Wescott Financial Advisory Group LLC



Patricia Hackett

Vice President

Compliance Group Manager

The PNC Financial Servies Group

Patricia Hackett is a Vice President and Compliance Group Manager. She is responsible for helping to identify and remediate risks across the businesses supported by Broker-Dealer and Asset Management Group Compliance. Patricia focuses on the implementation of risk-based compliance programs and provides guidance to business partners regarding the compliance and fiduciary risks associated with each of the core businesses. Patricia’s primary role is analyzing and assessing fiduciary risk, including serving as Secretary to PNC's Fiduciary and Investment Risk Committee. Additionally, Patricia participates in various enterprise wide teams related to regulatory implementation efforts and other emerging risks.

Prior to joining PNC, Patricia was an Attorney for the Pennsylvania Securities Commission Division of Enforcement where she handled various cases, including a settlement resulting in 70% restitution for defrauded investors, totaling over $1,100,000 for victims. Previously, she held a senior compliance role for PNC Bank’s Vested Interest Department, working extensively with 401(k) documents and co-authoring an article on participant investment direction for publication in Employee Benefits Journal, earning a PNC Achievement Award. Patricia also worked for PaineWebber’s correspondent clearing division where she managed all aspects of new broker-dealer client conversions and conducted on-site training to ensure customer satisfaction with systems and services. Patricia also worked in marketing for the school division of MacMillan/McGraw-Hill, organizing regional sales conferences and trade show exhibits and completing a media materials catalog.

Patricia holds a Juris Doctor degree from the Duquesne University School of Law and a Bachelor of Arts degree, graduating magna cum laude, from Bethany College. She has served as an adjunct faculty member teaching undergraduate “Business Ethics” for the Duquesne University School of Leadership and Professional Advancement.

Patricia is located in Pittsburgh, Pennsylvania and currently manages one Compliance Analyst.

Phone: 412-768-6888

Email: patricia.hackett@

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