Question 1
See Rule 510(e)(1)(iv). The ten wealthy investors fall into Rule 501(a)(5) because their net worth exceeds $1 million. The ten general partners fall into 501(a)(4), which includes general partners of the issuer. Question 3. Section 12(a)(2) To be liable under ยง 12(a)(2), Bob and Laura must have offered or sold a security to Cal. ................
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