Cantella



Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.A7TCANTELLA & CO., INC.28 STATE STREET40TH FLOORBOSTON, MA 02109SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2016Securities Listed on New York Stock ExchangeSummary Statistics : Non-directed orders as percentage of total customer orders100.00% Market orders as percentage of total market orders 79.64% Limit orders as percentage of total limit orders 19.58% Other orders as percentage of total other orders 0.79%Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. KCG Americas LLC 39.35% 2. Citadel Securities LLC 36.56% 3. G1 Execution Services, LLC 5.99% 4. BATS BZX Exchange 5.74% 5. EDGX Exchange, Inc. 4.47% 6. Two Sigma Securities, LLC 2.55% 7. National Financial Services LLC 2.40% 8. Instinet LLC 1.23% 9. BATS BYX Exchange 0.88%10. UBS Securities, LLC 0.59%Information Concerning Significant Venues : 1. KCG Americas LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 44.61% Limit orders as percentage of total limit orders 19.30% Other orders as percentage of total other orders 6.25% 2. Citadel Securities LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 40.60% Limit orders as percentage of total limit orders 17.79% Other orders as percentage of total other orders 93.75% 3. G1 Execution Services, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 5.85% Limit orders as percentage of total limit orders 6.77% Other orders as percentage of total other orders 0.00% 4. BATS BZX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 29.32% Other orders as percentage of total other orders 0.00% 5. EDGX Exchange, Inc. Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 22.81% Other orders as percentage of total other orders 0.00% 6. Two Sigma Securities, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 3.02% Limit orders as percentage of total limit orders 0.75% Other orders as percentage of total other orders 0.00% 7. National Financial Services LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 2.53% Limit orders as percentage of total limit orders 2.01% Other orders as percentage of total other orders 0.00% 8. Instinet LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 1.48% Limit orders as percentage of total limit orders 0.25% Other orders as percentage of total other orders 0.00% 9. BATS BYX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 1.11% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% 10. UBS Securities, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.74% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00%Securities Listed on The Nasdaq Stock MarketSummary Statistics : Non-directed orders as percentage of total customer orders100.00% Market orders as percentage of total market orders 78.93% Limit orders as percentage of total limit orders 18.88% Other orders as percentage of total other orders 2.19%Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. KCG Americas LLC 38.80% 2. Citadel Securities LLC 37.85% 3. EDGX Exchange, Inc. 5.82% 4. BATS BZX Exchange 4.67% 5. G1 Execution Services, LLC 4.29% 6. Two Sigma Securities, LLC 2.86% 7. BATS BYX Exchange 1.81% 8. National Financial Services LLC 1.33% 9. UBS Securities, LLC 1.14%10. Instinet LLC 1.05%Information Concerning Significant Venues : 1. KCG Americas LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 42.75% Limit orders as percentage of total limit orders 20.20% Other orders as percentage of total other orders 56.52% 2. Citadel Securities LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 42.87% Limit orders as percentage of total limit orders 17.68% Other orders as percentage of total other orders 30.43% 3. EDGX Exchange, Inc. Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 30.81% Other orders as percentage of total other orders 0.00% 4. BATS BZX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 24.75% Other orders as percentage of total other orders 0.00% 5. G1 Execution Services, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 4.47% Limit orders as percentage of total limit orders 4.04% Other orders as percentage of total other orders 0.00% 6. Two Sigma Securities, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 3.50% Limit orders as percentage of total limit orders 0.51% Other orders as percentage of total other orders 0.00% 7. BATS BYX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 2.29% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% 8. National Financial Services LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 1.57% Limit orders as percentage of total limit orders 0.51% Other orders as percentage of total other orders 0.00% 9. UBS Securities, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.97% Limit orders as percentage of total limit orders 0.51% Other orders as percentage of total other orders 13.04% 10. Instinet LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 1.33% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00%Securities Listed on NYSE MKT or Regional ExchangesSummary Statistics : Non-directed orders as percentage of total customer orders100.00% Market orders as percentage of total market orders 86.03% Limit orders as percentage of total limit orders 13.97% Other orders as percentage of total other orders 0.00%Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. Citadel Securities LLC 44.39% 2. KCG Americas LLC 35.16% 3. G1 Execution Services, LLC 4.99% 4. Two Sigma Securities, LLC 2.99% 5. BATS BZX Exchange 2.99% 6. Instinet LLC 2.74% 7. Jane Street Capital, LLC 2.74% 8. BATS BYX Exchange 2.74% 9. EDGX Exchange, Inc. 1.00%10. NYSE Arca 0.25%Information Concerning Significant Venues : 1. Citadel Securities LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 46.67% Limit orders as percentage of total limit orders 30.36% Other orders as percentage of total other orders 0.00% 2. KCG Americas LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 37.68% Limit orders as percentage of total limit orders 19.64% Other orders as percentage of total other orders 0.00% 3. G1 Execution Services, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 3.77% Limit orders as percentage of total limit orders 12.50% Other orders as percentage of total other orders 0.00% 4. Two Sigma Securities, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 2.90% Limit orders as percentage of total limit orders 3.57% Other orders as percentage of total other orders 0.00% 5. BATS BZX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 21.43% Other orders as percentage of total other orders 0.00% 6. Instinet LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 3.19% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% 7. Jane Street Capital, LLC Types of Orders Routed to Venue : Market orders as percentage of total market orders 3.19% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% 8. BATS BYX Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 2.61% Limit orders as percentage of total limit orders 3.57% Other orders as percentage of total other orders 0.00% 9. EDGX Exchange, Inc. Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 7.14% Other orders as percentage of total other orders 0.00% 10. NYSE Arca Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 1.79% Other orders as percentage of total other orders 0.00%Exchange - Listed OptionsSummary Statistics : Non-directed orders as percentage of total customer orders100.00% Market orders as percentage of total market orders 74.29% Limit orders as percentage of total limit orders 25.71% Other orders as percentage of total other orders 0.00%Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. The Chicago Board Options Exchange 29.66% 2. The MIAX Options Exchange 20.90% 3. NASDAQ PHLX Options 20.34% 4. NYSE Arca Options 8.19% 5. BOX Option Exchange 7.91% 6. NYSE Amex Options 4.80% 7. NASDAQ Options Market 4.24% 8. BZX Options Exchange, Inc. 1.41% 9. ISE Gemini Options Exchange 1.41%10. EDGX Option Exchange 0.85%Information Concerning Significant Venues : 1. The Chicago Board Options Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 33.84% Limit orders as percentage of total limit orders 17.58% Other orders as percentage of total other orders 0.00% 2. The MIAX Options Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 24.71% Limit orders as percentage of total limit orders 9.89% Other orders as percentage of total other orders 0.00% 3. NASDAQ PHLX Options Types of Orders Routed to Venue : Market orders as percentage of total market orders 23.95% Limit orders as percentage of total limit orders 9.89% Other orders as percentage of total other orders 0.00% 4. NYSE Arca Options Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 31.87% Other orders as percentage of total other orders 0.00% 5. BOX Option Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 8.37% Limit orders as percentage of total limit orders 6.59% Other orders as percentage of total other orders 0.00% 6. NYSE Amex Options Types of Orders Routed to Venue : Market orders as percentage of total market orders 6.46% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% 7. NASDAQ Options Market Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.00% Limit orders as percentage of total limit orders 16.48% Other orders as percentage of total other orders 0.00% 8. BZX Options Exchange, Inc. Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.76% Limit orders as percentage of total limit orders 3.30% Other orders as percentage of total other orders 0.00% 9. ISE Gemini Options Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 0.76% Limit orders as percentage of total limit orders 3.30% Other orders as percentage of total other orders 0.00% 10. EDGX Option Exchange Types of Orders Routed to Venue : Market orders as percentage of total market orders 1.14% Limit orders as percentage of total limit orders 0.00% Other orders as percentage of total other orders 0.00% ................
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