SECURITIES AND EXCHANGE COMMISSION RIN 3235-AI02 AGENCY ...

continue to receive the protections of the penny stock rules, regardless of changing technology or market structures. II. Amendments to Rule 3a51-1: Definition of Penny Stock Exchange Act Rule 3a51-1 generally defines a penny stock as any equity security. The definition, however, contains a number of broad exclusions for certain equity securities. ................
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