Caldwell & Orkin -Gator Capital Long/Short Fund

SUMMARY EXPOSURES

ASSET ALLOCATION Long Exposure Short Exposure Warrants Cash Gross Exposure Net Exposure

Caldwell & Orkin - Gator Capital Long/Short Fund As of August 31, 2019

85.64% -52.07%

1.85% 9.92% 139.56% 35.41%

TOP HOLDINGS Quantity Top 10 Top 20 Top 30

LONG SHORT

62

45

27.61% -20.32%

47.40% -33.44%

63.61% -43.43%

MARKET CAP Micro Small Mid Large Total

LONG SHORT 0.17% -7.39% 22.42% -33.56% 27.47% -9.67% 37.43% -1.44% 87.49% -52.07%

LONG POSITIONS

TICKER DESCRIPTION

BX

BLACKSTONE GROUP

IAC

IAC/INTERACTIVECORP

KKR

KKR & CO LP

OMF

ONEMAIN HOLDINGS INC.

CFG

CITIZENS FINANCIAL GROUP

STI

SUNTRUST BANKS

LEN

LENNAR CORP-A

CS

CREDIT SUISS-ADR

AMBC

AMBAC FINANCIAL GROUP

SCHW SCHWAB (CHARLES)

GS

GOLDMAN SACHS GP

SLM

SLM CORP

JPM

JPMORGAN CHASE

MLCO

MELCO RESORTS & ENTERTAIN

COF

CAPITAL ONE FINA

WAL

WESTERN ALLIANCE BANCORP

BCS

BARCLAYS PLC-ADR

BRK/B BERKSHIRE HATH-B

BKU

BANKUNITED INC

% OF NET ASSETS 3.90% 3.13% 2.93% 2.91% 2.74% 2.60% 2.46% 2.42% 2.40% 2.12% 2.11% 2.08% 2.06% 2.05% 2.00% 1.97% 1.93% 1.90% 1.88%

MARKET CAP (MM) SECTOR

59,716 20,677

FINANCIALS COMMUNICATION SERVICES

22,413

FINANCIALS

5,097

FINANCIALS

15,322

FINANCIALS

27,968 16,228

FINANCIALS CONSUMER DISCRETIONARY

31,132

FINANCIALS

860

FINANCIALS

51,725

FINANCIALS

77,553

FINANCIALS

3,722

FINANCIALS

360,325 9,824

FINANCIALS CONSUMER DISCRETIONARY

41,526

FINANCIALS

4,572

FINANCIALS

29,539

FINANCIALS

501,255 FINANCIALS

3,031

FINANCIALS

INDUSTRY CAPITAL MARKETS INTERACTIVE MEDIA & SERVICES CAPITAL MARKETS CONSUMER FINANCE BANKS BANKS HOUSEHOLD DURABLES CAPITAL MARKETS INSURANCE CAPITAL MARKETS CAPITAL MARKETS CONSUMER FINANCE BANKS HOTELS, RESTAURANTS & LEISURE CONSUMER FINANCE BANKS BANKS DIVERSIFIED FINANCIAL SERVICES BANKS

1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC



LONG POSITIONS (continued)

TICKER DESCRIPTION

VCTR

VICTORY CAPITAL HOLDING-A

STL

STERLING BANCORP'

AIG/WS AMERICAN INTNL- CW21

WFC

WELLS FARGO & CO

MGM

MGM MIRAGE

JEF

JEFFERIES FINANCIAL GROUP

LVS

LAS VEGAS SANDS

AMP

AMERIPRISE FINAN

SIVB

SVB FINANCIAL GR

SXC

SUNCOKE ENERGY INC

BBX

BBX CAPITAL CORP

ETFC

E*TRADE FINANCIA

CNOB

CONNECTONE BANCORP INC

LNC

LINCOLN NATL CRP

SITC

SITE CENTERS CORP

UBS

UBS GROUP AG

DB

DEUTSCHE BANK-RG

FNB

FNB CORP

SYF

SYNCHRONY FINANCIAL

HPE

HEWLETT-PACKARD ENTERPRIS

DELL

DELL TECH

AMTD

TD AMERITRADE HOLDING

BB

BLACKBERRY LTD

SRG

SERITAGE GROWTH PROP

SEMG SEMGROUP CORP

NAVI

NAVIENT CORP

JNPR

JUNIPER NETWORKS

BSIG

BRIGHTSPHERE INV GROUP

AXTA

AXALTA COATING SYSTEMS

SNV

SYNOVUS FINL

CIT

CIT GROUP INC

% OF NET ASSETS 1.83% 1.83% 1.80% 1.79% 1.66% 1.65% 1.64% 1.59% 1.44% 1.41% 1.40% 1.36% 1.31% 1.15% 1.09% 1.08% 1.07% 1.06% 1.03% 1.02% 1.01% 0.98% 0.95% 0.92% 0.87% 0.80% 0.80% 0.71% 0.71% 0.66% 0.57%

MARKET CAP (MM) SECTOR

1,151

FINANCIALS

3,985

FINANCIALS

FINANCIALS

210,568 14,605

FINANCIALS CONSUMER DISCRETIONARY

5,730 43,181

FINANCIALS CONSUMER DISCRETIONARY

17,513

FINANCIALS

10,350

FINANCIALS

587

MATERIALS

CONSUMER

433

DISCRETIONARY

10,302

FINANCIALS

745

FINANCIALS

10,983

FINANCIALS

2,562

REAL ESTATE

41,832

FINANCIALS

16,183

FINANCIALS

3,494

FINANCIALS

22,126 18,886 38,126

FINANCIALS INFORMATION TECHNOLOGY INFORMATION TECHNOLOGY

25,410 4,002

FINANCIALS INFORMATION TECHNOLOGY

1,490

REAL ESTATE

696

ENERGY

2,938 8,275

FINANCIALS INFORMATION TECHNOLOGY

865

FINANCIALS

6,889

MATERIALS

5,561

FINANCIALS

4,105

FINANCIALS

INDUSTRY CAPITAL MARKETS BANKS INSURANCE BANKS HOTELS, RESTAURANTS & LEISURE DIVERSIFIED FINANCIAL SERVICES HOTELS, RESTAURANTS & LEISURE CAPITAL MARKETS BANKS METALS & MINING HOTELS, RESTAURANTS & LEISURE CAPITAL MARKETS BANKS INSURANCE EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) CAPITAL MARKETS CAPITAL MARKETS BANKS CONSUMER FINANCE TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS SOFTWARE CAPITAL MARKETS SOFTWARE EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) OIL, GAS & CONSUMABLE FUELS CONSUMER FINANCE COMMUNICATIONS EQUIPMENT CAPITAL MARKETS CHEMICALS BANKS BANKS

1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC

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LONG POSITIONS (continued)

TICKER DESCRIPTION

ETM

ENTERCOM COMMUNICATIONS

IBKR

INTERACTIVE BROKERS GRO

SF

STIFEL FINANCIAL CORP

BGS

B&G FOODS INC

CADE

CADENCE BANCORP

FNMAJ FNMA 7.625 PERP PFD

MTG

MGIC INVT CORP

CWK

CUSHMAN & WAKEFIELD PLC

SFNC

SIMMONS FIRST NATL CORP

HRB

H&R BLOCK INC

KNL

KNOLL INC

DF

DEAN FOODS CO

VIAB

VIACOM INC-B

ABCB

AMERIS BANCORP

ZIONW ZIONS BANCORP NA-CW20

% OF NET ASSETS 0.56% 0.56% 0.47% 0.44% 0.40% 0.40% 0.37% 0.37% 0.30% 0.24% 0.23% 0.17% 0.12% 0.06% 0.05%

MARKET CAP (MM) SECTOR

COMMUNICATION

517

SERVICES

INDUSTRY MEDIA

20,052

FINANCIALS

CAPITAL MARKETS

3,803

FINANCIALS

CAPITAL MARKETS

1,173

CONSUMER STAPLES FOOD PRODUCTS

2,031

FINANCIALS

BANKS

NON CONVERTIBLES FINANCIALS

4,562 3,828

FINANCIALS REAL ESTATE

THRIFTS & MORTGAGE FINANCE REAL ESTATE MANAGEMENT & DEVELOPMENT

2,294 4,921

FINANCIALS CONSUMER DISCRETIONARY

BANKS DIVERSIFIED CONSUMER SERVICES

1,166

INDUSTRIALS

COMMERCIAL SERVICES & SUPPLIES

97 10,454

CONSUMER STAPLES FOOD PRODUCTS

COMMUNICATION

SERVICES

ENTERTAINMENT

2,460

FINANCIALS

BANKS

FINANCIALS

BANKS

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SHORT POSITIONS

TICKER DESCRIPTION

MARKET % OF NET ASSETS CAP (MM) SECTOR

INDUSTRY

NUGT DIREXION DAILY GOLD BULL

-2.71%

1,515

MATERIALS

METALS & MINING

DRIP

DRXN DAILY S&P OIL&GAS BE

INVH

INVITATION HOMES INC.

-2.51% -2.34%

28 15,407

ENERGY REAL ESTATE

OIL, GAS & CONSUMABLE FUELS

EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

USLV VELOCITYSHARES 3X LNGSLVR

-2.24%

369

COMMODITIES

COMMODITIES

JNUG DIRXN DLY JR BULL GOLD 3X

-1.99%

862

MATERIALS

METALS & MINING

EBSB MERIDIAN BANCORP INC

-1.87%

938

FINANCIALS

THRIFTS & MORTGAGE FINANCE

WAFD WASHINGTON FEDERAL INC

-1.75%

2,807

FINANCIALS

THRIFTS & MORTGAGE FINANCE

CBPO AMH DRE

CHINA BIOLOGIC PRODUCTS AMERICAN HOMES 4 RENT-A DUKE REALTY CORP

-1.73% -1.70% -1.47%

3,941 7,631 12,074

HEALTH CARE REAL ESTATE REAL ESTATE

BIOTECHNOLOGY

EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS) EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

CFFN CAPITOL FEDERAL FINANCIAL

-1.46%

1,912

FINANCIALS

THRIFTS & MORTGAGE FINANCE

SSB TSLA

SOUTH STATE CORP TESLA INC

-1.45% -1.44%

2,522 41,104

FINANCIALS

CONSUMER DISCRETIONARY

BANKS AUTOMOBILES

HLNE WU CLS

HAMILTON LANE INC WESTERN UNION CELESTICA INC

-1.38% -1.32% -1.27%

3,660

FINANCIALS

CAPITAL MARKETS

INFORMATION

9,593

TECHNOLOGY

IT SERVICES

INFORMATION

ELECTRONIC EQUIPMENT,

891

TECHNOLOGY

INSTRUMENTS & COMPONENTS

FRC

FIRST REPUBLIC BANK/CA

-1.24%

14,796

FINANCIALS

BANKS

NFBK NORTHFIELD BANCORP INC

-1.20%

DGAZ VELOCITYSHARES 3X INVERSE

-1.19%

NWBI NORTHWEST BANCSHARES INC

-1.17%

CBU

COMMUNITY BANK SYSTEM INC

-1.08%

YANG DIREXION DAILY FTSE CHINA

-1.07%

LKFN LAKELAND FINANCIAL CORP

-1.06%

UMBF UMB FINANCIAL

-1.04%

Z

ZILLOW GROUP INC

-1.02%

DWT

VELOCITYSHARES 3X IV CRUD

-0.98%

DSLV VELOCITYSHARES 3X INVSLVR

-0.98%

PDCO PATTERSON COS

-0.94%

SBSI

SOUTHSIDE BANCSHARES INC

-0.91%

TRMK TRUSTMARK CORP

-0.90%

UBSI

UNITED BANKSHARES INC

-0.89%

1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC

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768 204 1,694 3,175 78 1,094 3,087 6,607 187 35 1,603 1,114 2,110 3,784

FINANCIALS

THRIFTS & MORTGAGE FINANCE

COMMODITIES

COMMODITIES

FINANCIALS

THRIFTS & MORTGAGE FINANCE

FINANCIALS

BANKS

EXCHANGE TRADED

FUNDS (ETF'S)

EXCHANGE TRADED FUNDS (ETF'S)

FINANCIALS

BANKS

FINANCIALS COMMUNICATION SERVICES

BANKS INTERACTIVE MEDIA & SERVICES

COMMODITIES

COMMODITIES

COMMODITIES HEALTH CARE

COMMODITIES HEALTH CARE PROVIDERS & SERVICES

FINANCIALS

BANKS

FINANCIALS

BANKS

FINANCIALS

BANKS



SHORT POSITIONS (continued)

TICKER DESCRIPTION

LC

LENDINGCLUB CORP

COLB COLUMBIA BANKING SYSTEM

PFS

PROVIDENT FINANCIAL SERV

NBTB N B T BANCORP INC

CVBF CVB FINANCIAL CORP

YINN

DIREXION DAILY FTSE CHINA

CBSH COMMERCE BANCSHARES INC

GBCI GLACIER BANCORP INC

JDST DIRXN DLY JR GOLD BEAR 3X

DUST DIREXION DAILY GOLD BEAR

UGAZ VELOCITYSHARES 3X LNG NAT

HFWA HERITAGE FINANCIAL CORP

UWT

VELOCITYSHARES 3X LONG CR

GUSH DRXN DAILY S&P OIL&GAS BU

MARKET % OF NET ASSETS CAP (MM) SECTOR

INDUSTRY

-0.78%

1,186

FINANCIALS

CONSUMER FINANCE

-0.76%

2,557

FINANCIALS

BANKS

-0.76%

1,621

FINANCIALS

THRIFTS & MORTGAGE FINANCE

-0.71%

1,541

FINANCIALS

BANKS

-0.71% -0.62%

2,870

FINANCIALS

BANKS

EXCHANGE TRADED

355

FUNDS (ETF'S)

EXCHANGE TRADED FUNDS (ETF'S)

-0.59%

6,349

FINANCIALS

BANKS

-0.59%

3,650

FINANCIALS

BANKS

-0.49%

151

MATERIALS

METALS & MINING

-0.47%

374

MATERIALS

METALS & MINING

-0.41%

733

COMMODITIES

COMMODITIES

-0.39%

959

FINANCIALS

BANKS

-0.31%

405

COMMODITIES

COMMODITIES

-0.17%

224

ENERGY

OIL, GAS & CONSUMABLE FUELS

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