Fiduciary and Investment Risk Management Association



Rebecca Bugaj Zak BIO

Rebecca Bugaj Zak is a member of Reed Smith LLP's Financial Industry Group, practicing in the area of Investment Management. She has 25 years of financial and managerial experience in fiduciary risk management, fiduciary compliance, registered investment adviser compliance, financial regulatory supervision, fiduciary administration, investment management, corporate treasury management, strategic planning, financial consulting, and investment counseling.

Prior to joining Reed Smith, Rebecca was the Chief Asset Management Risk Officer/Compliance Director at PNC. She was a member of the senior management team that advised PNC’s executives and directors on fiduciary and investment risk (legal, compliance, regulatory, and operational issues) that could potentially affect their risk profile and their business model. Her responsibilities included developing and managing an enterprise-wide risk management function that effectively identifies, measures, monitors, and reports significant current and potential fiduciary and investment risks. Rebecca also managed the Wealth Management compliance function and was responsible for the compliance program for fiduciary and investment advisory businesses.

Rebecca has more than 20 years experience in the financial services and corporate treasury industries. She was previously at the Federal Reserve Bank of Cleveland as a banking examiner and supervisor focusing on interest rate risk, trading risk, liquidity risk, fiduciary risk, broker/dealer activities, insurance activities, and legal risk. Prior to joining the Federal Reserve, Rebecca was a Fiduciary Investment Officer for National City, managing investments for charities, endowments, personal trusts, employee benefits, and IRA’s within the requirements of fiduciary law. Her background also includes financial services consulting with PricewaterhouseCoopers and treasury and investment management with Sherwin-Williams Company.

Rebecca holds a J.D. from the University of Akron and is admitted to practice in the State of Ohio. She received her B.S.B.A. degree in Finance from Bowling Green State University and attended the Weatherhead School of Management, Case Western Reserve University M.B.A. graduate program in Banking and Finance.

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