The SuperDividend Report
[Pages:6]The SuperDividend? Report
In times of economic uncertainty and historically low interest rates in fixed income assets, investors are searching for other sources of income to supplement their portfolios. As with all investments, it is important to diversify among asset classes to help ensure that you are not over-exposed to a single geography, industry, or asset class. To help investors diversify their income sources, we have developed a suite of income-producing ETFs designed to be transparent, cost-effective and seamlessly added to an existing portfolio.
High Income Potential
Monthly Distributions
As of 9/30/21
SDIV
SuperDividend? ETF
DIV
SuperDividend? U.S. ETF
EFAS
MSCI SuperDividend? EAFE ETF
SDEM
MSCI SuperDividend? Emerging Markets ETF
SRET
SuperDividend? REIT ETF
ALTY
Alternative Income ETF3
QDIV
Quality Dividend ETF
EXPOSURE1
100 of the Highest Dividend Yielding Equities Globally
30-DAY SEC YIELD2
12-MONTH DIVIDEND YIELD COMPARISON
8.21%
SuperDividend? ETF MSCI ACWI Index
7.47% 1.81%
50 of the Highest Dividend Yielding U.S. Equities
4.99%
50 of the Highest Dividend Yielding securities across Europe, Australasia, and the Far East
5.80%
50 of the Highest Dividend Yielding Emerging Market Equities
5.92%
30 of the Highest Dividend Yielding REITs Globally
? MLPs & Infrastructure ? Real Estate ? Preferreds ? Emerging Market Bonds ? Covered Calls
Invests in companies that score in the top 200 of the S&P 500? based on a variety of quality metrics
5.93% 6.32% 2.49%
SuperDividend? U.S. ETF
5.84%
S&P 500 Index
1.38%
MSCI SuperDividend? EAFE ETF MSCI EAFE High Dividend Yield Index
MSCI EAFE Index
4.62% 5.26% 2.59%
MSCI SuperDividend? Emerging Markets ETF MSCI Emerging Markets Index
6.17% 2.38%
SuperDividend REIT ETF MSCI World REITs Index
6.83% 2.83%
Alternative Income ETF MSCI ACWI Index
6.95% 1.81%
S&P 500? Quality Dividend ETF S&P 500 Index
2.60% 1.38%
10-Year Treasury Yield 3.015.5%2%
1 Funds seek investment results that correspond generally to the price and yield performance of their underlying indexes. Index components are determined by the
Funds' index providers. 2 30-Day SEC Yield as of 9/30/2021. To read the Prospectus for more information, please visit SDIV, DIV, SDEM, globalxetfs.
com/SRET, ALTY, EFAS, and QDIV
3 Formerly the Global X SuperDividend? Alternatives ETF.
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THE SUPERDIVIDEND? REPORT
STANDARD PERFORMANCE
As of 9/30/21
SuperDividend? ETF
Inception Date 06/08/2011
SuperDividend? U.S. ETF
Inception Date 03/11/2013
MSCI SuperDividend? EAFE ETF
Inception Date 11/14/2016
MSCI SuperDividend? Emerging Markets ETF
Inception Date 03/16/2015
SuperDividend? REIT ETF
Inception Date 03/16/2015
Ticker SDIV
Fund Information
AUM
Expense Ratio
$949 m
0.59%
Distribution Yield 1
Yields
12-Month Dividend Yield 2
30-Day SEC Yield 3
7.38%
7.47%
8.21%
DIV
$651 m
0.45%
5.29%
5.84%
4.99%
EFAS
$14 m
0.56%
5.40%
4.62%
5.80%
SDEM
$65 m
0.67%
7.35%
6.17%
5.92%
SRET
$459 m
0.58%
6.42%
6.83%
5.93%
Alternative Income ETF
Inception Date 07/13/2015
ALTY
$32 m
0.50%
6.91%
6.95%
6.32%
S&P 500? Quality Dividend ETF
Inception Date 07/13/2018
QDIV
$10 m
0.20%
2.65%
2.60%
2.49%
The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. For performance data current to the most recent month end, please call 1-888-493-8631, or visit .
? Distribution Yield: The annual yield an investor would receive if the most recent fund distribution remained the same going forward. The yield represents a single distribution from the fund and does not represent total return of the fund. The distribution yield is calculated by annualizing the most recent distribution and dividing by the NAV. 2 12-Month Dividend Yield: The yield an investor would have received if they had held the fund over the last twelve months assuming the most recent NAV. The 12-Month yield is calculated by summing any income distributions over the past twelve months and dividing by the NAV. ? 30-Day SEC Yield: A standard yield calculation developed by the Securities and Exchange Commission that allows for fairer comparisons among funds. This figure reflects the interest earned during the period after deducting the fund's expenses for the period.
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THE SUPERDIVIDEND? REPORT
STANDARD PERFORMANCE
Performance
As of 9/30/21
Since Fund Inception
1-Year
5-Year
10-Year
Annualized Since Fund Inception
SuperDividend? ETF
Inception Date 06/08/2011
SuperDividend? U.S. ETF
Inception Date 03/11/2013
MSCI SuperDividend? EAFE ETF
Inception Date 11/14/2016
MSCI SuperDividend? Emerging Markets ETF4
Inception Date 03/16/2015
SuperDividend? REIT ETF
Inception Date 03/16/2015
Alternative Income ETF
Inception Date 07/13/2015
S&P 500? Quality Dividend ETF
Inception Date 07/13/2018
NAV Market Price SOLSDIV Index NAV Market Price IDIVT Index NAV Market Price M1CXGXC Index NAV Market Price
Hybrid SuperDividend Index5
NAV Market Price SRET Index NAV Market Price IALTYT Index NAV Market Price SPXQHDUT Index
15.34% 14.88% 13.36% 37.32% 38.16% 43.67% 34.20% 32.68% 37.55% 17.47% 17.21% 27.93% 6.39% 6.73% 10.16% 46.67% 46.88% 50.89% 35.46% 35.77% 36.89%
33.67% 32.87% 34.12% 36.75% 36.81% 36.85% 34.47% 33.97% 35.55% 29.47% 28.52% 31.42% 29.19% 29.56% 29.61% 35.80% 36.11% 36.37% 43.05% 43.24% 43.48%
-1.68% -1.82% -1.48% 1.98% 1.97% 2.48%
2.31% 2.08% 3.73% -1.38% -1.35% -0.89% 5.31% 5.09% 5.67% -
3.52% 3.62% 3.41%
-
-
-
1.39% 1.35% 1.22% 3.78% 3.85% 4.32% 6.22% 5.97% 6.75% 2.49% 2.46% 3.83% 0.95% 1.00% 1.49% 6.36% 6.38% 6.83% 9.90% 9.98% 10.25%
The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an
investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be
lower or higher than the performance quoted. For performance data current to the most recent month end, please call 1-888-493-8631, or visit . 4 The Fund's name, investment objective, and investment strategy changed effective November 16, 2016. The Fund inception date reflects the original inception date of the Fund when it was the Global X SuperDividend Emerging Markets ETF. 5 The Hybrid SuperDividend Index consists of the INDXX SuperDividend Emerging Markets Index from the inception of the Fund through November 15, 2016, and the MSCI Emerging Markets Top 50 Dividend Index going forward.
?
605 THIRD AVENUE
1 (888) 493-8631
43RD FLOOR
NEW YORK, NY 10158
@GLOBALXETFS
THE SUPERDIVIDEND? REPORT
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
SDIV
SDICVoCmOMpPoOnNeEnNtTCCrReEdDiItT RAaTtIiNnGg1,12,2
0 03
13
24
12
AAA AA- A- BBB- to BBB+ to AA+ to A+
BB- to BB+
B-
to B+
? 52 of SDIV's 100 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).
? 31% of the components which were rated by at least one ratings agency had an investment grade rating.
0 CCCto CCC+
*Top 10 Yielding Securities1
Central China Real Estate Ltd Fortescue Metals Group Ltd Yuzhou Group Holdings Co Ltd Severstal PAO China Aoyuan Group Ltd Puradelta Lestari Tbk PT China Sanjiang Fine Chemicals Agile Group Holdings Ltd Guangzhou R&F Properties Co Ltd Times China Holdings Ltd
DIV
DIVCCoOmMpPoOnNeENnTt CCRrEeDdITitRRATaItNiGn1g,21,2
00 4
18
9
40
AAA AA-
A-
to AA+ to A+
BBB- to BBB+
BBto BB+
Bto B+
CCCto CCC+
? 35 of DIV's 50 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).
? 63% of the components which were rated by at least one ratings agency had an investment grade rating.
*Top 10 Yielding Securities1
Icahn Enterprises LP KNOT Offshore Partners LP CrossAmerica Partners LP BP Midstream Partners LP MPLX LP AGNC Investment Corp KKR Real Estate Finance Trust Altria Group Inc Westlake Chemical Partners LP AT&T Inc
Indicated Yield
27.70% 23.93% 23.30% 22.23% 19.48% 16.24% 15.57% 15.11% 14.62% 14.35%
Weight in Fund
SDIVRoRlollilningg 1122 -MMoonnththDiDstirsibturitbiountsi?ons*
0.54% $0.10
0.78%
0.47% $0.08
0.61% $0.06 0.79%
0.84% $0.04
0.94% $0.02 0.89%
0.73% $0.00
0.80%
Indicated Yield
Weight in Fund
Rolling 12-Month Distributions*
DIV Rolling 12 Month Distributions?
16.02% 1.43% $0.12
11.07% 2.12% 10.56% 2.04% $0.10
10.49% 2.06% $0.08
9.66% 2.18% $0.06
9.13% 1.83% $0.04 8.15% 2.15% 7.91% 1.95% $0.02
7.75% 1.95% $0.00
7.70% 1.73%
EFAS
EFACSoCmOMpPoOnNeENnTt CCRrEeDIdTiRtARTIaNtGi1n,2 g1,2
0 0
21
AAA AA-
A-
to AA+
to A+
20 BBB- to BBB+
20 0 BB- B- CCCto BB+ to B+ to CCC+
? 43 of EFAS's 50 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).
? 95% of the components which were rated by at least one ratings agency had an investment grade rating.
*Top 10 Yielding Securities1
Fortescue Metals Group Ltd Rio Tinto PLC Endesa SA Rio Tinto Ltd M&G PLC Persimmon PLC British American Tobacco PLC Telecom Italia S.P.A. Direct Line Insurance Group PLC Aurizon Holdings Ltd
Indicated Yield
23.93% 10.03% 9.36% 9.05% 9.00% 8.81% 8.28% 7.86% 7.70% 7.60%
Weight
in Fund EFASRRoolllliinngg 1122M-MonotnhtDhisDtriisbturtiibounst?ions* 1.30% $0.08 1.63% 1.55% $0.06 1.60%
$0.04
1.78% 1.76% $0.02 1.91% 1.53% $0.00 2.04% 2.11%
SDEM
SDECMoCmOpMoPnOeNnENt TCCrReEdDitITRRaAtTiInNgG11,,22
0 0
4
AAA AA-
A-
to AA+ to A+
13 BBB- to BBB+
6 BB- to BB+
50
B-
CCC-
to B+ to CCC+
? 28 of SDEM's 50 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's and Fitch).
? 61% of the components which were rated by at least one ratings agency had an investment grade rating.
*Top 10 Yielding Securities1
Kumba Iron Ore Ltd Severstal PAO Exxaro Resources Ltd China Aoyuan Group Ltd Surgutneftegas PJSC MCB Bank Ltd Agile Group Holdings Ltd Novolipetsk Steel PJSC Alrosa PJSC Logan Group Co Ltd
Indicated Yield
22.99% 22.23% 20.62% 19.48% 16.67% 16.26% 15.11% 14.66% 13.78% 13.15%
Weight in Fund
1.41% 1.71% 1.94% 1.04% 2.00% 1.68% 1.37% 1.70% 2.50% 1.43%
SDERMolRlionllgin1g21-2MMoonntthh DDisistrtirbiubtuiotnios?ns*
$0.07 $0.05 $0.03 $0.01
1 Bloomberg, 9/30/2021 2 Credit Quality Methodology: All rated securities are rated by S&P, Moody's, and/or Fitch. If a security is rated by more than one of these organizations, the lowest
rating assigned is considered for this analysis. * Holdings subject to change. Current and future holdings subject to risk. Ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest).
?
605 THIRD AVENUE
1 (888) 493-8631
43RD FLOOR
NEW YORK, NY 10158
@GLOBALXETFS
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
THE SUPERDIVIDEND? REPORT
SRET
SRECToCmOMpPoOnNeEnNTt CCRrEeDdITitRRATaINtiGn1,g2 1,2
0 0
2
6
5
10
AAA AAto AA+
A-
BBB- to BBB+
to A+
BB- to BB+
B- CCCto B+ to CCC+
? 14 of SRET's 30 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).
? 57% of the components which were rated by at least one ratings agency had an investment grade rating.
*Top 10 Yielding Securities1
Orchid Island Capital Inc ARMOUR Residential REIT Inc Two Harbors Investment Corp Annaly Capital Management Inc Global Net Lease Inc PennyMac Mortgage Investment Trust AGNC Investment Corp Dynex Capital Inc Chimera Investment Corp Broadmark Realty Capital Inc
Indicated Weight Yield in Fund
15.95% 2.91% 11.13% 2.97% 10.73% 3.17% 10.45% 3.18% 9.99% 2.95% 9.55% 3.42% 9.13% 3.12% 9.03% 3.02% 8.89% 4.39% 8.52% 2.92%
SRERToRlloinlligng1212-MMoonntthhDDistisritbruibtiountsio? ns*
$0.06 $0.05 $0.04 $0.03 $0.02
ALTY
ALTCYoCmOMpPoONnEeNnT tCRCErDeITdRiAtTRINaGt1,2ing1,2
0 0
3
AAA AA-
A-
to AA+ to A+
23 BBB- to BBB+
4 00
BB-
B- CCC-
to BB+ to B+ to CCC+
? 30 of ALTY's 45 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).**
? 87% of the components which were rated by at least one ratings agency had an investment grade rating.
**Out of ALTY's 52 components, 17 are Close-ended Funds which are not rated by ratings agencies.
*Top 10 Yielding Securities1
Icahn Enterprises LP Brookfield Real Assets Income Stone Harbor Emerging Markets Templeton Emerging Markets Inc BP Midstream Partners LP Global X Nasdaq 100 Covered Call ETF MPLX LP Hercules Capital Inc Prospect Capital Corp
Magellan Midstream Partners LP
QDIV
QDCIoVmCOpMoPnOeNEnNtTCCRrEeDdITitRARTaINtGin1,2g1,2
03
23
40
300
AAA AA-
A-
to AA+ to A+
BBB- to BBB+
BB- B- CCCto BB+ to B+ to CCC+
? 69 of QDIV's 75 components received a rating from at least one of the three major credit rating agencies (S&P, Moody's, and Fitch).
? 96% of the components which were rated by at least one ratings agency had an investment grade rating.
*Top 10 Yielding Securities1
Dow Inc Kraft Heinz Co Newell Brands Inc Amcor PLC Newmont Corp Cardinal Health Inc Huntington Bancshares Inc International Paper Co Omnicom Group Inc Leggett & Platt Inc
Indicated Weight Yield in Fund
16.02% 1.31% 11.42% 1.01% 11.28% 1.37% 10.71% 1.01% 10.49% 1.31% 10.35% 13.34% 9.66% 1.33% 9.39% 0.42% 9.35% 0.41%
9.02% 1.30%
ALTRYoRlolilnlingg1122-MMoonnththDiDstirsibtruitbiountsi?ons*
$0.10 $0.08 $0.06 $0.04 $0.02 $0.00
Indicated Yield
Weight in Fund
Rolling 12-Month Distributions*
QDIV Rolling 12 Month Distributions?
4.86% 1.17% $0.08
4.35% 1.17%
4.16% 1.09% $0.06 4.06% 1.31%
4.05% 1.07% $0.04 3.97% 1.15%
3.88% 1.47% $0.02
3.87% 1.21%
3.86% 1.19% $0.00
3.75% 1.15%
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
Oct-20 Nov-20 Dec-20 Jan-21 Feb-21 Mar-21 Apr-21 May-21 Jun-21
Jul-21 Aug-21 Sep-21
1 Bloomberg, 9/30/2021 2 Credit Quality Methodology: All rated securities are rated by S&P, Moody's, and/or Fitch. If a security is rated by more than one of these organizations, the lowest
rating assigned is considered for this analysis. * Holdings subject to change. Current and future holdings subject to risk. Ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest).
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605 THIRD AVENUE
1 (888) 493-8631
43RD FLOOR
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THE SUPERDIVIDEND? REPORT
INDEX DEFINITIONS
SOLSDIV IDIVT ISDEMT IALTYT
SRET M1CXGXC SPXQHDUT
The Solactive Global SuperDividend Index tracks the performance of 100 equally weighted companies that rank among the highest dividend yielding equity securities in the world.
The INDXX SuperDividend U.S. Low Volatility Index tracks the performance of 50 equally weighted common stocks, MLPs and REITs that rank among the highest dividend yielding equity securities in the United States.
The Indxx SuperDividend Emerging Markets Index tracks the performance of 50 equally weighted companies that rank among the highest dividend yielding equity securities in emerging markets, as defined by Indxx. The components of the Underlying Index have paid dividends consistently over the last 2 years.
The Indxx SuperDividend? Alternatives Index tracks the performance of among the highest dividend yielding securities in each category of alternative investments, as defined by the Index Sponsor. The underlying Index may include exposure to the following classes of alternative investments: MLPs, infrastructure companies, REITs, mortgage REITs, emerging market debt and currency trading, business development companies ("BDCs"), private equity, asset and mortgage backed securities, and option-writing strategies. The Underlying Index may include ETFs and closed-end funds ("CEFs") that provide access to one or more of these categories of alternative investments.
The Solactive Global SuperDividend? REIT Index tracks the performance of Real Estate Investment Trusts ("REITs") that rank among the highest yielding REITs globally, as determined by the Index Provider. The Underlying Index is maintained by Solactive AG.
The MSCI EAFE Top 50 Dividend Index tracks the performance of 50 of the highest yielding equity securities from international developed markets across Europe, Australasia, and the Far East.
The S&P 500? Quality High Dividend Index measures the performance of S&P 500 stocks that exhibit both high quality and high dividend yield characteristics. Index constituents are equally-weighted, subject to a 25% Global Industry Classification Standard (GICS) Sector weight cap.
Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Narrowly focused investments typically exhibit higher volatility.
Diversification may not protect against market loss.
High yielding stocks are often speculative, high risk investments. These companies can be paying out more than they can support and may reduce their dividends or stop paying dividends at any time, which could have a material adverse effect on the stock price of these companies and the Fund's performance. There is no guarantee that dividends will be paid.
The potential benefits of investing in MLPs depend on them being treated as partnerships for federal income tax purposes. Further, if the MLP is deemed to be a corporation then its income would be subject to federal taxation at the entity level, reducing the amount of cash available for distributions to the fund which could result in a reduction of the fund's value. The risks associated with real estate investment trusts including interest rate risk which may cause certain REIT holdings to decline in value if interest rates increase. REITs are subject to general risks related to real estate including default risk and the possibility of decreasing property values. Real estate is highly sensitive to general and local economic conditions and developments, and characterized by intense competition and periodic overbuilding. Many real estate companies, including REITs, utilize leverage (and some may be highly leveraged), which increases risk and could adversely affect a real estate company's operations and market value in periods of rising interest rates.
EFAS may invest in mid-capitalization companies, which pose greater risks than large companies.
ALTY may invest in MLPs, infrastructure investments, REITs, mortgage REITs, preferred stocks, currency trading, actively-managed and covered call strategies and therefore may be subject to all underlying risks. ALTY may invest in derivatives, which are often more volatile than other investments and may magnify the Fund's gains or losses.
QDIV is non-diversified.
This information is not intended to be individual or personalized investment or tax advice. Please consult a financial advisor or tax professional for more information regarding your tax situation. The fund is required to distribute income and capital gains which may be taxable. Buying and selling shares will result in brokerage commissions and tax consequences. Shares are only available through brokerage accounts which may have minimum requirements.
Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn't available, the midpoint between the national best bid and national best offer ("NBBO") as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. The returns shown do not represent the returns you would receive if you traded shares at other times.
This material must be preceded or accompanied by a current summary or full prospectus. Investors should read it carefully before investing or sending money.
Global X Management Company, LLC serves as an advisor to the Global X Funds. The Global X Funds are distributed by SEI Investments Distribution Co., One Freedom Valley Drive, Oaks, PA, 19456, which is not affiliated with Global X Management Company or any of its affiliates.
Published 2021
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