Draft SP 800-171 Rev. 2, Protecting Controlled ... - NIST
Withdrawn Draft
Warning Notice The attached draft document has been withdrawn, and is provided solely for historical purposes. It has been superseded by the document identified below.
Withdrawal Date February 21, 2020 Original Release Date June 19, 2019
Superseding Document Status Final Series/Number NIST Special Publication 800-171 Revision 2
Title Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations
Publication Date February 2020 DOI
CSRC URL Additional Information Protecting CUI project
Draft NIST Special Publication 800-171
Revision 2
Protecting Controlled Unclassified Information in Nonfederal Systems
and Organizations
RON ROSS VICTORIA PILLITTERI
KELLEY DEMPSEY MARK RIDDLE
GARY GUISSANIE
Draft NIST Special Publication 800-171
Revision 2
Protecting Controlled Unclassified Information in Nonfederal Systems
and Organizations
RON ROSS VICTORIA PILLITTERI
KELLEY DEMPSEY
Computer Security Division National Institute of Standards and Technology
MARK RIDDLE
Information Security Oversight Office National Archives and Records Administration
GARY GUISSANIE
Institute for Defense Analyses
June 2019
U.S. Department of Commerce Wilbur L. Ross, Jr., Secretary
National Institute of Standards and Technology Walter Copan, NIST Director and Under Secretary of Commerce for Standards and Technology
SP 800-171, REVISION 2 (DRAFT)
PROTECTING CUI IN NONFEDERAL SYSTEMS AND ORGANIZATIONS
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Authority
2 This publication has been developed by NIST to further its statutory responsibilities under the 3 Federal Information Security Modernization Act (FISMA), 44 U.S.C. ? 3551 et seq., Public Law 4 (P.L.) 113-283. NIST is responsible for developing information security standards and guidelines, 5 including minimum requirements for federal information systems, but such standards and 6 guidelines shall not apply to national security systems without the express approval of the 7 appropriate federal officials exercising policy authority over such systems. This guideline is 8 consistent with requirements of the Office of Management and Budget (OMB) Circular A-130.
9 Nothing in this publication should be taken to contradict the standards and guidelines made 10 mandatory and binding on federal agencies by the Secretary of Commerce under statutory 11 authority. Nor should these guidelines be interpreted as altering or superseding the existing 12 authorities of the Secretary of Commerce, OMB Director, or any other federal official. This 13 publication may be used by nongovernmental organizations on a voluntary basis and is not 14 subject to copyright in the United States. Attribution would, however, be appreciated by NIST.
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National Institute of Standards and Technology Special Publication 800-171, Revision 2
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Natl. Inst. Stand. Technol. Spec. Publ. 800-171, Rev. 2, 121 pages (June 2019)
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CODEN: NSPUE2
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Certain commercial entities, equipment, or materials may be identified in this document to
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describe an experimental procedure or concept adequately. Such identification is not intended
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to imply recommendation or endorsement by NIST, nor is it intended to imply that the entities, materials, or equipment are necessarily the best available for the purpose.
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There may be references in this publication to other publications currently under development
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by NIST in accordance with its assigned statutory responsibilities. The information in this
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publication, including concepts, practices, and methodologies, may be used by federal agencies even before the completion of such companion publications. Thus, until each publication is
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completed, current requirements, guidelines, and procedures, where they exist, remain
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operative. For planning and transition purposes, federal agencies may wish to closely follow the development of these new publications by NIST.
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Organizations are encouraged to review draft publications during the designated public comment
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periods and provide feedback to NIST. Many NIST publications, other than the ones noted above,
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are available at .
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Public comment period: June 19 through July 19, 2019
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National Institute of Standards and Technology
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Attn: Computer Security Division, Information Technology Laboratory
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100 Bureau Drive (Mail Stop 8930) Gaithersburg, MD 20899-8930
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Email: sec-cert@
39 All comments are subject to release under the Freedom of Information Act (FOIA) [FOIA96]. 40
PAGE i
SP 800-171, REVISION 2 (DRAFT)
PROTECTING CUI IN NONFEDERAL SYSTEMS AND ORGANIZATIONS
_________________________________________________________________________________________________
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Reports on Computer Systems Technology
42 The National Institute of Standards and Technology (NIST) Information Technology Laboratory 43 (ITL) promotes the U.S. economy and public welfare by providing technical leadership for the 44 Nation's measurement and standards infrastructure. ITL develops tests, test methods, reference 45 data, proof of concept implementations, and technical analyses to advance the development 46 and productive use of information technology (IT). ITL's responsibilities include the development 47 of management, administrative, technical, and physical standards and guidelines for the cost48 effective security of other than national security-related information in federal information 49 systems. The Special Publication 800-series reports on ITL's research, guidelines, and outreach 50 efforts in information systems security and privacy and its collaborative activities with industry, 51 government, and academic organizations.
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Abstract
53 The protection of Controlled Unclassified Information (CUI) resident in nonfederal systems and 54 organizations is of paramount importance to federal agencies and can directly impact the ability 55 of the federal government to successfully conduct its essential missions and functions. This 56 publication provides agencies with recommended security requirements for protecting the 57 confidentiality of CUI when the information is resident in nonfederal systems and organizations; 58 when the nonfederal organization is not collecting or maintaining information on behalf of a 59 federal agency or using or operating a system on behalf of an agency; and where there are no 60 specific safeguarding requirements for protecting the confidentiality of CUI prescribed by the 61 authorizing law, regulation, or governmentwide policy for the CUI category listed in the CUI 62 Registry. The requirements apply to all components of nonfederal systems and organizations 63 that process, store, or transmit CUI, or that provide security protection for such components. 64 The requirements are intended for use by federal agencies in contractual vehicles or other 65 agreements established between those agencies and nonfederal organizations.
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Keywords
67 Basic Security Requirement; Contractor Systems; Controlled Unclassified Information; CUI 68 Registry; Derived Security Requirement; Executive Order 13556; FIPS Publication 199; FIPS 69 Publication 200; FISMA; NIST Special Publication 800-53; Nonfederal Organizations; Nonfederal 70 Systems; Security Assessment; Security Control; Security Requirement.
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