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Performance ManagementA Guide to Setting SMART Goals What are SMART Goals?Statements of the critical results you are working to accomplishStatements crafted to foster clear and mutual understanding of your expected levels of performance and successful professional developmentGoals that include both Performance Goals and Development GoalsGoals created using the SMART MethodWhat is the difference between Performance and Development Goals?Performance Goals are: Related to job responsibilities and deliverablesAppropriate to the level of the positionAligned to department and university goalsDevelopment Goals are: Learning-orientedSupport higher level performance in the employee’s current job and career advancementThe SMART Method for setting individual goalsSSpecificWhat will be accomplished? What actions will you take?MMeasurableWhat data will measure the goal? (How much? How many? How well?)AAchievableIs the goal doable? Do you have the necessary skills and resources?RRelevantHow does the goal align with broader goals? Why is the result important?TTime-BasedWhat is the time frame for accomplishing the goal?The SMART Goal FormulaGoal StatementWhat makes it SMARTDo _______ . . .Specific action takenin order to _______ . . .to accomplish Measurable, Relevant resultby _______Within certain Time framePlus, make sure it’s Achievable (realistic time frame, sufficient resources, feasible target)Developing Appropriate Performance GoalsPerformance goals address all major job responsibilities.Performance Goals should represent all day-to-day responsibilities or accountabilities.A performance goal statement should be created for each, focusing on the end result, not the task.Goals should be high-level enough to encompass the core outcomes for which the person is responsible, and specific and clear enough so that success can be easily measured.Performance goals should include ongoing responsibilities plus any new projects, assignments, priorities, or initiatives for the current performance year.As responsibilities change, goals should also change or be added to match. The time frames should show the goal’s relevance.Create goals as broadly as possible. Each person should have 5-6 main goals.Too many goals can indicate that the goals are scoped at too low a level and are focused more on tasks than on end results.Look for where it is possible to combine several goals into a broader outcome statement or objective.Be sure that all goals are achievable in the performance period. Goals should focus attention and resources on what is most important to achieving the priorities.The focus and level of the goals are driven by the person’s role and the way the position contributes to the end results.Different employees may each have a piece of a broader goal, contributing in ways that are consistent with their areas of responsibility and expertise.A supervisor may be ultimately responsible for an outcome to which their subordinates contribute.The Specific action of a goal should reflect the person’s role and contribution.Specific action verbs – Some examplesOverseeUpdateDocumentCoordinateUpgradeProcessSuperviseDevelopProvideManageCreateMaintainPlanImplementReconcileSupportEvaluateDesignDirectTransitionProduceAdministerEstablishFacilitateSome common Measurements for SMART goals?Each goal must contain a measure or determine whether a goal has been achieved.The measure is an indicator of what success for a particular goal will look like.Supervisors and employees should work together to identify the most relevant and feasible data sources and collection methods.The discussion about the desired end results (why the goal is important) and what the measurement options are (what success might look like) is an important and valuable part of goal setting.Measurement methods can be both quantitative and qualitative.Typical data types and data collection methodsData TypesData Collection MethodsQuality/accuracy ratesReview of system reportingAmounts producedReport auditsRevenue generated, or costs reducedFinancial reportsTurn-around times, timeliness, time savedData observation/collectionCustomer satisfactionFeedback/surveys of customers and other stakeholdersImportance of Development GoalsFocus on learning and learning is key to high performance.Help employees to renew, re-energize, stay current, and enhance their skill sets.Help employees to develop a new set of skills and knowledge base to grow in a new area of responsibility.Help to recruit, retain and motivate engaged and committed employees.How Action Plans can help to develop and achieve SMART GoalsAction plans document the specific tasks or steps needed to accomplish each goal.They help determine the resources and support needed to be successful and whether the end result and timeframe are achievable.They can provide a roadmap for focus and feedback during employee/supervisor one-on-one sessions.Examples of SMART GoalsPerformance GoalsProvide high quality customer service resulting in a 90% customer satisfaction rating from external customers on accuracy, timeliness and courtesy measures quarterly.Reconcile the department financial reports by the 15th of every month with no increase in reconciliation errors.Resolve 90% of complaints through a collaborative team process without need for formal mediation, plete daily responsibilities resulting in the achievement of 85% of program and individual performance targets by the end of the performance year.Manage the department budget to stay within spending guidelines by the end of the fiscal year.Coach and support direct reports resulting in the attainment of 85% of all performance plan goals, setting clear expectations, giving meaningful feedback and providing fair performance evaluations throughout the performance period.Development GoalsBy end December, develop and apply enhanced computer skills to create more detailed, accurate budget reconciliation reports each month.By end April, complete the required course work and attain the agreed-upon project management credential to support all assigned initiatives.These are not viable SMART goals:Complete the Center’s improvement project.Implement Salesforce.Day-to-day responsibilities.Develop staff.Enhance my professional plete the certificate plete the MBA program and acquire a Master’s degree.Review administrative procedures.Enhance communication within the School.Enhance financial competency. ................
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