CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS
CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS
The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United States Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law 107-56).
This Certification should be completed by any foreign bank that maintains a Correspondent Account with any U.S. bank or U.S. broker-dealer in securities (a Covered Financial Institution as defined in 31 CFR 1010.605(e)). An entity that is not a foreign bank is not required to complete this Certification.
A foreign bank is a bank organized under foreign law and located outside of the United States (see definition at 31 CFR 1010.100(u)). A bank includes offices, branches, and agencies of commercial banks or trust companies, private banks, national banks, thrift institutions, credit unions, and other organizations chartered under banking laws and supervised by banking supervisors of any state (see definition at 31 CFR 1010.100 (d)). [A "foreign bank" does not include any foreign central bank or monetary authority that functions as a central bank, or any international financial institution or regional development bank formed by treaty or international agreement.]
A. Correspondent Account for a foreign bank is any account to receive deposits from, make payments or other disbursements on behalf of a foreign bank, or handle other financial transactions related to the foreign bank.
Special instruction for foreign branches of U.S. banks: A branch or office of a U.S. bank outside the United States is a foreign bank. Such a branch or office is not required to complete this Certification with respect to Correspondent Accounts with U.S. branches and offices of the same U.S. bank.
Special instruction for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The Certification must list all of the branches and offices that are covered and must include the information required in Part C for each branch or office that maintains a Correspondent Account with a Covered Financial Institution. Use attachment sheets as necessary.
A. The undersigned, JPMorgan Chase & Co. ("JPMC"), on behalf of the foreign branches of its subsidiary, JPMorgan Chase Bank, National Association, and JPMC's foreign-bank subsidiaries and affiliates listed in the attachments hereto (such foreign branches, subsidiaries and affiliates hereinafter referred to as the "Foreign Banks"), hereby certifies as follows:
B. Correspondent Accounts Covered by this Certification
This Certification applies to all accounts established for the Foreign Banks by Covered Financial Institutions.
1
C. Physical Presence/Regulated Affiliate Status
Each Foreign Bank listed in Attachment 1 hereto maintains a physical presence in the country specified in Attachment 1. That means that each such Foreign Bank:
? Has a place of business at the street address indicated in Attachment 1, where the Foreign Bank employs one or more individuals on a full-time basis and maintains operating records related to its banking activities;
? Is authorized to conduct banking activities in the country where its place of business is located; and
? Is subject to inspection by the banking authorities identified in Attachment 1 that licensed the Foreign Bank to conduct banking activities.
Each Foreign Bank listed in Attachment 2 hereto does not have a physical presence in any country, but is a regulated affiliate. That means each such Foreign Bank:
? Is an affiliate of JPMorgan Chase Bank, N.A., a subsidiary of JPMC, which maintains a physical presence at 270 Park Avenue, New York, NY 10017, United States of America, where it employs one or more persons on a full-time basis, maintains operating records relating to their banking activities, and is authorized to conduct banking activities; and
? Is subject to supervision by the Board of Governors of the Federal Reserve System, a banking authority that regulates JPMorgan Chase Bank, N.A.
D. Indirect Use of Correspondent Accounts
No Correspondent Account maintained by a Covered Financial Institution may be used to indirectly provide banking services to certain foreign banks. JPMC hereby certifies on behalf of the Foreign Banks that they do not use any Correspondent Account with a Covered Financial Institution to indirectly provide banking services to any foreign bank that does not maintain a physical presence in any country and that is not a regulated affiliate.
E. Ownership Information
The Foreign Banks are directly or indirectly owned by JPMorgan Chase & Co., 270 Park Avenue, New York, NY 10017, whose shares are publicly traded.
F. Process Agent
JPMorgan Chase Bank, N.A., Legal Papers Served, 4 Chase Metrotech Center, 18th Floor, Brooklyn, NY 11245, is a resident of the United States and is authorized to accept service of legal process on behalf of the Foreign Banks from the Secretary of the Treasury or the Attorney General of the United States pursuant to Section 5318(k) of title 31, United States Code.
2
G. General
JPMC hereby agrees that notice will be given in writing to each Covered Financial Institution at which Foreign Bank maintains any Correspondent Account of any change in facts or circumstances reported in this Certification. Notification shall be given within 30 calendar days of such change.
JPMC understands that each Covered Financial Institution at which Foreign Bank maintains a Correspondent Account may provide a copy of this Certification to the Secretary of the Treasury and the Attorney General of the United States. JPMC further understands that the statements contained in this Certification may be transmitted to one or more departments or agencies of the United States of America for the purpose of fulfilling such departments' and agencies' governmental functions.
I, Peter J. Neilson, certify that I have read and understand this Certification, that the statements made in this Certification are complete and correct, and that I am authorized by JPMC to execute this Certification.
JPMorgan Chase & Co., on behalf of the foreign branches of JPMorgan Chase Bank, National Association, and JPMorgan Chase & Co.'s foreign-bank subsidiaries and affiliates listed in the attachments hereto.
/S/ - Peter J. Neilson
Peter J. Neilson BSA/AML Officer JPMorgan Chase & Co. Executed on this 23rd day of June 2017
Received and reviewed by:
Name: ______________________________ Title: ______________________________ For: ______________________________ [Name of Covered Financial Institution]
Date: ________________
3
ATTACHMENT 1 FOREIGN BANKS THAT MAINTAIN A PHYSICAL PRESENCE IN THE
COUNTRY SPECIFIED
JPMorgan Chase & Co. ? Foreign Bank Affiliates as of June 2017
Bank Name
Address
City
Country
Regulators
Banco J.P. Morgan S.A.
Av. Brigadeiro Faria Lima, 3729, 6?-part, 7?, 10?part, 11?, 12?-part, 13?-part, 14? E 15? floors, Sao Paulo, Brazil 04538-905
Sao Paulo
Brazil
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Brazil; Brazilian Securities Exchange Commission
Banco J.P. Morgan S.A. ? Belo Horizonte Branch
Rua Ant?nio de Albuquerque, N? 271, 13? andar | CEP 30.112-010 Belo Horizonte, Brazil
Belo Horizonte
Brazil
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Brazil; Brazilian Securities Exchange Commission
Banco J.P. Morgan S.A. ? Curitiba Branch
Alameda Doutor Carlos de Carvalho, No. 555, Cj. 232, 23 andar Curitiba, Brazil 80430-180
Curitiba
Brazil
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Brazil; Brazilian Securities Exchange Commission
Board of Governors of the
Banco J.P. Morgan S.A. - Porto Alegre Branch
Av Carlos Gomes 300 Andar 14 Conj: 1402 Porto Alegre, Brazil
Porto Alegre Brazil
Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Brazil; Brazilian Securities
Exchange Commission
Board of Governors of the
Banco J.P. Morgan S.A. ? Rio de Janeiro Branch
Praia de Botafogo 228 14th floor Rio de Janeiro Brazil
Rio de Janeiro
Brazil
Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Brazil; Brazilian Securities
Exchange Commission
4
JPMorgan Chase & Co. ? Foreign Bank Affiliates as of June 2017
Bank Name
Address
City
Country
Regulators
Banco J.P. Morgan S.A., Institucion de Banca Multiple, J.P. Morgan Grupo Financiero
Avenida Paseo de las Palmas 405, 16th Floor, Colonia Lomas de Chapultepec Mexico City, Mexico 11000
Mexico City Mexico
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Banco de M?xico; Secretaria de Hacienda y Credito Publico; Comision Nacional Bancaria y de Valores
Bank One Canada
66 Wellington Street West, Suite 4500, Toronto, ON, M5K 1E7, Canada
Toronto
Canada
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Office of the Superintendent of Financial Institutions
CB "J.P. Morgan Bank International" (LLC)
10 Butyrsky Val, 13th Floor Moscow, Russian Federation 125047
Moscow
Russia
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Russia
J.P. Morgan (Suisse) SA
8 rue de la Conf?d?ration, 1204 Geneva, Switzerland
Geneva
Switzerland
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Swiss Financial Market
Supervisory Authority
Board of Governors of the
J.P. Morgan Dreikonigstrasse
Federal Reserve System;
(Suisse) SA - 21, Floor 01,
Zurich
8002
Zurich
Switzerland
Office of the Comptroller of the Currency;
Branch
Zurich,Switzerland
Swiss Financial Market
Supervisory Authority
Board of Governors of the
Taunus Turm,
Federal Reserve System;
J.P. Morgan Taunustor 1
AG
60310 Frankfurt
Frankfurt
Germany
Office of the Comptroller of the Currency;
am Main Germany
Bundesanstalt fur
Finanzdienstleistungsaufsicht
Board of Governors of the
J.P. Morgan Avenida Miguel
Federal Reserve System;
Banco de Inversi?n
Dasso 104, Piso 6, San Isidro, Lima,
Lima
Peru
Office of the Comptroller of the Currency;
150131, Peru
Superintendencia de Banca,
Seguros y AFP
5
JPMorgan Chase & Co. ? Foreign Bank Affiliates as of June 2017
Bank Name
Address
City
Country
Regulators
J.P. Morgan Bank (Ireland) Public Limited Company
JPMorgan House International Financial Services Centre, Dublin 1, Ireland
Dublin
Ireland
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Central Bank of Ireland
J.P. Morgan Bank Canada
66 Wellington Street West, Suite 4500, Toronto, ON, M5K 1E7, Canada
Toronto
Canada
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Office of the Superintendent of Financial Institutions
European Bank &
Board of Governors of the
J.P. Morgan Business Centre,
Federal Reserve System;
Bank Luxembourg
6, route de Treves Senningerberg,
Luxembourg
Luxembourg
Office of the Comptroller of the Currency;
S.A.
L-2633
Commission de Surveillance
Luxembourg
du Secteur Financier
Level 18 Integra
Tower,The
Board of Governors of the
J.P. Morgan Chase Bank Berhad
Intermark 348 Jalan Tun Razak 50400
Kuala Lumpur
Malaysia
Federal Reserve System; Office of the Comptroller of the Currency;
Kuala Lumpur
Bank Negara Malaysia
Malaysia
Board of Governors of the
J.P. Morgan Europe Limited
25 Bank Street, Canary Wharf, London, E14 5JP, England
London
England
Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Prudential Regulation
Authority
Board of Governors of the
J.P. Morgan Europe Limited, Helsingin sivuliike
Aleksanterinkatu 44A, FI-00100 Helsinki, Finland
Helsinki
Finland
Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Prudential Regulation Authority;
Finanssivalvonta
6
JPMorgan Chase & Co. ? Foreign Bank Affiliates as of June 2017
Bank Name
Address
City
Country
Regulators
Board of Governors of the
Tordenskioldsgate
Federal Reserve System;
J.P. Morgan 6
Office of the Comptroller of
Europe
P.O. Box 1219
Limited, Oslo Vika
Oslo
Norway
the Currency; Financial Conduct Authority;
Branch
0110 Oslo,
Prudential Regulation
Norway
Authority;
Finanstilsynet
J.P. Morgan Europe (UK), Copenhagen Br, filial af J.P. Morgan Europe Ltd, Storbritannien
Kalvebod Brygge 39-41 1560 Kobenhavn V Copenhagen, Denmark
Copenhagen Denmark
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Prudential Regulation Authority; Finanstilsynet
Board of Governors of the
J.P. Morgan
Federal Reserve System;
Europe
Hamngatan 15,
Office of the Comptroller of
Limited (UK),
11147 Stockholm,
Stockholm Sweden
the Currency; Financial Conduct Authority;
Stockholm Sweden
Prudential Regulation
Bankfilial
Authority;
Finansinspektionen
Board of Governors of the
J.P. Morgan Europe Limited, Brussels Branch
Boulevard du Roi Albert II, 1 1210 Brussels, Belgium
Brussels
Belgium
Federal Reserve System; Office of the Comptroller of the Currency; National Bank of Belgium; Financial Services and
Markets Authority
Board of Governors of the
J.P. Morgan Europe Limited sp. z.o.o. Oddzial w Polsce
Warsaw Financial Centre Ul Emilii Plater 53, 21st Floor 00-113 Warsaw, Poland
Warsaw
Poland
Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Prudential Regulation Authority; Komisja Nadzoru
Finansoweg
7
JPMorgan Chase & Co. ? Foreign Bank Affiliates as of June 2017
Bank Name
Address
City
Country
Regulators
World Trade
J.P. Morgan Europe Limited, Amsterdam Branch
Centre, Tower B, Strawinskylaan 1135, Amsterdam, 1077XX
Amsterdam
The Netherlands
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; De Nederlandsche Bank
The Netherlands
Board of Governors of the
J.P. Morgan International Bank Limited
1 Knightsbridge London SW1X 7LX England
London
England
Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Prudential Regulation
Authority
J.P. Morgan International Bank Limited ? Brussels Branch
Boulevard du Roi Albert II, 1, 1210 Brussels, Belgium
Brussels
Belgium
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Belgian National Bank
Board of Governors of the
J.P. Morgan International Bank Limited ? Frankfurt Branch
Taunus Turm, Taunustor 1 60310 Frankfurt am Main Germany
Frankfurt am Main
Germany
Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Bundesanstalt f?r
Finanzdienstleistungsaufsicht
J.P. Morgan
International Bank Limited ? Madrid Branch (Sucursal en
Paseo de la Castellana No. 31, Madrid, 28046, Spain
Madrid
Spain
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Bank of Spain
Espana)
J.P. Morgan
International Bank Limited ? Milan
Via A. Catena, 4 20121 Milan, Italy
Milan
Italy
Branch
Board of Governors of the Federal Reserve System; Office of the Comptroller of the Currency; Financial Conduct Authority; Bank of Italy
8
................
................
In order to avoid copyright disputes, this page is only a partial summary.
To fulfill the demand for quickly locating and searching documents.
It is intelligent file search solution for home and business.
Related download
- united states of america consumer financial protection bureau
- o large bank
- comments of chase bank usa federal reserve
- chase bank usa national association
- certification regarding correspondent accounts for foreign banks
- product overview deposit account agreement privacy notice how to contact us
- in the matter of chase bank usa n a and chase bankcard ct
- chase issuance trust chase bank usa national association
- chase bank usa national association jpmorgan chase
- chase bank usa n a no c 48 cv 2010 8328 plaintiff v trevor
Related searches
- best accounts for retirement savings
- credit card for foreign travel
- minecraft java accounts for free
- free accounts for xfinity wifi
- investment accounts for retirement
- best investment accounts for beginners
- best ira accounts for 401k rollovers
- bank accounts for bad credit
- best investment accounts for seniors
- vanguard accounts for retirees
- business email accounts for free
- email accounts for small business