SUNTRUST INVESTMENT SERVICES, INC. P.O. BOX 596 RICHMOND ...

SUNTRUST INVESTMENT SERVICES, INC. P.O. BOX 596

RICHMOND, VA 23286

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2018

Securities Listed on New York Stock Exchange

Summary Statistics:

Non-directed orders as percentage of total customer orders Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

Venues Receiving Significant Percentage of Total Non-Directed Orders:

100.00% 94.50% 4.36% 1.14%

1. VIRTU Americas LLC 2. Citadel Securities LLC 3. G1 Execution Services, LLC 4. Two Sigma Securities, LLC 5. Cboe BYX U.S. Equities Exchange 6. Instinet LLC 7. UBS Securities, LLC 8. NASDAQ Execution Services, LLC 9. Cboe EDGX U.S. Equities Exchange 10. SunTrust Investment Services, Inc.

Information Concerning Significant Venues:

1. VIRTU Americas LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2. Citadel Securities LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

42.22% 39.64%

4.93% 4.17% 3.08% 1.08% 0.81% 0.79% 0.77% 0.75%

43.40% 19.43% 31.19%

40.56% 15.68% 55.24%

Page 1 of 8

3. G1 Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

4. Two Sigma Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

5. Cboe BYX U.S. Equities Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

6. Instinet LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

7. UBS Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

8. NASDAQ Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

9. Cboe EDGX U.S. Equities Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

10. SunTrust Investment Services, Inc.

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

5.17% 0.94% 0.00%

4.35% 1.19% 0.71%

3.23% 0.81% 0.00%

1.13% 0.25% 0.00%

0.46% 5.93% 9.76%

0.00% 18.05%

0.00%

0.00% 17.74%

0.00%

0.80% 0.00% 0.00%

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Securities Listed on The Nasdaq Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

Venues Receiving Significant Percentage of Total Non-Directed Orders:

100.00% 92.79% 5.80% 1.41%

1. VIRTU Americas LLC 2. Citadel Securities LLC 3. G1 Execution Services, LLC 4. Two Sigma Securities, LLC 5. Cboe BYX U.S. Equities Exchange 6. NASDAQ Execution Services, LLC 7. Cboe EDGX U.S. Equities Exchange 8. Instinet LLC 9. UBS Securities, LLC 10. National Financial Services LLC

Information Concerning Significant Venues:

1. VIRTU Americas LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2. Citadel Securities LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

3. G1 Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

4. Two Sigma Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

42.82% 39.89%

5.08% 3.82% 2.23% 1.94% 1.13% 0.89% 0.75% 0.40%

44.81% 17.63% 15.47%

40.84% 16.14% 75.18%

5.37% 0.96% 2.88%

4.06% 0.88% 0.00%

Page 3 of 8

5. Cboe BYX U.S. Equities Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

6. NASDAQ Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

7. Cboe EDGX U.S. Equities Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

8. Instinet LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

9. UBS Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

10. National Financial Services LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2.36% 0.61% 0.00%

0.00% 33.16%

1.08%

0.00% 19.39%

0.72%

0.95% 0.26% 0.00%

0.44% 5.26% 2.52%

0.33% 1.14% 1.44%

Page 4 of 8

Securities Listed on NYSE American or Regional Exchanges

Summary Statistics:

Non-directed orders as percentage of total customer orders Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

Venues Receiving Significant Percentage of Total Non-Directed Orders:

100.00% 97.05% 1.69% 1.26%

1. VIRTU Americas LLC 2. Citadel Securities LLC 3. G1 Execution Services, LLC 4. Cboe BYX U.S. Equities Exchange 5. Two Sigma Securities, LLC 6. Instinet LLC 7. UBS Securities, LLC 8. BNY Mellon Capital Markets LLC 9. NASDAQ Execution Services, LLC 10. SunTrust Investment Services, Inc.

Information Concerning Significant Venues:

1. VIRTU Americas LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2. Citadel Securities LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

3. G1 Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

4. Cboe BYX U.S. Equities Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

41.55% 40.16%

5.17% 5.14% 4.39% 1.26% 0.55% 0.53% 0.35% 0.32%

42.10% 21.07% 26.58%

40.14% 20.75% 67.51%

5.32% 0.63% 0.00%

5.28% 0.94% 0.00%

Page 5 of 8

5. Two Sigma Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

6. Instinet LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

7. UBS Securities, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

8. BNY Mellon Capital Markets LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

9. NASDAQ Execution Services, LLC

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

10. SunTrust Investment Services, Inc.

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

4.48% 2.20% 0.42%

1.28% 1.26% 0.00%

0.36% 7.86% 5.49%

0.54% 0.00% 0.00%

0.00% 20.75%

0.00%

0.33% 0.00% 0.00%

Page 6 of 8

Exchange - Listed Options

Summary Statistics:

Non-directed orders as percentage of total customer orders Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

Venues Receiving Significant Percentage of Total Non-Directed Orders:

100.00% 42.53% 51.84% 5.63%

1. Cboe Options Exchange 2. NASDAQ PHLX Options 3. NASDAQ Options Market 4. ISE Gemini Options Exchange 5. The MIAX Options Exchange 6. BOX Option Exchange 7. Cboe BZX Options Exchange, Inc. 8. NYSE American Options 9. Cboe EDGX Option Exchange 10. NYSE Arca Options

Information Concerning Significant Venues:

1. Cboe Options Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

2. NASDAQ PHLX Options

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

3. NASDAQ Options Market

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

4. ISE Gemini Options Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

27.52% 21.89% 12.23%

8.69% 6.60% 6.32% 5.56% 4.10% 3.20% 2.50%

34.97% 16.89% 69.14%

32.19% 13.94% 17.28%

0.49% 23.19%

0.00%

0.65% 16.09%

1.23%

Page 7 of 8

5. The MIAX Options Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

6. BOX Option Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

7. Cboe BZX Options Exchange, Inc.

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

8. NYSE American Options

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

9. Cboe EDGX Option Exchange

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

10. NYSE Arca Options

Types of Orders Routed to Venue:

Market orders as percentage of total market orders Limit orders as percentage of total limit orders Other orders as percentage of total other orders

8.50% 5.76% 0.00%

9.31% 4.42% 1.23%

0.65% 10.19%

0.00%

7.19% 1.61% 3.70%

3.59% 3.22% 0.00%

0.65% 3.89% 3.70%

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