Pre-Approved DC Plans

[Pages:8270]Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor 1ST SOURCE BANK 401 PLANS

City, State SOUTH BEND, IN SIMI VALLEY, CA

FFN 3177035BH01-002 317B1080701-001

401K 401K AMERICA INC A C G ASSOCIATES INC AAAA BENEFITS INC

CARLSBAD, CA CHINO, CA NEW HARTFORD, CT CHARLOTTE, NC

317D572FT04-000 317C225BH01-001 317A216FT04-000 317D3010701-001

ABA RETIREMENT FUNDS ABA RETIREMENT FUNDS ABA RETIREMENT FUNDS ABA RETIREMENT FUNDS ABACUS RETIREMENT SOLUTIONS LLC

CHICAGO, IL CHICAGO, IL CHICAGO, IL CHICAGO, IL ALBUQUERQUE, NM

31702580003-001 31702580003-004 31702580003-005 31702580003-008 317D9008520-001

ABG RETIREMENT PLAN SERVICES ABG RETIREMENT PLAN SERVICES

PEORIA, IL PEORIA, IL

317A413FT01-001 317A413FT03-001

ABOVE & BEYOND RETIREMENT LLC

GIG HARBOR, WA

ACCESS RETIREMENT PLAN RESOURCES LLC WAVERLY, IA

317E023BH01-001 317D8350701-001

ACCESS RETIREMENT SERVICES LLC

GOODLETTSVILLE, TN 317A2780702-001

ACCRUED BENEFIT ADMINISTRATORS INC ACCRUED BENEFIT ADMINISTRATORS INC

SANTA BARBARA, CA SANTA BARBARA, CA

317A623BH01-001 317A623BH04-001

ACCRUED BENEFITS PLANNING LTD

SMITHTOWN, NY

317B6630701-001

ACH RETIREMENT PLAN CONSULTANTS INC TUCSON, AZ

317A2960701-001

ACTUARIAL BENEFITS & DESIGN CO ACTUARIAL BENEFITS CORP

MIDLOTHIAN, VA TORRANCE, CA

317A7780001-001 317D156BE13-001

ACTUARIAL BENEFITS CORP

TORRANCE, CA

317D156BE14-000

ACTUARIAL CONSULTING SERVICES INC

AMHERST, NY

317B5990701-001

ACTUARIAL DATA INC

CARNEGIE, PA

317A2940701-001

ACTUARIAL IDEAS INC

POMONA, NY

317E035BE14-000

ACTUARIAL PENSION RETIREMENT SERVICES IRVINE, CA

317E1548520-001

Plan Type

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA

LSN-Date Q703368-06/30/2020 Q702985-06/30/2020

Q704014-06/30/2020 Q703141-06/30/2020 Q704009-06/30/2020 Q702986-06/30/2020

Q702467-06/30/2020 Q702468-06/30/2020 Q702469-06/30/2020 Q702470-06/30/2020 Q703787-06/30/2020

Q703962-06/30/2020 Q704078-06/30/2020

Q703240-06/30/2020 Q702987-06/30/2020

Q702597-06/30/2020

Q703100-06/30/2020 Q703484-06/30/2020

Q702988-06/30/2020

Q702989-06/30/2020

Q704133-06/30/2020 Q703832-06/30/2020

Q703885-06/30/2020

Q702990-06/30/2020

Q702991-06/30/2020

Q703878-06/30/2020

Q703741-06/30/2020

Page 1

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor ACTUARIES & ASSOCIATES

City, State AMARILLO, TX

ADMINISTRATIVE RETIREMENT SERVICES INC GLEN ELLYN, IL

ADMINISTRATOR PLANNING SERVICES INC COCKEYSVILLE, MD

ADP, LLC

FLORHAM PARK, NJ

ADP, LLC ADP, LLC ADP, LLC ADVANCED BENEFIT CONSULTANTS INC ADVANCED PENSION DESIGNS LLC

FLORHAM PARK, NJ FLORHAM PARK, NJ FLORHAM PARK, NJ BROKEN ARROW, OK WALL TOWNSHIP, NJ

ADVANCED PLAN DESIGNS LLC ADVANTAGE RESOURCE INC

SPRINGFIELD, MO LEXINGTON, KY

ADVISORS PLAN ADMINISTATORS LLC AEGIS RETIREMENT PARTNERS AHP BENEFITS LLC

OKLAHOMA CITY, OK CONCORD, MA BAY CITY, MI

AIG FUNDS AIG FUNDS AIG FUNDS AIMBANK ALDRICH RETIREMENT SOLUTIONS LP

JERSEY CITY, NJ JERSEY CITY, NJ JERSEY CITY, NJ LITTLEFIELD, TX LAKE OSWEGO, OR

ALDRICH RETIREMENT SOLUTIONS LP ALERUS FINANICAL NA

LAKE OSWEGO, OR ARDEN HILLS, MN

ALERUS FINANICAL NA

ARDEN HILLS, MN

ALERUS FINANICAL NA ALEXANDER INVESTMENT SERVICES CO

ARDEN HILLS, MN LOUISVILLE, KY

ALJEN ASSET MANAGEMENT LLC ALJEN ASSET MANAGEMENT LLC ALL VALLEY ADMINISTRATORS LLC

CEDAR KNOLLS, NJ CEDAR KNOLLS, NJ FRESNO, CA

ALLEN PRITCHETT & BASSETT LLP

TIFTON, GA

ALLEN R NORRIS LAW OFFICE LLC

DAYTON, OH

FFN 317B0368520-001

317B0358520-001

317A6890701-001

317C1710701-001

317C1710701-002 317C1710701-003 317C1710701-004 317E081BH01-001 317E176BE14-000

317D919FT01-001 317E0620701-001

317D296BH01-001 317E068BH01-002 317A9980701-001

317B7792701-001 317B7792701-002 317B7792702-001 31741322701-001 317B7310701-001

317B7310701-002 31723620702-001

31723620703-001

31723620704-001 317B5618520-001

317C1532701-003 317C1532702-001 317B6248520-001

317E177BE14-000

317D969BH01-003

Plan Type

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED ESOP

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

LSN-Date Q703788-06/30/2020

Q703789-06/30/2020

Q702992-06/30/2020

Q704162-10/06/2020

Q704165-10/06/2020 Q704164-10/06/2020 Q704163-10/06/2020 Q703245-06/30/2020 Q703867-06/30/2020

Q703950-06/30/2020 Q702916-06/30/2020

Q703136-06/30/2020 Q703362-06/30/2020 Q702993-06/30/2020

Q703553-06/30/2020 Q703627-06/30/2020 Q703706-06/30/2020 Q703554-06/30/2020 Q702866-06/30/2020

Q702737-06/30/2020 Q702486-06/30/2020

Q702627-06/30/2020

Q702662-06/30/2020 Q703790-06/30/2020

Q703685-06/30/2020 Q703707-06/30/2020 Q703791-06/30/2020

Q703871-06/30/2020

Q703284-06/30/2020

Page 2

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor

City, State

ALLIANCE BENEFIT GROUP OF HOUSTON INC HOUSTON, TX

ALLIANCE BERNSTEIN

WHITE PLAINS, NY

ALLIANCE BERNSTEIN

WHITE PLAINS, NY

ALLIANCE BERNSTEIN

WHITE PLAINS, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIANT INSURANCE SERVICES INC

NEW YORK, NY

ALLIED CONSULTANTS INC

CHINO HILLS, CA

FFN 317D302FT01-001 317E1992701-001 317E1992701-002 317E1992702-001 317E008BH01-001 317E008BH01-005 317E008BH03-001 317E008BH03-002 317E008BH05-001 317E008BH05-002 317B5168520-001

ALPHA RETIREMENT PLAN CONSULTANTS ALTIGRO PENSION SERVICES INC

KENNEWICK, WA FAIRFIELD, NJ

317E075BH01-001 317D3450701-001

ALTMAN & CRONIN BENEFIT CONSULTANTS A SAN FRANCISCO, CA

DIVISION OF GALLAGHER BENEFIT SE

AMERICA'S 401K INC

DALLAS, TX

AMERICA'S 401K INC

DALLAS, TX

AMERICAN CENTURY INVESTMENT

KANSAS CITY, MO

MANAGEMENT INC

AMERICAN CENTURY INVESTMENT

KANSAS CITY, MO

MANAGEMENT INC

AMERICAN CENTURY INVESTMENT

KANSAS CITY, MO

MANAGEMENT INC

AMERICAN ECONOMIC PLANNING GROUP INC WARREN, NJ

317E126BH01-003 317D826BH01-001 317D826BH03-001 31747972701-001 31747972701-002 31747972702-001 317B5388520-001

AMERICAN NATIONAL INSURANCE COMPANY GALVESTON, TX

31703520701-001

AMERICAN NATIONAL INSURANCE COMPANY GALVESTON, TX

AMERICAN PENSION ADVISORS LTD

INDIANAPOLIS, IN

31703520701-002 317B4160702-001

AMERICAN PENSION BENEFITS AMERICAN PENSION BENEFITS AMERITAS LIFE INSURANCE CORPORATION

WEXFORD, PA WEXFORD, PA LINCOLN, NE

317D370FT01-001 317D370FT01-003 31707460701-001

AMERITAS LIFE INSURANCE CORPORATION LINCOLN, NE

31707460703-001

AMG NATIONAL TRUST BANK AMG NATIONAL TRUST BANK

GREENWOOD VILLAGE, CO GREENWOOD VILLAGE, CO

317B9840701-001 317B9840701-002

Plan Type NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

LSN-Date Q703947-06/30/2020 Q703555-06/30/2020 Q703628-06/30/2020 Q703708-06/30/2020 Q703221-06/30/2020 Q703039-06/30/2020 Q703445-06/30/2020 Q703476-06/30/2020 Q703544-06/30/2020 Q703516-06/30/2020 Q703792-06/30/2020

Q703145-06/30/2020 Q702994-06/30/2020

Q703311-06/30/2020

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA

Q703146-06/30/2020 Q703450-06/30/2020 Q703577-06/30/2020

NON-STANDARDIZED MONEY PURCHASE

Q703645-06/30/2020

STANDARDIZED PROFIT SHARING/CODA

Q703709-06/30/2020

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

Q703793-06/30/2020 Q702753-06/30/2020 Q702698-06/30/2020 Q702487-06/30/2020 Q703958-06/30/2020 Q704132-06/30/2020 Q702995-06/30/2020 Q702628-06/30/2020 Q702754-06/30/2020 Q702699-06/30/2020

Page 3

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Plan Sponsor AMG NATIONAL TRUST BANK

AMY WAN ANEW 401K TPA LLC ANEW 401K TPA LLC ANEW 401K TPA LLC APEX CLEARING CORPORATION APEX CLEARING CORPORATION APEX CLEARING CORPORATION APPLE BANK APPLE BANK APPLIED PENSION SERVICES LLC APS PENSION SERVICES INC

ARMANINO, LLP ARMSTRONG TEASDALE LLP ARMSTRONG TEASDALE LLP ARMSTRONG TEASDALE LLP ARMSTRONG TEASDALE LLP

ARNOLD WARSHAVCHIK

ARNOLD WARSHAVCHIK

ARS RETIREMENT CORPORATION

ARS RETIREMENT CORPORATION

ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC ASC INSTITUTE LLC

ASC INSTITUTE LLC

Pre-Approved Plans Defined Contribution

City, State GREENWOOD VILLAGE, CO SIMI VALLEY, CA LOUISVILLE, KY LOUISVILLE, KY LOUISVILLE, KY DALLAS, TX DALLAS, TX DALLAS, TX NEW YORK, NY NEW YORK, NY HAUPPAUGE, NY MELVILLE, NY

FFN 317B9840702-001

317E030BH01-002 317E050BH01-001 317E050BH01-002 317E050BH02-001 317D7962701-001 317D7962701-002 317D7962702-001 31781332701-001 31781332701-002 317B282FT01-001 317A6110701-001

DALLAS, TX ST LOUIS, MO ST LOUIS, MO ST LOUIS, MO ST LOUIS, MO

317A506FT04-000 317D532BH01-001 317D532BH01-005 317D532BH02-001 317D532BH04-001

BROOKLYN, NY

317E055BE13-001

BROOKLYN, NY

317E055BE14-000

LAFAYETTE, LA

317E165BE13-001

LAFAYETTE, LA

317E165BE14-000

SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA SYLMAR, CA

317D048BH01-001 317D048BH01-002 317D048BH01-003 317D048BH01-004 317D048BH01-005 317D048BH02-001 317D048BH03-001 317D048BH03-002 317D048BH04-001

SYLMAR, CA

317D048BH05-001

Plan Type NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA

LSN-Date Q702489-06/30/2020

Q703380-06/30/2020 Q703179-06/30/2020 Q703334-06/30/2020 Q702418-06/30/2020 Q703578-06/30/2020 Q703646-06/30/2020 Q703721-06/30/2020 Q703556-06/30/2020 Q703629-06/30/2020 Q704023-06/30/2020 Q703000-06/30/2020

Q704026-06/30/2020 Q703162-06/30/2020 Q703075-06/30/2020 Q702429-06/30/2020 Q703506-06/30/2020

Q703833-06/30/2020

Q703886-06/30/2020

Q703821-06/30/2020

Q703879-06/30/2020

Q703096-06/30/2020 Q703315-06/30/2020 Q703280-06/30/2020 Q703403-06/30/2020 Q703009-06/30/2020 Q702383-06/30/2020 Q703420-06/30/2020 Q703462-06/30/2020 Q703482-06/30/2020

Q703519-06/30/2020

Page 4

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor ASC INSTITUTE LLC ASC TRUST LLC

City, State SYLMAR, CA HAGATNA, GU

FFN 317D048BH05-002 317E1840701-001

ASC TRUST LLC ASCENSUS LLC

HAGATNA, GU DRESHER, PA

317E1840701-002 31799270703-001

ASCENSUS LLC

DRESHER, PA

31799270705-001

ASCENSUS LLC ASCENSUS LLC ASCENSUS LLC ASCENSUS LLC ASCENSUS LLC ASCENSUS LLC ASSOCIATED BENEFIT PLANNERS LTD

DRESHER, PA DRESHER, PA DRESHER, PA DRESHER, PA DRESHER, PA DRESHER, PA KING OF PRUSSIA, PA

31799270705-002 31799272701-001 31799272701-002 31799272701-003 31799272701-004 31799272702-001 317B5398520-001

ASSOCIATED FINANCIAL CONSULTANTS LLC ASSOCIATED FINANCIAL CONSULTANTS LLC ASSOCIATED FINANCIAL CONSULTANTS LLC ASSOCIATED PENSION CONSULTANTS

FORT LAUDERDALE, FL FORT LAUDERDALE, FL FORT LAUDERDALE, FL CHICO, CA

317D827BH01-001 317D827BH01-005 317D827BH05-001 317A6090702-001

ASSOCIATED TRUST COMPANY NA

ASSOCIATED TRUST COMPANY NA

ASSOCIATED TRUST COMPANY NA

ASSOCIATION COUNTY COMMISSIONERS OF GEORGIA AT RETIREMENT SERVICES LLC

NEENAH, WI NEENAH, WI NEENAH, WI ATLANTA, GA

PITTSBURGH, PA

3179074BH01-001 3179074BH01-005 3179074BH03-002 317E1090002-001

31703890702-001

ATLANTIC PENSION SERVICES INC ATLANTIC PENSION SERVICES INC ATLANTIC PENSIONS INC

KENNETT SQUARE, PA KENNETT SQUARE, PA VIRGINIA BEACH, VA

317D943BH01-001 317D943BH01-002 317B5150701-001

ATR INC

ATR INC

ATTEBERRY/ SEARLE INCORPORATED

AUSTIN CAPITAL RETIREMENT PLAN SERVICES LLC AUSTIN CAPITAL RETIREMENT PLAN SERVICES LLC B&E PENSION ADVISERS INC

KING OF PRUSSIA, PA KING OF PRUSSIA, PA SACRAMENTO, CA DALLAS, TX

DALLAS, TX

WAYZATA, MN

317A217BH01-001 317A217BH02-001 317A303FT01-001 317D8980701-001

317D8980701-002

317C1900701-001

Plan Type NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING

LSN-Date Q703510-06/30/2020 Q702867-06/30/2020

Q702746-06/30/2020 Q702629-06/30/2020

Q702814-06/30/2020

Q702697-06/30/2020 Q703552-06/30/2020 Q703626-06/30/2020 Q703678-06/30/2020 Q703688-06/30/2020 Q703694-06/30/2020 Q703794-06/30/2020

Q703117-06/30/2020 Q703065-06/30/2020 Q703548-06/30/2020 Q702490-06/30/2020

Q703270-06/30/2020 Q703029-06/30/2020 Q703469-06/30/2020 Q702321-06/30/2020

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

Q702488-06/30/2020

Q703174-06/30/2020 Q703402-06/30/2020 Q703001-06/30/2020

Q703225-06/30/2020 Q702410-06/30/2020 Q703915-06/30/2020 Q702755-06/30/2020

Q702700-06/30/2020

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA

Q703002-06/30/2020

Page 5

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor BAKER & HOSTETLER LLP BAKER & HOSTETLER LLP BAKER & HOSTETLER LLP BALLARD SPAHR LLP BANCFIRST BANCFIRST BANCFIRST BANCO POPULAR DE PUERTO RICO

City, State ORLANDO, FL ORLANDO, FL ORLANDO, FL PHILADELHIA, PA DUNCAN, OK DUNCAN, OK DUNCAN, OK SAN JUAN, PR

BANK OF EDWARDSVILLE BANK OF EDWARDSVILLE BANK OF EDWARDSVILLE BANK OF HAWAII BANK OF HAWAII BANK OF PONTIAC BANK OF PONTIAC BANK OF SUN PRAIRIE BANK OF SUN PRAIRIE BANK OF THE WEST BANK OF THE WEST BANK OZK BANKERS TRUST COMPANY

EDWARDSVILLE, IL EDWARDSVILLE, IL EDWARDSVILLE, IL HONOLULU, HI HONOLULU, HI PONTIAC, IL PONTIAC, IL SUN PRAIRIE, WI SUN PRAIRIE, WI OMAHA, NE OMAHA, NE LITTLE ROCK, AR DES MOINES, IA

BARACK PENSIONS, LLC

KEY WEST, FL

BARBER EMERSON LC

LAWRENCE, KS

BARBICH HOOPER KING DILL HOFFMAN

BAKERSFIELD, CA

ACCOUNTANCY CORPORATION

BARNARD & ASSOCIATES RETIREMENT PLAN PENSACOLA, FL

SPECIALISTS LLC

BARNES BROCK CORNWELL & HEILMAN PLC CHESAPEAKE, VA

BATES & COMPANY BATES & COMPANY BATES & COMPANY BAUMAN NOONAN & ASSOCIATES BEARD PENSION SERVICES INC BEENE GARTER LLP

WINTER PARK, FL WINTER PARK, FL WINTER PARK, FL PARSIPPANY, NJ YOUNGSTOWN, OH GRAND RAPIDS, MI

FFN 317A462BH01-001 317A462BH01-003 317A462BH01-005 317D096FT04-000 3179665BH01-001 3179665BH01-003 3179665BH02-001 317E0650701-001

3170554BH01-002 3170554BH01-003 3170554BH01-005 31705792701-001 31705792701-002 317ZZHCBH01-001 317ZZHCBH02-001 31706792701-001 31706792701-002 31706872701-001 31706872701-002 317E105BH01-001 31707530702-001

317D3030701-001

317A7620702-001

317A7540702-001

317A311BH01-001

Plan Type NON-STANDARDIZED PROFIT SHARING/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

317D6030701-001

317D533BH01-001 317D533BH03-002 317D533BH05-001 317A224BH01-001 317A528FT01-001 317A5260701-001

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/MONEY

LSN-Date Q703199-06/30/2020 Q703306-06/30/2020 Q703040-06/30/2020 Q704017-06/30/2020 Q703129-06/30/2020 Q703312-06/30/2020 Q702413-06/30/2020 Q702820-06/30/2020

Q703322-06/30/2020 Q703289-06/30/2020 Q703051-06/30/2020 Q703579-06/30/2020 Q703647-06/30/2020 Q703125-06/30/2020 Q702425-06/30/2020 Q703580-06/30/2020 Q703648-06/30/2020 Q703557-06/30/2020 Q703630-06/30/2020 Q703154-06/30/2020 Q702491-06/30/2020

Q703003-06/30/2020

Q702492-06/30/2020

Q702493-06/30/2020

Q703155-06/30/2020

Q703004-06/30/2020

Q703241-06/30/2020 Q703470-06/30/2020 Q703524-06/30/2020 Q703263-06/30/2020 Q703983-06/30/2020 Q703005-06/30/2020

Page 6

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor

City, State

FFN

BENCOR INC BENDER LIPPERT & COMPANY

SARASOTA, FL

317D2290001-001

WESTLAKE VILLAGE, CA 317B5138520-001

BENEFIT ASSOCIATES INC BENEFIT ASSOCIATES INC BENEFIT CONSULTANTS GROUP INC

HUNTINGTON BEACH, CA 317D161BH01-001

HUNTINGTON BEACH, CA 317D161BH01-005

CHERRY HILL, NJ

317B1840701-001

BENEFIT CONSULTANTS GROUP INC

BENEFIT EQUITY INC

BENEFIT EQUITY INC

BENEFIT PLAN PROS INC

BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS ADMINISTRATIVE SERVICES LLC BENEFIT PLANS INC

CHERRY HILL, NJ SANTA ANA, CA SANTA ANA, CA STUART, FL UTICA, NY

UTICA, NY

UTICA, NY

OMAHA, NE

317B1840701-002 317D536BH01-002 317D536BH01-005 317A227BH01-001 317D373FT01-001

317D373FT01-004

317D373FT02-001

317A6030701-001

BENEFIT PLANS SERVICES INC BENEFIT PROFESSIONALS INC BENEFIT PROFESSIONALS INC BENEFIT RESOURCES INC

HUNTINGTON, WV ALBERTVILLE, AL ALBERTVILLE, AL SACRAMENTO, CA

317A230FT01-001 317A732FT01-002 317A732FT04-000 317A5220701-001

BENEFIT SOLUTIONS

ABILENE, TX

317B6288520-001

BENEFIT SOLUTIONS, ETC. LIMITED BENEFIT STRATEGIES INC BENEFITS ADMINISTRATORS LLC

DAYTON, OH GRANADA HILLS, CA LEXINGTON, KY

317E053FT01-001 317D162FT01-002 317A9030701-001

BENEFITS ADMINISTRATORS LLC

LEXINGTON, KY

317A9030703-001

BENEFITS INTEGRITY LLC

BENEFITS INTEGRITY LLC

BENEFITS INTEGRITY LLC

BENEFITS MANAGEMENT INC BENETECH INC BENETECH INC

COLORADO SPRINGS, CO COLORADO SPRINGS, CO COLORADO SPRINGS, CO FAIRPORT, NY

SANTA ANA, CA

SANTA ANA, CA

317D954BH01-001

317D954BH01-002

317D954BH04-001

317D950BH01-001 317A240BH01-001 317A240BH01-002

Plan Type PURCHASE/CODA STANDARDIZED PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED MONEY PURCHASE NON-STANDARDIZED PROFIT SHARING/CODA NON-STANDARDIZED PROFIT SHARING/CODA

LSN-Date

Q702325-06/30/2020 Q703795-06/30/2020

Q703110-06/30/2020 Q703057-06/30/2020 Q702868-06/30/2020

Q702738-06/30/2020 Q703374-06/30/2020 Q703033-06/30/2020 Q703229-06/30/2020 Q703964-06/30/2020

NON-STANDARDIZED MONEY PURCHASE

Q704035-06/30/2020

NON-STANDARDIZED PROFIT SHARING

Q704054-06/30/2020

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED MONEY PURCHASE/PROFIT SHARING NON-STANDARDIZED PROFIT SHARING/CODA

Q703006-06/30/2020

Q703927-06/30/2020 Q704114-06/30/2020 Q704025-06/30/2020 Q702936-06/30/2020

Q703754-06/30/2020

Q703991-06/30/2020 Q704104-06/30/2020 Q702937-06/30/2020

Q702647-06/30/2020

Q703219-06/30/2020

NON-STANDARDIZED PROFIT SHARING/CODA

Q703399-06/30/2020

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

Q703501-06/30/2020

Q703236-06/30/2020 Q703234-06/30/2020 Q703381-06/30/2020

Page 7

Start Date Entered: 10/02/2017 End Date Entered: 12/31/2018

Pre-Approved Plans Defined Contribution

Plan Sponsor BENETECH INC BENETECH INC BENETECH INC BENETECH INC BENETECH INC

BENETECH INC BESSEMER TRUST CO NA BESSEMER TRUST CO NA BESSEN ACTUARIAL SERVICES INC BESSEN ACTUARIAL SERVICES INC BEVER DYE LC

BFP ASSOCIATES INC

BIA CONSULTING LLC DBA ENHANCED RETIREMENT SOLUTIONS BIDWELL CONSULTING SERVICES INC BIDWELL CONSULTING SERVICES INC BIG SKY RETIREMENT, INC.

BIG SKY RETIREMENT, INC.

BKR INTERNATIONAL

BLACK CREEK RETIREMENT PLANS INC BLAND GARVEY PC BLANK ROME LLP BLB&B PLAN SERVICES BLUE BENEFITS CONSULTING INC

BLUE BENEFITS CONSULTING INC BLUE SKY 401 (K) SPECIALISTS INC

BLUESTAR RETIREMENT SERVICES INC

BNC NATIONAL BANK BNY MELLON SECURITIES CORPORATION BNY MELLON SECURITIES CORPORATION BOERTZEL & ASSOCIATES LTD

City, State SANTA ANA, CA SANTA ANA, CA SANTA ANA, CA SANTA ANA, CA SANTA ANA, CA

FFN 317A240BH01-003 317A240BH01-004 317A240BH01-005 317A240BH02-001 317A240BH04-001

SANTA ANA, CA NEW YORK, NY NEW YORK, NY SCOTTSDALE, AZ SCOTTSDALE, AZ WICHITA, KS

317A240BH05-001 31708282701-001 31708282701-002 317D830BH01-001 317D830BH01-005 317A6450702-001

WEST SPRINGFIELD, MA 317D7180701-001

ROCHESTER, NY

317E028FT01-001

CHICO, CA CHICO, CA HELENA, MT

317D509FT01-002 317D509FT02-001 317B096BE13-001

HELENA, MT

317B096BE14-000

NEW YORK, NY

31794050701-001

ORANGE PARK, FL

317E118FT01-001

RICHARDSON, TX

317D778FT01-001

PHILADELPHIA, PA

317D0500001-000

MONTGOMERYVILLE, PA 317E135BH01-002

CARMEL, IN

317B9580701-001

CARMEL, IN MATTHEW, NC

317B9580701-002 317B4690701-001

PONTE VEDRA BEACH, FL BISMARCK, ND

NEW YORK, NY

NEW YORK, NY

COLUMBIA, MD

317D1950701-001

3176078BH01-002 31717132701-001 31717132701-002 317E1538520-001

Plan Type STANDARDIZED PROFIT SHARING/CODA

STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA/ESOP NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED PROFIT SHARING/CODA

NON-STANDARDIZED MONEY PURCHASE

NON-STANDARDIZED PROFIT SHARING/MONEY PURCHASE/CODA

LSN-Date Q703300-06/30/2020 Q703408-06/30/2020 Q703047-06/30/2020 Q702392-06/30/2020 Q703493-06/30/2020

Q703528-06/30/2020 Q703581-06/30/2020 Q703649-06/30/2020 Q703103-06/30/2020 Q703061-06/30/2020 Q702494-06/30/2020

Q702821-06/30/2020

Q703913-08/19/2020

Q704107-06/30/2020 Q703959-06/30/2020 Q703834-06/30/2020

Q703887-06/30/2020

Q702822-06/30/2020

Q703919-06/30/2020 Q703965-06/30/2020 Q702482-06/30/2020 Q703339-06/30/2020 Q702869-06/30/2020

Q702739-06/30/2020 Q702752-06/30/2020

Q702939-06/30/2020

Q703367-06/30/2020 Q703585-06/30/2020 Q703660-06/30/2020 Q703740-06/30/2020

Page 8

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