Open a Schwab One® Brokerage Account and a Linked Schwab Bank High ...

Open a Schwab One? Brokerage

Account CBALCOSLHTNPRFIANTMYFRS___000000___BCCAiolaclnPsctahoayFuc_etnI0antT0tfuoer_em0s3s__1010 and a Linked Schwab Bank

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High Yield Investor Checking? Account

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Page 1 of 14

SCHWASBch_w0a0b._coRBmaentaki?LlLUoosgegotoh_i_s00fo00rm to open two linked accounts: (1) a Schwab One brokerage account with Charles Schwab & Co., Inc.

1-800-435-4000 (inside the U.S.)

("Schwab") and (2) a Schwab Bank High Yield Investor Checking ("High Yield Investor Checking") account with Charles Schwab Bank ("Schwab Bank").

? All account holders must be either U.S. citizens or U.S. resident aliens, reside in the U.S. or one of its territories, and

+1-415-667-8400

provide a U.S. mailing address.

(outside the U.S.)

PAPE1R-8L88_-60816-_6O91p6tOu? tyN_oo0utre0:HSigchhwYiaebldBIannvekswtoilrl

initiate an inquiry with a Consumer Checking Account application.

Reporting

Agency

(e.g.,

"credit

check")

in

order

to

evaluate

(multilingual services)

As You're Filling Out This Form, Please Remember To:

? Choose your Schwab One brokerage account features in Section 4 and your Schwab Bank account features in Section 6.

? After you have read and agreed to the terms and conditions, sign and date the form in Section 5 for your Schwab One brokerage account and Section 7 for your High Yield Investor Checking account using blue or black ink.

? Enclose a check, money order or Transfer Your Account to Schwab form or, if applicable, choose another funding option for both accounts. Please note, if you are providing a check as your initial deposit, the check will be credited to your High Yield Investor Checking account unless you specify otherwise.

1

Choose Your Account Ownership (For Both Accounts)

Please select only one box.

Individual

Your choice will apply to

Joint Tenants With Right of Survivorship (JTWROS)

FUNDACbo_th0a2cc_ouCntsh. ooseFYouunr sdhianrego_f 0th4e account will pass to a surviving owner(s) in the event of your death.

Tenants in Common Your share of the account will pass to your estate in the event of your death. Note: If you would like to open a Trust as Tenants in Common, do not use this application. Please contact Charles Schwab for the appropriate form.

ACTOWN_02_ChooseCOomwmnuenirtyshPriopp_er0ty1(This type of ownership may not be available in your state.)

Each spouse has a one-half interest in the account assets and equal responsibility for account activity.

For married couples in selected states.

2

Tell Us About Yourself (For Both Accounts)

If there are multiple account We respect your privacy. Charles Schwab & Co., Inc. ("Schwab") will use the information you provide to open and service holders, please complete an your accounts, communicate with you, and provide information about products and services.

FaUddNitioDnaAl coCpy_of0th2is_foCrmh. ooseFunding_03

Account Holder 1

As required by federal law,

SAFcuhsICweNatThbIeNaHinndFfLoSr_Dmch0aw_t1iao0bn_0BpFar_onivkPnidwearidlilnvacicaNylaIPmneofolTi_citley0, _0Fir0st2

to verify the identity of all

account holders. Read about Schwab's privacy policy at

Social Security Number

privacy.

Middle Name Date of Birth mm/dd/yyyy

Last Name, Suffix Are you known by another name? Please specify.

Brokerage Products: Not FDIC-Insured ? No Bank Guarantee ? May Lose Value

Charles Schwab & Co., Inc. ("Schwab") and Charles Schwab Bank, SSB ("Schwab Bank") are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Brokerage products are offered by Charles Schwab & Co., Inc., Member SIPC. Deposit and lending products and services are offered by Charles Schwab Bank, SSB, Member FDIC and an Equal Housing Lender.

?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)

Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account

Regulations require that you provide us with your

legal address.

Home/Legal Street Address No P.O. Boxes

Include mailing address if

different from your home/legal address.

Mailing Address

SCHWAB_00_RetailLogo_00

P.O. Boxes may be used

Home Phone

Mobile Phone

City City

Work Phone

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State

Zip Code

State

Zip Code

Extension

Please provide your email address if you would like to access your accounts online. By providing your email address, you consent to receiving email from Schwab and Schwab Bank.

Email Address

Mother's Maiden Name

Country(ies) of Citizenship Please list all.

USA

Other(s) Country of Citizenship 1

Country of Citizenship 2, if applicable

Country of Legal Residence Please select only one box.

USA

Other Other Country of Legal Residence

ID Type and Number Please select only one box and provide the relevant information below.

Driver's License

Passport

U.S. Government-Issued ID

ID Number

Country/State of ID Issuance

ID Expiration Date mm/dd/yyyy

Please select only one box.

Marital Status Schwab Bank does not consider marital status when processing Investor Checking account applications.

Single

Married

Divorced

Widowed

Number of Dependents

Securities industry regulations require that we collect this information. Employment Information

Employed

Self-Employed

Retired

Homemaker

Student

Not Employed

Employer Name/Business Name

?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)

Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account

Page 3 of 14

If you selected "Employed" or "Self-Employed," please

select one option that best describes your occupation.

Occupation Business Owner/Self-Employed Medical Professional Accounting Professional Information Technology Professional U.S. Government Employee (Federal/State/Local) Military Clerical/Administrative Services Sales/Marketing Other Please Specify:

Executive/Senior Management Legal Professional Financial Services/Banking Professional Other Professional Foreign Government Employee (Non-U.S.) Educator Trade/Service Career (Labor/Manufacturing/Production) Consultant

Business Street Address No P.O. Boxes

City

State

Zip Code

You must answer this question, as Schwab is

required by industry regulations to determine if you or someone in your household

is associated with a financial services company such as a

broker-dealer.

The next two questions are required. Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer?

No Yes If yes, you must attach a letter from your employer or affiliated broker-dealer approving the establishment of your account when submitting this Application. List the company name.

Company Name

You must answer this question.

Are you a director, 10% shareholder or policy-making officer of a publicly held company? No Yes (If "yes," enter company name and trading symbol.)

Company Name

Trading Symbol

Please select only one box in each section.

Financial Information

Securities industry regulations require that we collect this information. Investment Experience

None

Limited

Good

Extensive

Annual Income Under $15,000

$15,000-$24,999

$25,000-$49,999

$50,000-$99,999

$100,000 or more

Liquid Net Worth

Your liquid net worth is the part of your net worth that can be easily turned into cash. Liquid net worth includes investments like stocks and mutual funds, but not assets like real estate.

Under $25,000

$25,000-$49,999

$50,000-$99,999

$100,000-$249,999

$250,000 or more

$ Specify dollar amount if $250,000 or more

?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)

Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account

Page 4 of 14

REG55434

Trusted Contact Designation

A Trusted Contact Person ("Trusted Contact")* is a resource Schwab, and your advisor (if you have one), may contact on

your behalf, if necessary, to attempt to address concerns regarding potential financial exploitation, or in communicating

with you regarding issues related to your account(s). A Trusted Contact will not be able to view your account information,

execute transactions in your account(s), or inquire about account activity, unless that person has that authority through

SCHWAB_00_RetaiainlnLfooorthmgearotiro_onl0eis0onvotlhuentaacrcyo. uWnet(se)n, csouucrhagaes

a trustee or power you to provide two

of attorney. Providing Schwab Trusted Contacts in the event

with Trusted Contact that one is not reachable

in

the

future.

? Schwab suggests that your Trusted Contact(s) be someone other than your financial consultant or investment advisor.

? You may name up to two Trusted Contacts.

? The person(s) you name as Trusted Contact(s) will be the Trusted Contact(s) on all of your Schwab accounts, as

SCHWAB_00_BankLporogviode_d0fo0r in your account agreement.

? For multiple-party accounts, each party can name separate Trusted Contacts.

? The Trusted Contact(s) must be at least 18 years old.

Trusted Contact Information

Trusted Contact information provided on this form will replace all Trusted Contact information currently on file.

If you have no changes to your existing Trusted Contact, please skip this section.

Please select only one.

Person 1

Name Title, First

Relationship Spouse

Partner

Middle Name

Child

Parent

Last Name, Suffix

Sibling

Friend

Other

Please provide at least one

method of contact for each Trusted Contact listed.

Mailing Address No P.O. Boxes

City

State or Province Country

Postal or Zip Code

If you have no changes to your existing Trusted Contact, please skip this section.

Please select only one.

Home Phone Person 2

Name Title, First

Relationship Spouse

Partner

Mobile Phone

Middle Name

Child

Parent

Please provide at least one method of contact for each

Trusted Contact listed.

Mailing Address No P.O. Boxes

State or Province Country

Email Address

Last Name, Suffix

Sibling

Friend

Other

City Postal or Zip Code

Home Phone

Mobile Phone

Email Address

* If you provide a Trusted Contact Person(s) to Schwab, you understand that you have authorized Schwab and your advisor (if you have one) to contact the Trusted Contact Person(s) at their discretion and to disclose information about your account to address possible activities that might indicate financial exploitation of you; to confirm the specifics of your current contact information, health status (including physical or mental capacity), or the identity of any legal guardian, executor, trustee, or holder of a power of attorney on your account(s); or as otherwise permitted by FINRA rules or state law. For more information, please see your Schwab Account Agreement, which is available at accountagreement.

?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)

Open a Schwab One? Brokerage Account and a Linked Schwab Bank High Yield Investor Checking? Account

Page 5 of 14

Account Holder 2

As required by federal law,

Schwab and Schwab Bank will use the information provided

Name Title, First

to verify the identity of all

SacCcSocHuhnwtWahbo'slAdperBrisv.a_Rcye0ap0dola_icbyoRuattetaiSlLocoiagl Soe_cu0r0ity Number

privacy.

Middle Name Date of Birth mm/dd/yyyy

Regulations require that

you provide us with your legal address.

Home/Legal Street Address No P.O. Boxes

City

Include mailing address if

different from your home/legal address.

Mailing Address P.O. Boxes may be used

City

Last Name, Suffix Are you known by another name? Please specify.

State State

Zip Code Zip Code

Home Phone

Mobile Phone

Work Phone

Extension

Please provide your email address if you would like to access your accounts online. By providing your email address, you consent to receiving email from Schwab and Schwab Bank.

Email Address

Mother's Maiden Name

Country(ies) of Citizenship Please list all.

USA

Other(s) Country of Citizenship 1

Country of Citizenship 2, if applicable

Country of Legal Residence Please select only one box.

USA

Other Other Country of Legal Residence

ID Type and Number Please select only one box and provide the relevant information below.

Driver's License

Passport

U.S. Government-Issued ID

ID Number

Country/State of ID Issuance

ID Expiration Date mm/dd/yyyy

Marital Status Schwab Bank does not consider marital status when processing Investor Checking account applications.

Single

Married

Divorced

Widowed

Number of Dependents

Please select only one box.

Securities industry regulations require that we collect this information.

Employment Information

Employed

Self-Employed

Retired

Homemaker

Student

Not Employed

Employer Name/Business Name

?2021 Charles Schwab & Co., Inc. All rights reserved. Member SIPC. ?2021 Charles Schwab Bank, SSB. All rights reserved. Member FDIC. Equal Housing Lender. (0121-0WFK) APP38165-29 (02/21)

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