Linearinvestment.com



Junior Compliance Analyst Job Specification: Junior Compliance AnalystFull time roleSalary: CompetitiveLocation: London VictoriaCompany Profile Linear is a privately owned, fast growing business with a highly scalable model as a Prime and Agency Broker, providing the complete suite of multi-asset Brokerage services to its buy-side clients, from execution through to margin financing, custody and settlement of equities, fixed income, FX, mutual funds and structured notes.We have an exciting opportunity for an enthusiastic individual to join the business within the Compliance team. Reporting to Compliance Supervisor, you will be responsible for:Checking new customers are compliant with the firm’s KYC/AML requirementsReporting/escalating any anomalies to Compliance SupervisorAssist the compliance supervisor in reviewing policies and procedures, drafting responses to client enquiries. Assisting with updating compliance information in the firm’s systems Assisting with administration of all staff compliance trainingSupporting the monitoring of Appointed RepresentativesAssisting in the execution of the firm’s compliance monitoring program Assisting the firm in complying with its market surveillance monitoring responsibility by providing support when necessary to help analyse ‘alerts’ generated by the market surveillance monitoring system and escalating any suspicious transactions ‘STORs’ to Compliance Supervisor or assisting with the regulatory report accordingly.Providing support to Compliance Supervisor on various projects as necessaryWe are looking for someone with: Bachelor’s degree in Law / Economics or equivalent.Good knowledge of Microsoft office packages.Proactive self-starter with strong analytical and problem-solving skills.Exceptional communication skills and demonstrates strong teamwork with ability to work independently. Strong insight for financial markets / hedge fundsPrevious experience in bank, broker or hedge fund manager would be desirable. If interested, email your CV and covering letter ................
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