Caldwell & Orkin -Gator Capital Long/Short Fund
SUMMARY EXPOSURES
ASSET ALLOCATION Long Exposure Short Exposure Warrants Cash Gross Exposure Net Exposure
Caldwell & Orkin - Gator Capital Long/Short Fund As of August 31, 2019
85.64% -52.07%
1.85% 9.92% 139.56% 35.41%
TOP HOLDINGS Quantity Top 10 Top 20 Top 30
LONG SHORT
62
45
27.61% -20.32%
47.40% -33.44%
63.61% -43.43%
MARKET CAP Micro Small Mid Large Total
LONG SHORT 0.17% -7.39% 22.42% -33.56% 27.47% -9.67% 37.43% -1.44% 87.49% -52.07%
LONG POSITIONS
TICKER DESCRIPTION
BX
BLACKSTONE GROUP
IAC
IAC/INTERACTIVECORP
KKR
KKR & CO LP
OMF
ONEMAIN HOLDINGS INC.
CFG
CITIZENS FINANCIAL GROUP
STI
SUNTRUST BANKS
LEN
LENNAR CORP-A
CS
CREDIT SUISS-ADR
AMBC
AMBAC FINANCIAL GROUP
SCHW SCHWAB (CHARLES)
GS
GOLDMAN SACHS GP
SLM
SLM CORP
JPM
JPMORGAN CHASE
MLCO
MELCO RESORTS & ENTERTAIN
COF
CAPITAL ONE FINA
WAL
WESTERN ALLIANCE BANCORP
BCS
BARCLAYS PLC-ADR
BRK/B BERKSHIRE HATH-B
BKU
BANKUNITED INC
% OF NET ASSETS 3.90% 3.13% 2.93% 2.91% 2.74% 2.60% 2.46% 2.42% 2.40% 2.12% 2.11% 2.08% 2.06% 2.05% 2.00% 1.97% 1.93% 1.90% 1.88%
MARKET CAP (MM) SECTOR
59,716 20,677
FINANCIALS COMMUNICATION SERVICES
22,413
FINANCIALS
5,097
FINANCIALS
15,322
FINANCIALS
27,968 16,228
FINANCIALS CONSUMER DISCRETIONARY
31,132
FINANCIALS
860
FINANCIALS
51,725
FINANCIALS
77,553
FINANCIALS
3,722
FINANCIALS
360,325 9,824
FINANCIALS CONSUMER DISCRETIONARY
41,526
FINANCIALS
4,572
FINANCIALS
29,539
FINANCIALS
501,255 FINANCIALS
3,031
FINANCIALS
INDUSTRY CAPITAL MARKETS INTERACTIVE MEDIA & SERVICES CAPITAL MARKETS CONSUMER FINANCE BANKS BANKS HOUSEHOLD DURABLES CAPITAL MARKETS INSURANCE CAPITAL MARKETS CAPITAL MARKETS CONSUMER FINANCE BANKS HOTELS, RESTAURANTS & LEISURE CONSUMER FINANCE BANKS BANKS DIVERSIFIED FINANCIAL SERVICES BANKS
1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC
LONG POSITIONS (continued)
TICKER DESCRIPTION
VCTR
VICTORY CAPITAL HOLDING-A
STL
STERLING BANCORP'
AIG/WS AMERICAN INTNL- CW21
WFC
WELLS FARGO & CO
MGM
MGM MIRAGE
JEF
JEFFERIES FINANCIAL GROUP
LVS
LAS VEGAS SANDS
AMP
AMERIPRISE FINAN
SIVB
SVB FINANCIAL GR
SXC
SUNCOKE ENERGY INC
BBX
BBX CAPITAL CORP
ETFC
E*TRADE FINANCIA
CNOB
CONNECTONE BANCORP INC
LNC
LINCOLN NATL CRP
SITC
SITE CENTERS CORP
UBS
UBS GROUP AG
DB
DEUTSCHE BANK-RG
FNB
FNB CORP
SYF
SYNCHRONY FINANCIAL
HPE
HEWLETT-PACKARD ENTERPRIS
DELL
DELL TECH
AMTD
TD AMERITRADE HOLDING
BB
BLACKBERRY LTD
SRG
SERITAGE GROWTH PROP
SEMG SEMGROUP CORP
NAVI
NAVIENT CORP
JNPR
JUNIPER NETWORKS
BSIG
BRIGHTSPHERE INV GROUP
AXTA
AXALTA COATING SYSTEMS
SNV
SYNOVUS FINL
CIT
CIT GROUP INC
% OF NET ASSETS 1.83% 1.83% 1.80% 1.79% 1.66% 1.65% 1.64% 1.59% 1.44% 1.41% 1.40% 1.36% 1.31% 1.15% 1.09% 1.08% 1.07% 1.06% 1.03% 1.02% 1.01% 0.98% 0.95% 0.92% 0.87% 0.80% 0.80% 0.71% 0.71% 0.66% 0.57%
MARKET CAP (MM) SECTOR
1,151
FINANCIALS
3,985
FINANCIALS
FINANCIALS
210,568 14,605
FINANCIALS CONSUMER DISCRETIONARY
5,730 43,181
FINANCIALS CONSUMER DISCRETIONARY
17,513
FINANCIALS
10,350
FINANCIALS
587
MATERIALS
CONSUMER
433
DISCRETIONARY
10,302
FINANCIALS
745
FINANCIALS
10,983
FINANCIALS
2,562
REAL ESTATE
41,832
FINANCIALS
16,183
FINANCIALS
3,494
FINANCIALS
22,126 18,886 38,126
FINANCIALS INFORMATION TECHNOLOGY INFORMATION TECHNOLOGY
25,410 4,002
FINANCIALS INFORMATION TECHNOLOGY
1,490
REAL ESTATE
696
ENERGY
2,938 8,275
FINANCIALS INFORMATION TECHNOLOGY
865
FINANCIALS
6,889
MATERIALS
5,561
FINANCIALS
4,105
FINANCIALS
INDUSTRY CAPITAL MARKETS BANKS INSURANCE BANKS HOTELS, RESTAURANTS & LEISURE DIVERSIFIED FINANCIAL SERVICES HOTELS, RESTAURANTS & LEISURE CAPITAL MARKETS BANKS METALS & MINING HOTELS, RESTAURANTS & LEISURE CAPITAL MARKETS BANKS INSURANCE EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) CAPITAL MARKETS CAPITAL MARKETS BANKS CONSUMER FINANCE TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS SOFTWARE CAPITAL MARKETS SOFTWARE EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) OIL, GAS & CONSUMABLE FUELS CONSUMER FINANCE COMMUNICATIONS EQUIPMENT CAPITAL MARKETS CHEMICALS BANKS BANKS
1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC
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LONG POSITIONS (continued)
TICKER DESCRIPTION
ETM
ENTERCOM COMMUNICATIONS
IBKR
INTERACTIVE BROKERS GRO
SF
STIFEL FINANCIAL CORP
BGS
B&G FOODS INC
CADE
CADENCE BANCORP
FNMAJ FNMA 7.625 PERP PFD
MTG
MGIC INVT CORP
CWK
CUSHMAN & WAKEFIELD PLC
SFNC
SIMMONS FIRST NATL CORP
HRB
H&R BLOCK INC
KNL
KNOLL INC
DF
DEAN FOODS CO
VIAB
VIACOM INC-B
ABCB
AMERIS BANCORP
ZIONW ZIONS BANCORP NA-CW20
% OF NET ASSETS 0.56% 0.56% 0.47% 0.44% 0.40% 0.40% 0.37% 0.37% 0.30% 0.24% 0.23% 0.17% 0.12% 0.06% 0.05%
MARKET CAP (MM) SECTOR
COMMUNICATION
517
SERVICES
INDUSTRY MEDIA
20,052
FINANCIALS
CAPITAL MARKETS
3,803
FINANCIALS
CAPITAL MARKETS
1,173
CONSUMER STAPLES FOOD PRODUCTS
2,031
FINANCIALS
BANKS
NON CONVERTIBLES FINANCIALS
4,562 3,828
FINANCIALS REAL ESTATE
THRIFTS & MORTGAGE FINANCE REAL ESTATE MANAGEMENT & DEVELOPMENT
2,294 4,921
FINANCIALS CONSUMER DISCRETIONARY
BANKS DIVERSIFIED CONSUMER SERVICES
1,166
INDUSTRIALS
COMMERCIAL SERVICES & SUPPLIES
97 10,454
CONSUMER STAPLES FOOD PRODUCTS
COMMUNICATION
SERVICES
ENTERTAINMENT
2,460
FINANCIALS
BANKS
FINANCIALS
BANKS
1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC
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SHORT POSITIONS
TICKER DESCRIPTION
MARKET % OF NET ASSETS CAP (MM) SECTOR
INDUSTRY
NUGT DIREXION DAILY GOLD BULL
-2.71%
1,515
MATERIALS
METALS & MINING
DRIP
DRXN DAILY S&P OIL&GAS BE
INVH
INVITATION HOMES INC.
-2.51% -2.34%
28 15,407
ENERGY REAL ESTATE
OIL, GAS & CONSUMABLE FUELS
EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)
USLV VELOCITYSHARES 3X LNGSLVR
-2.24%
369
COMMODITIES
COMMODITIES
JNUG DIRXN DLY JR BULL GOLD 3X
-1.99%
862
MATERIALS
METALS & MINING
EBSB MERIDIAN BANCORP INC
-1.87%
938
FINANCIALS
THRIFTS & MORTGAGE FINANCE
WAFD WASHINGTON FEDERAL INC
-1.75%
2,807
FINANCIALS
THRIFTS & MORTGAGE FINANCE
CBPO AMH DRE
CHINA BIOLOGIC PRODUCTS AMERICAN HOMES 4 RENT-A DUKE REALTY CORP
-1.73% -1.70% -1.47%
3,941 7,631 12,074
HEALTH CARE REAL ESTATE REAL ESTATE
BIOTECHNOLOGY
EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)
CFFN CAPITOL FEDERAL FINANCIAL
-1.46%
1,912
FINANCIALS
THRIFTS & MORTGAGE FINANCE
SSB TSLA
SOUTH STATE CORP TESLA INC
-1.45% -1.44%
2,522 41,104
FINANCIALS
CONSUMER DISCRETIONARY
BANKS AUTOMOBILES
HLNE WU CLS
HAMILTON LANE INC WESTERN UNION CELESTICA INC
-1.38% -1.32% -1.27%
3,660
FINANCIALS
CAPITAL MARKETS
INFORMATION
9,593
TECHNOLOGY
IT SERVICES
INFORMATION
ELECTRONIC EQUIPMENT,
891
TECHNOLOGY
INSTRUMENTS & COMPONENTS
FRC
FIRST REPUBLIC BANK/CA
-1.24%
14,796
FINANCIALS
BANKS
NFBK NORTHFIELD BANCORP INC
-1.20%
DGAZ VELOCITYSHARES 3X INVERSE
-1.19%
NWBI NORTHWEST BANCSHARES INC
-1.17%
CBU
COMMUNITY BANK SYSTEM INC
-1.08%
YANG DIREXION DAILY FTSE CHINA
-1.07%
LKFN LAKELAND FINANCIAL CORP
-1.06%
UMBF UMB FINANCIAL
-1.04%
Z
ZILLOW GROUP INC
-1.02%
DWT
VELOCITYSHARES 3X IV CRUD
-0.98%
DSLV VELOCITYSHARES 3X INVSLVR
-0.98%
PDCO PATTERSON COS
-0.94%
SBSI
SOUTHSIDE BANCSHARES INC
-0.91%
TRMK TRUSTMARK CORP
-0.90%
UBSI
UNITED BANKSHARES INC
-0.89%
1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC
4
768 204 1,694 3,175 78 1,094 3,087 6,607 187 35 1,603 1,114 2,110 3,784
FINANCIALS
THRIFTS & MORTGAGE FINANCE
COMMODITIES
COMMODITIES
FINANCIALS
THRIFTS & MORTGAGE FINANCE
FINANCIALS
BANKS
EXCHANGE TRADED
FUNDS (ETF'S)
EXCHANGE TRADED FUNDS (ETF'S)
FINANCIALS
BANKS
FINANCIALS COMMUNICATION SERVICES
BANKS INTERACTIVE MEDIA & SERVICES
COMMODITIES
COMMODITIES
COMMODITIES HEALTH CARE
COMMODITIES HEALTH CARE PROVIDERS & SERVICES
FINANCIALS
BANKS
FINANCIALS
BANKS
FINANCIALS
BANKS
SHORT POSITIONS (continued)
TICKER DESCRIPTION
LC
LENDINGCLUB CORP
COLB COLUMBIA BANKING SYSTEM
PFS
PROVIDENT FINANCIAL SERV
NBTB N B T BANCORP INC
CVBF CVB FINANCIAL CORP
YINN
DIREXION DAILY FTSE CHINA
CBSH COMMERCE BANCSHARES INC
GBCI GLACIER BANCORP INC
JDST DIRXN DLY JR GOLD BEAR 3X
DUST DIREXION DAILY GOLD BEAR
UGAZ VELOCITYSHARES 3X LNG NAT
HFWA HERITAGE FINANCIAL CORP
UWT
VELOCITYSHARES 3X LONG CR
GUSH DRXN DAILY S&P OIL&GAS BU
MARKET % OF NET ASSETS CAP (MM) SECTOR
INDUSTRY
-0.78%
1,186
FINANCIALS
CONSUMER FINANCE
-0.76%
2,557
FINANCIALS
BANKS
-0.76%
1,621
FINANCIALS
THRIFTS & MORTGAGE FINANCE
-0.71%
1,541
FINANCIALS
BANKS
-0.71% -0.62%
2,870
FINANCIALS
BANKS
EXCHANGE TRADED
355
FUNDS (ETF'S)
EXCHANGE TRADED FUNDS (ETF'S)
-0.59%
6,349
FINANCIALS
BANKS
-0.59%
3,650
FINANCIALS
BANKS
-0.49%
151
MATERIALS
METALS & MINING
-0.47%
374
MATERIALS
METALS & MINING
-0.41%
733
COMMODITIES
COMMODITIES
-0.39%
959
FINANCIALS
BANKS
-0.31%
405
COMMODITIES
COMMODITIES
-0.17%
224
ENERGY
OIL, GAS & CONSUMABLE FUELS
1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC
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