Hr.umhb.edu



Larry G. LockeCurriculum VitaeEducationGordon-Conwell Theological Seminary South Hamilton, MAMasters of Theology, Magna Cum Laude, 2009Theology Department Award for Academic ExcellenceHarvard Law School Cambridge, MAJuris Doctorate, Magna Cum Laude, 1990John M. Olin Law & Economics FellowSenior Editor, Harvard Journal of Law & Public PolicyResearch Assistant, Professor Arthur MillerHarvard Business School Boston, MAMasters of Business Administration, 1990, High DistinctionBaker Scholar (Reserved for top 5% of graduating class)First Year Honors, Second Year HonorsUniversity Tutor for first year coursesPioneer-Hibred Writing AwardOuachita Baptist University Arkadelphia, ARBachelors of Arts in Philosophy, Magna Cum Laude, 1984Bachelors of Science in Education, Mathematics, Magna Cum Laude, 1984National Advisory Board Scholar (1 of 3 Statewide; four-years all expenses)Lettered in Varsity SwimmingFounded Dramatic Honorary FraternityTutored Calculus in Federally funded programUniversity ExperienceUniversity of Mary Hardin-Baylor, College of Business Belton, TXAssistant Professor of Management, 2010 - 2014Teaching 4 classes per term in Management, Business Law and Finance in the undergraduate BBA program and the graduate MBA program. Research individually and with students. Serving as Chairman of Student Development Committee, and on other committees and projects as requested.UMHB Nominee for Piper Teaching Award, 2013.Awarded Summer Research Grant, 2014.Gordon College Wenham, MAVisiting Professor of Business and Economics, 2009-2010Taught 3 classes each semester in Marketing, Finance and Non-Profit Management. Responsible for advising all freshman Business & Economics majors. Individual research. Served in Student Life area and managed projects as requested. Adjunct Professor, Business and Economics, 2008-2009Taught two classes each semester in Marketing and Finance.Southern Methodist University Law School Dallas, TXAdjunct Professor, Financial Derivatives Law, 1995-1997 Cross listed as both a Law School and MBA course. Designed and presented this course exclusively using primary legal and business sources (no textbook) to combination of MBA and JD students.Professional ExperienceFidelity Investments Boston, MA and Dallas, TXAssistant General Counsel, 1997-2002Led legal team supporting all investment compliance functions for FMR Co.’s Equity Trading Desk. Counseled Johnson family on personal investment compliance requirements. Primary lawyer supporting global custody operations and global compliance coordination across different Fidelity corporate entities. Performed lobbying functions for money market issues in New York and Florida State Legislatures. Managed Board of Trustees approvals for specialized municipal products. Represented Fidelity before the Internal Revenue Service, New York Insurance Commissioner, Nevada Gaming Commission, Securities and Exchange Commission, Chilean Minister of Finance, National Association of Securities Dealers, New York Stock Exchange, and other U.S. and foreign regulatory and governmental entities. Pro Bono representation of Liberian refugees seeking asylum.Senior Legal Counsel and Senior Investment Analyst, 1995-1997Primary lawyer responsible for all investment activity in Fidelity’s $100 Billion Money Market Division. Managed all outside law firms and internal legal resources. Designed and negotiated numerous $1 Billion+ structured derivative investments with domestic and foreign banks. Formed Trust Banks for Fidelity in Texas and California. Managed 12-country international research team for global bankruptcy law analysis. Industry representative on Ad Hoc Committee on Municipal Bankruptcy Law Reform after Orange County Bankruptcy. Represented Fidelity before the Texas State Banking Commissioner, California State Banking Commissioner, California State Treasurer, Securities and Exchange Commission, and other federal and state governmental entities.Baker & Botts, L.L.P.Finance Associate, 1990-1995 Dallas, TXRepresented regulators, commercial banks, investment banks, and insurance companies in highly intensive banking and securities law practice. Negotiated and drafted numerous complex financing transactions including public offerings, private placements, workouts, liquidations and financial derivative transactions. Served on Firm’s recruiting committee and responsible for client relationships. Assisted the Securities and Exchange Commission’s Market Transaction Advisory Committee in reforming broker dealer default rules after 1987 market break. First Commercial Bank Little Rock, ARCommercial Lender, 1985-1986Managed middle market loan portfolio of $15M to $3K loans for $1B bank. Responsible for Bank’s relationship with customers, prospecting, credit analysis and loan determinations. Crafted and presented major loan offerings for Loan Committee approval. Responsible for servicing loan portfolio with significant customer calling requirements. Cross sold other bank products to portfolio customers, including DDA, cash management, trust, vault and other services.Credit Analyst, 1985Analyzed bank credit exposure to various bank clients and prospects. Performed in-line financial analysis and peer comparisons based on proprietary models and privately obtained financial data. Drafted written credit reports and advised lending officers on structure and exposure of credit offerings.Corporate Cash Management Marketing and Product Development Officer, 1984-1985Designed and launched first marketing program for $1 Billion bank corporate cash management services. Chief corporate to corporate sales officer for the Division. Crafted advertising copy, divisional logo and advertising strategy. Successful launch of multiple new products and growth of existing customer base.Merger Coordinator, 1982-1983Reporting to Vice Chairman, responsible for merging two $500 million banks with multiple locations and two sets of operating systems into one entity at one location. Redesigned over 50,000 square feet of office space. Designed, bid out, and supervised construction process. Developed integrated media flows for computer and check processing operations. Consulted on signage, human resource management, and operational issues.Ministerial ExperienceThe Vista Community Church Temple, TXVolunteer, 2012-2014Currently serving with College Student Ministry and Substance Abuse Rehabilitation ministry.New Testament Baptist Church Norton, MASenior Pastor, 2002-2008Chief executive officer responsibility for church and PK-12th grade Christian school with over 20 employees and $1million budget, including hiring and firing, P&L responsibility, and organizational strategy. Weekly preaching and teaching responsibilities. Initiated ACSI accreditation for New Testament Christian School (now completed). Represented church to evangelical community and to social services organization with whom we partnered.Interim Senior Pastor, 2001-2002First Baptist Church Richardson, TXYoung Couples Sunday School Teacher, 1992-1997Weekly taught class of 10-20 young couples. Organized social and service activities.Metropolitan Baptist Church Cambridge, MASunday School Director and Adult Class Teacher, 1986-1990Organized Sunday School program and taught adult class for this small, mission church.Publications“Constitutional Law: Servicemen and Constitutional Tort Suits-United States v. Stanley”, 107 S. Ct. 3054 (1987), 11 Harvard Journal of Law and Public Policy 575 (1988). Cited in Amicus Brief to U.S. Supreme Court in Vance v. Rumsfeld, available at . “Flying the Unfriendly Skies: The Legal Fallout over the Use of Computerized Reservation Systems as a Competitive Weapon in the Airline Industry,” Harvard Journal of Law and Technology, Vol. 2, Spring 1989, pp.219-237. Available online at jolt.law.harvard.edu/articles/pdf/v02/02HarvJLTech219.pdf. Cited by various business journals, law reviews and books in U.S. and China.“Deposit Insurance Corporations: Ripe for Change,” Harvard Journal of Law and Public Policy, Vol. 11, No. 1, Winter 1988, pp 213-225. Requested for republication in Banking Law Anthology; Law Book Publishers, International Law Library, Bethesda, MD, April 1989. Requested for republication on WESTLAW; West Publishing Co., St. Paul, MN, July, 1988. Available at . “Ethics Critical in HBS Curriculum”, Op Ed., The Harbus News, May 2, 1988.“Financial Institutions Reform, Recovery and Enforcement Act of 1989;” Legislative Note. Harvard Business School Case Series N9-3909-172, April 5, 1990.“Metropolitan Bank for Savings;” Harvard Business School Case Series N9-390-171, April 5, 1990. Cited by HBS Prof. Richard H.K. Vietor in Contrived Competition, 1994.After the FIRREA: An Analysis of the Savings and Loan Industry After the Financial Institutions Reform, Recovery, and Enforcement Act of 1989, Program in Law and Economics, Harvard Law School, 1990, “The Prognosis for Municipal Bankruptcy Law,” Bankruptcy Court Decisions, Vol. 28, No. 24, May 21, 1996. Reprinted in part as: “How to Protect Creditors and Debtors in Another Bankruptcy Crisis,” The Bond Buyer, June 17, 1996. Republished in Highbeam Research, . Cited by 14 Bank. Dev. J. 497 (1998).“Report of the Ad Hoc Committee on Municipal Bankruptcy Law Reform,” Submitted to the United States Congress, October 15, 1996. Co-authored with other members of the committee.“SEC Comments on Proposed Investment Company Act Rule 206(4)-5,” submitted on behalf of Fidelity Investments. Available at . “Last Lecture Convocation Speech” delivered to Gordon College, May 2010 (selected by Senior class), republished in part, The Hypernikon 2010, at page 2.“Teaching Dodd-Frank: A Professor’s Reference Guide to Recent Changes in Financial Regulation” Proceedings of Christian Business Faculty Association Conference, Lakeland, FL, October, 2010.“Who’s Afraid of Municipal Defaults?” International Journal of Business, Accounting, and Finance, Vol. 5, Number 2, (Fall 2011). “The Christian Mind on Individualism – Collectivism”; The Christian Mind on Being a Responsible Agent”, Michael E. Cafferky, Management: A Faith-Based Perspective, Pearson Education, 2012.“The SEC’s Attempted Use Of Money Market Mutual Fund Shadow Prices To Control Risk Taking By Money Market Mutual Funds”, Journal of Business and Economics Research, Vol 10, No 6 (2012). As of October, 2013, downloaded over 450 times. Republished in part as “Locke Study Shows No Investor Reaction to Low Shadow NAV Prices”, , September 4, 2012.“Harnessing Whales: The Role of Shadow Price Disclosure in Money Market Mutual Fund Reform”, Journal of Business and Economics Research, Vol 11, No 4 (2013). As of October, 2013, downloaded over 250 times. Republished in part as “Locke Paper Discusses Role of Shadow NAV Disclosure in MMF Reform”, , April 4, 2013. Cited by the Securities and Exchange Commission in Money Market Rule Proposal, 2013, . “The Forgotten Alternative to Money Market Reform”, , May 29, 2013.“SEC’s Reforms Should Focus on Riskiest Money Funds”, , June 26, 2013.Moten, James M, Advanced Financial Management: Theory and Application, BVT Publishing, Redding, CA, 2013, “Chapter 11: Derivative Securities.” Also published in Introductory Financial Management: Theory and Application, BVT Publishing, Redding, CA, 2013.“For Money Funds, Rule Proposal Comments Offer Few Clues to Industry Fate”, , November 21, 2013.“Three Areas the SEC Needs to Improve in 2014”, , January 8, 2014.“Money Funds Losing War with Banks, Regulators”, , April 17, 2014.Academic Conference Presentations“TEACHING DODD-FRANK: A Professor’s Guide to Recent Changes in Financial Regulation”, Christian Business Faculty Association Annual Conference, Lakeland, FL, October, 2010.“Who’s Afraid of Municipal Defaults?” The International Academy of Business and Public Administration Disciplines Conference Program, Dallas, TX, April 7, 2011.“Dodging the Debacle: The Securities and Exchange Commission’s Attempted Use of Market Forces to Control Risk Taking by Money Market Funds”, International Academic Conference Program, Orlando, FL, January 2, 2012. Recipient of “Best Paper Award”.“The Effects of Shadow Price Disclosure on the Management of Money Market Funds”, International Academy of Business and Public Administration Disciplines, Orlando, FL, January 2, 2013.Moderator, “Web 2.0 Experimentation and Innovations for Teaching and Learning: An Interactive Discussion”, Southwest Teaching and Learning Conference, San Antonio, TX, April 5, 2013.Moderator, “”Manager Tendencies to Offer Second-Chance Opportunities: Follow-up Research Comparing Faith-Oriented Managers with a General Manager Population”, Christian Business Faculty Association Annual Conference, Bourbonnais, IL, October 18, 2013.“Using Case Studies in Teaching Business as Mission”, Christian Business Faculty Association Annual Conference, Bourbonnais, IL, October 19, 2013, with Dr. James King.“The Impact of Sponsor Support on Money Market Mutual Funds”, International Academy of Business and Public Administration Disciplines, Dallas, TX, April 26, 2014, with Mr. Ethan Mitra and Mr. Blake Mariage.“An Empirical Analysis of Transparency Trends Within the U.S. Securities and Exchange Commission”, Clute Institute International Business Conference, San Francisco, CA, August 10, 2014.“Teaching as Spiritual Formation”, Christian Business Faculty Association Annual Meeting, Nashville, TN, October 11, 2014, with Drs. Jim King, Marty McMahone and Robert Roller.Not-for-Profit Corporate Level Advice and ConsultingAs advisor to various organizations, I have reviewed financial and managerial strategies and advised boards of directors as to financial, strategic, liability, and various other issues. My experience in advising corporate boards and church elders over the years has allowed me to serve various not-for-profit institutions when needed. Current Advisory Positions include:Advisory Board of UMHB Threads of Hope, Plano, Texas. 2013-2014Financial Advisory Board of Bell County Baptists Association, Belton, Texas. 2013 -2014. ................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download