bank
- xlsx
- pdf facility dec id 2620501807 identification information permit
- pdf starbucks for life summer edition
- pdf starbucks coffee company support center address
- pdf starbucks corporation 2401 utah avenue south seattle
Related searches
- pdf form to excel spreadsheet
- how to make a pdf form fillable
- pdf form editor online
- extract pdf form data
- free pdf form filler online to print
- pdf form filler free online
- pdf form checkbox
- fill pdf form online free
- fillable pdf form not working
- combined science pdf form 4
- 941 pdf form 1st quarter 2020
- pdf form examples