This Protocol Template serves as a guide to assist you in ...
GUIDANCE FOR INVESTIGATORS
Biomedical Research Template
This Protocol Template serves as a guide to assist you in the development of your protocol. NOT ALL COMPONENTS WILL BE APPLICABLE TO YOUR STUDY.
• Items in RED/italicized are instructional and should be populated or deleted.
• Items in PURPLE are recommended language that should be inserted into your protocol at the indicated location.
Insert Title of Protocol
The title should be descriptive and concise. It provides the first impression and a lasting reminder of the content and design of the study.
Example title:
A Comparison of Open, Hand-assisted and Laparoscopic Bowel Resection with Regards to the Incidence of Small Bowel Obstruction and Ventral Hernia
|Authors: |Insert the Full Name of Each Investigator and Degree(s) |
|Program: |Insert the Name of Program the Author(s) Represent; use footnotes to link authors with programs |
|Institutions: |Insert the Name of Institution the Author(s) Represent; use footnotes to link authors with institutions |
|Corresponding Author: |Insert the Full Name of Investigator and Degree(s) |
| |Insert Department Name |
| |Insert Address |
| |Insert Phone; Insert Fax |
| |Insert Email |
|Current Version Date: | |
|Previous IRB Approved Version Dates: | |
CONFIDENTIAL
This document is confidential and the property of individual. No part of it may be transmitted, reproduced, published, or used by other persons without prior written authorization from the author.
Table of Contents
(***Notice*** Table of Contents will update automatically)
1 Introduction/Significance 3
2 Study Objectives 3
3 Patients and methods 3
3.1 Study Design 3
3.1.1 General Design 3
3.1.2 Primary Outcome Variable 3
3.1.3 Secondary Outcome Variables 3
3.2 Subject Selection and Withdrawal 3
3.2.1 Inclusion Criteria 3
3.2.2 Exclusion Criteria 4
3.3 Study Procedures 4
3.4 Statistical Plan 4
3.4.1 Sample Size Determination 4
3.4.2 Statistical Methods 4
4 Data Handling and Record Keeping 4
4.1 Confidentiality 4
4.2 Records Retention 5
4.3 Regulatory Binder 5
5 Auditing and Inspecting 5
6 BUDGET 5
7 Publication Plan 6
8 references 6
9 Attachments 6
1. Introduction/Significance
The introduction should open with remarks that state this document is a clinical research protocol and the described study will be conducted in compliance with the protocol, Good Clinical Practices standards and associated Federal regulations, and all applicable MMC IRB research requirements. The following text is recommended for all research protocols:
This study is to be conducted according to US and international standards of Good Clinical Practice (FDA Title 21 part 312 and International Conference on Harmonization guidelines), applicable government regulations and Institutional research policies and procedures.
The remaining paragraphs in this section should contain a background discussion of studies relevant to the research question(s). References should be cited throughout. The cited literature will be included in the Reference section.
2. Study Objectives
Describe the specific aims for the study.
This should include both primary and any secondary objectives, as illustrated:
Primary Objective
To assess the efficacy of XXXX on decreasing infarct size as measured by Sestamibi scanning.
Secondary Objective
To assess the safety and tolerability of two doses of XXXX in subjects with acute myocardial infarction.
3. Patients and Methods
1 Study Design
1 General Design
Describe the study design of the study (e.g. case series, case-control, retrospective cohort, nested case-control, prospective cohort)
2 Primary Outcome Variable
Describe the primary outcome variable to be analyzed in the study (e.g. could be length of stay or mortality, depending upon the primary objective of the study).
3 Secondary Outcome Variables
Describe any secondary outcome variables to be analyzed in the study.
2 Subject Selection and Withdrawal
1 Inclusion Criteria
Create a list of criteria subjects must meet to be eligible for study inclusion (e.g. age, gender, target disease, concomitant disease if required, etc.).
2 Exclusion Criteria
Create a list of criteria that would exclude a subject from the study.
3 Study Procedures
In this section, describe what data will be accessed, and how they will be obtained. All variables to be extracted must be identified. The variables should all be listed on your data sheet and included in this protocol. The time period for the charts to be reviewed, as well as the institutions, repository, database from which the records will be acquired, should also be listed in this section. If you do not have access to these records by your mentor or employer you must provide a letter of support with this protocol from the division/department.
4 Statistical Plan
1 Sample Size Determination
Describe how the sample size was determined for this study. The sample size should be based upon the primary outcome variable. If the authors have determined that a sample size estimation was not necessary, please provide the rationale.
2 Statistical Methods
Describe how the data will be summarized (ie, mean+SD, medians and ranges, percentages with 95% confidence intervals, etc). Identify the statistical test for the analysis of the primary outcome variable. Define the tests for the analysis of the secondary outcome variables. Set the level of significance, ie, significance will be assessed at p < 0.05. If no statistical tests are planned, denote that only summary statistics will be used.
4. Data Handling and Record Keeping
1. Confidentiality
The following text is required for all protocols submitted:
Information about study subjects will be kept confidential and managed according to the requirements of the Health Insurance Portability and Accountability Act of 1996 (HIPAA).
Add the following if you have received a waiver of Informed Consent:
Those regulations require that the MMC IRB grant approval of an authorization to collect the Protected Health Information (PHI) without written consent from the participant for research purposes.
2. Records Retention
Summarize the record retention plan applicable to the study. The following sample language is appropriate for retrospective studies:
The correlation tool/ key linking data to PHI will be destroyed at the completion of the study in accordance with the MMC documentation destruction policy.
5 Regulatory Binder
The investigators are required to maintain a regulatory binder containing all information pertinent to the study. This may be in paper or electronic format accessible for review. Please refer to MMCRI/HRPP SECuR website link for regulatory binder info. The following text is recommended for all retrospective protocols:
A regulatory binder will be maintained for this study. This will include items such as this protocol, the letter of approval from the IRB, the Waiver of Authorization form, communication with the IRB, documentation of investigator training, delegation of responsibilities for research staff and all other information pertinent to this study.
5. Study Auditing and Inspecting
The following text is recommended for all study protocols:
The investigator will permit study-related monitoring, audits, and inspections by the MMC IRB, the sponsor (if applicable), government regulatory bodies, and MMC IRB research compliance and quality assurance (SEQuR) of all study related documents (e.g. source documents, regulatory documents, data collection instruments, study data etc.).
Participation as an investigator in this study implies acceptance of potential inspection by government regulatory authorities and applicable MMC IRB compliance and quality assurance offices.
6. Budget
This section should provide a brief summary of the expenses estimated for the study, as well as the projected funding source.
7. Publication Plan
Describe the plan for publication. The following text is recommended for all protocols:
Findings will be shared and discussed with all of the investigators for the study. An estimated timeline for creation of an abstract will be defined at that time. An abstract of the completed study, after input from all of the authors, will be submitted to (meeting of choice, date of meeting). A manuscript of the study, having received input from all of the authors, is tentatively scheduled for submission on (date).
8. References
This is the literature cited section for any information referenced in the protocol. It should be organized as found in a medical journal such as JAMA or the NEJM.
9. Attachments
This section should contain all pertinent documents associated with the management of the study (i.e., waiver of authorization/consent, data sheet, etc).
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