Open a Schwab One® Brokerage Account and a Linked Schwab Bank High ...
Open a Schwab One? Brokerage
Account CBALCOSLHTNPRFIANTMYFRS___000000___BCCAiolaclnPsctahoayFuc_etnI0antT0tfuoer_em0s3s__1010 and a Linked Schwab Bank
AOPCCNLCRTCHBPINTNLFDNT__0012150__EOPACmcrfleficmniplauitlaaBropPtryaeuyrIt_iSnitno0feton8Bc__uo00tnt00odna_ry0_009
High Yield Investor Checking? Account
ADDMAR_01_AddMargin_03
Page 1 of 14
SCHWASBch_w0a0b._coRBmaentaki?LlLUoosgegotoh_i_s00fo00rm to open two linked accounts: (1) a Schwab One brokerage account with Charles Schwab & Co., Inc.
1-800-435-4000 (inside the U.S.)
("Schwab") and (2) a Schwab Bank High Yield Investor Checking ("High Yield Investor Checking") account with Charles Schwab Bank ("Schwab Bank").
? All account holders must be either U.S. citizens or U.S. resident aliens, reside in the U.S. or one of its territories, and
+1-415-667-8400
provide a U.S. mailing address.
(outside the U.S.)
PAPE1R-8L88_-60816-_6O91p6tOu? tyN_oo0utre0:HSigchhwYiaebldBIannvekswtoilrl
initiate an inquiry with a Consumer Checking Account application.
Reporting
Agency
(e.g.,
"credit
check")
in
order
to
evaluate
(multilingual services)
As You're Filling Out This Form, Please Remember To:
? Choose your Schwab One brokerage account features in Section 4 and your Schwab Bank account features in Section 6.
? After you have read and agreed to the terms and conditions, sign and date the form in Section 5 for your Schwab One brokerage account and Section 7 for your High Yield Investor Checking account using blue or black ink.
? Enclose a check, money order or Transfer Your Account to Schwab form or, if applicable, choose another funding option for both accounts. Please note, if you are providing a check as your initial deposit, the check will be credited to your High Yield Investor Checking account unless you specify otherwise.
1
Choose Your Account Ownership (For Both Accounts)
Please select only one box.
Individual
Your choice will apply to
Joint Tenants With Right of Survivorship (JTWROS)
FUNDACbo_th0a2cc_ouCntsh. ooseFYouunr sdhianrego_f 0th4e account will pass to a surviving owner(s) in the event of your death.
Tenants in Common Your share of the account will pass to your estate in the event of your death. Note: If you would like to open a Trust as Tenants in Common, do not use this application. Please contact Charles Schwab for the appropriate form.
ACTOWN_02_ChooseCOomwmnuenirtyshPriopp_er0ty1(This type of ownership may not be available in your state.)
Each spouse has a one-half interest in the account assets and equal responsibility for account activity.
For married couples in selected states.
2
Tell Us About Yourself (For Both Accounts)
If there are multiple account We respect your privacy. Charles Schwab & Co., Inc. ("Schwab") will use the information you provide to open and service holders, please complete an your accounts, communicate with you, and provide information about products and services.
FaUddNitioDnaAl coCpy_of0th2is_foCrmh. ooseFunding_03
Account Holder 1
As required by federal law,
SAFcuhsICweNatThbIeNaHinndFfLoSr_Dmch0aw_t1iao0bn_0BpFar_onivkPnidwearidlilnvacicaNylaIPmneofolTi_citley0, _0Fir0st2
to verify the identity of all
account holders. Read about Schwab's privacy policy at
Social Security Number
privacy.
Middle Name Date of Birth mm/dd/yyyy
Last Name, Suffix Are you known by another name? Please specify.
Brokerage Products: Not FDIC-Insured ? No Bank Guarantee ? May Lose Value
Charles Schwab & Co., Inc. ("Schwab") and Charles Schwab Bank, SSB ("Schwab Bank") are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Brokerage products are offered by Charles Schwab & Co., Inc., Member SIPC. Deposit and lending products and services are offered by Charles Schwab Bank, SSB, Member FDIC and an Equal Housing Lender.
?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)
Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account
Regulations require that you provide us with your
legal address.
Home/Legal Street Address No P.O. Boxes
Include mailing address if
different from your home/legal address.
Mailing Address
SCHWAB_00_RetailLogo_00
P.O. Boxes may be used
Home Phone
Mobile Phone
City City
Work Phone
Page 2 of 14
State
Zip Code
State
Zip Code
Extension
Please provide your email address if you would like to access your accounts online. By providing your email address, you consent to receiving email from Schwab and Schwab Bank.
Email Address
Mother's Maiden Name
Country(ies) of Citizenship Please list all.
USA
Other(s) Country of Citizenship 1
Country of Citizenship 2, if applicable
Country of Legal Residence Please select only one box.
USA
Other Other Country of Legal Residence
ID Type and Number Please select only one box and provide the relevant information below.
Driver's License
Passport
U.S. Government-Issued ID
ID Number
Country/State of ID Issuance
ID Expiration Date mm/dd/yyyy
Please select only one box.
Marital Status Schwab Bank does not consider marital status when processing Investor Checking account applications.
Single
Married
Divorced
Widowed
Number of Dependents
Securities industry regulations require that we collect this information. Employment Information
Employed
Self-Employed
Retired
Homemaker
Student
Not Employed
Employer Name/Business Name
?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)
Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account
Page 3 of 14
If you selected "Employed" or "Self-Employed," please
select one option that best describes your occupation.
Occupation Business Owner/Self-Employed Medical Professional Accounting Professional Information Technology Professional U.S. Government Employee (Federal/State/Local) Military Clerical/Administrative Services Sales/Marketing Other Please Specify:
Executive/Senior Management Legal Professional Financial Services/Banking Professional Other Professional Foreign Government Employee (Non-U.S.) Educator Trade/Service Career (Labor/Manufacturing/Production) Consultant
Business Street Address No P.O. Boxes
City
State
Zip Code
You must answer this question, as Schwab is
required by industry regulations to determine if you or someone in your household
is associated with a financial services company such as a
broker-dealer.
The next two questions are required. Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer?
No Yes If yes, you must attach a letter from your employer or affiliated broker-dealer approving the establishment of your account when submitting this Application. List the company name.
Company Name
You must answer this question.
Are you a director, 10% shareholder or policy-making officer of a publicly held company? No Yes (If "yes," enter company name and trading symbol.)
Company Name
Trading Symbol
Please select only one box in each section.
Financial Information
Securities industry regulations require that we collect this information. Investment Experience
None
Limited
Good
Extensive
Annual Income Under $15,000
$15,000-$24,999
$25,000-$49,999
$50,000-$99,999
$100,000 or more
Liquid Net Worth
Your liquid net worth is the part of your net worth that can be easily turned into cash. Liquid net worth includes investments like stocks and mutual funds, but not assets like real estate.
Under $25,000
$25,000-$49,999
$50,000-$99,999
$100,000-$249,999
$250,000 or more
$ Specify dollar amount if $250,000 or more
?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)
Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account
Page 4 of 14
REG55434
Trusted Contact Designation
A Trusted Contact Person ("Trusted Contact")* is a resource Schwab, and your advisor (if you have one), may contact on
your behalf, if necessary, to attempt to address concerns regarding potential financial exploitation, or in communicating
with you regarding issues related to your account(s). A Trusted Contact will not be able to view your account information,
execute transactions in your account(s), or inquire about account activity, unless that person has that authority through
SCHWAB_00_RetaiainlnLfooorthmgearotiro_onl0eis0onvotlhuentaacrcyo. uWnet(se)n, csouucrhagaes
a trustee or power you to provide two
of attorney. Providing Schwab Trusted Contacts in the event
with Trusted Contact that one is not reachable
in
the
future.
? Schwab suggests that your Trusted Contact(s) be someone other than your financial consultant or investment advisor.
? You may name up to two Trusted Contacts.
? The person(s) you name as Trusted Contact(s) will be the Trusted Contact(s) on all of your Schwab accounts, as
SCHWAB_00_BankLporogviode_d0fo0r in your account agreement.
? For multiple-party accounts, each party can name separate Trusted Contacts.
? The Trusted Contact(s) must be at least 18 years old.
Trusted Contact Information
Trusted Contact information provided on this form will replace all Trusted Contact information currently on file.
If you have no changes to your existing Trusted Contact, please skip this section.
Please select only one.
Person 1
Name Title, First
Relationship Spouse
Partner
Middle Name
Child
Parent
Last Name, Suffix
Sibling
Friend
Other
Please provide at least one
method of contact for each Trusted Contact listed.
Mailing Address No P.O. Boxes
City
State or Province Country
Postal or Zip Code
If you have no changes to your existing Trusted Contact, please skip this section.
Please select only one.
Home Phone Person 2
Name Title, First
Relationship Spouse
Partner
Mobile Phone
Middle Name
Child
Parent
Please provide at least one method of contact for each
Trusted Contact listed.
Mailing Address No P.O. Boxes
State or Province Country
Email Address
Last Name, Suffix
Sibling
Friend
Other
City Postal or Zip Code
Home Phone
Mobile Phone
Email Address
* If you provide a Trusted Contact Person(s) to Schwab, you understand that you have authorized Schwab and your advisor (if you have one) to contact the Trusted Contact Person(s) at their discretion and to disclose information about your account to address possible activities that might indicate financial exploitation of you; to confirm the specifics of your current contact information, health status (including physical or mental capacity), or the identity of any legal guardian, executor, trustee, or holder of a power of attorney on your account(s); or as otherwise permitted by FINRA rules or state law. For more information, please see your Schwab Account Agreement, which is available at accountagreement.
?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)
Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account
Page 5 of 14
Account Holder 2
As required by federal law,
Schwab and Schwab Bank will use the information provided
Name Title, First
to verify the identity of all
SacCcSocHuhnwtWahbo'slAdperBrisv.a_Rcye0ap0dola_icbyoRuattetaiSlLocoiagl Soe_cu0r0ity Number
privacy.
Middle Name Date of Birth mm/dd/yyyy
Regulations require that
you provide us with your legal address.
Home/Legal Street Address No P.O. Boxes
City
Include mailing address if
different from your home/legal address.
Mailing Address P.O. Boxes may be used
City
Last Name, Suffix Are you known by another name? Please specify.
State State
Zip Code Zip Code
Home Phone
Mobile Phone
Work Phone
Extension
Please provide your email address if you would like to access your accounts online. By providing your email address, you consent to receiving email from Schwab and Schwab Bank.
Email Address
Mother's Maiden Name
Country(ies) of Citizenship Please list all.
USA
Other(s) Country of Citizenship 1
Country of Citizenship 2, if applicable
Country of Legal Residence Please select only one box.
USA
Other Other Country of Legal Residence
ID Type and Number Please select only one box and provide the relevant information below.
Driver's License
Passport
U.S. Government-Issued ID
ID Number
Country/State of ID Issuance
ID Expiration Date mm/dd/yyyy
Marital Status Schwab Bank does not consider marital status when processing Investor Checking account applications.
Single
Married
Divorced
Widowed
Number of Dependents
Please select only one box.
Securities industry regulations require that we collect this information.
Employment Information
Employed
Self-Employed
Retired
Homemaker
Student
Not Employed
Employer Name/Business Name
?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)
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