Chinese Companies Listed on Major U.S. Stock Exchanges

Last updated: February 25, 2019

Chinese Companies Listed on Major U.S. Stock Exchanges

Below is a complete list of all Chinese companies listed on the NASDAQ, New York Stock

Exchange, and NYSE American, the three largest U.S. exchanges. As of February 25, 2019, there

were 156 Chinese companies listed on these U.S. exchanges with a total market capitalization of

$1.2 trillion.

An asterisk next to the stock symbol indicates a company with at least 30 percent state ownership.

As of February 25, 2019, there were at least 11 Chinese state-owned companies listed on the three

major U.S. exchanges.

A highlighted row indicates a company that was not included on the Public Company Accounting

Oversight Board¡¯s (PCAOB) September 2018 review of non-U.S. companies where the PCAOB

is denied access to conduct inspections. The full PCAOB list can be found at

.

Note on methodology: This list only accounts for U.S.-listed companies based in China. It does not

account for all offshore Chinese companies in Hong Kong or elsewhere. The actual number of

Chinese companies listed on these exchanges is higher. For some of the companies, information on

their IPO year, IPO value, or underwriters was not available, in some cases due to reverse mergers

or direct listings. This table is not a complete list of all Chinese companies listed on U.S. exchanges,

but is a close approximation using information from three of the main U.S. exchanges. All data was

pulled

on

February

25,

2019

from

NASDAQ,

¡°Companies

in

China.¡±

.

Symbol

Name

1.

BABA

Alibaba Group

Holding

Limited

2.

PTR*

3.

SNP*

4.

LFC*

5.

BIDU

PetroChina

Company

Limited

China

Petroleum &

Chemical

Corporation

China Life

Insurance

Company

Limited

Baidu, Inc.

Market

Cap

(US$ mil)

$458,609

IPO

Year

IPO Value

(US$ mil)

Sector

Lead Underwriters

2014

$21,767

Business

Services

$123,612

2000

$680

Energy

$104,618

2000

$3,500

Energy

Morgan Stanley, China

International Capital Corp (CICC)

$76,145

2003

$3,000

Finance

CICC, Credit Suisse, Citigroup,

Deutsche Bank

$58,269

2005

$109

Technology

Goldman Sachs, Piper Jaffray,

Credit Suisse

Credit Suisse, Deutsche Bank,

Goldman Sachs, JP Morgan

Chase, Morgan Stanley,

Citigroup

Blackrock, Inc., JP Morgan

Chase, Citigroup, Goldman Sachs

1

Last updated: February 25, 2019

Market

Cap

(US$ mil)

$45,565

2002

, Inc.

$37,544

2014

$1,800

PDD

Pinduoduo Inc.

$32,727

2018

$1,626

9.

NTES

NetEase, Inc.

$29,240

2000

10.

IQ

iQIYI, Inc.

$20,046

2018

$2,250

11.

TAL

$19,257

2010

$120

12.

CTRP

$17,733

2003

$76

13.

ZTO

$15,436

2016

$1,406

14.

WB

$15,249

2014

$286

Technology

Credit Suisse, Goldman Sachs

15.

EDU

$12,762

2006

$113

Consumer

Services

Credit Suisse, Goldman Sachs

16.

HTHT

$10,288

2010

$110

17.

CEA*

$10,032

1997

Consumer

Goldman Sachs, Morgan Stanley

Services

Transportation Morgan Stanley

18.

ZNH*

$9,924

1997

Transportation Goldman Sachs

19.

HNP*

TAL Education

Group



International,

Ltd.

ZTO Express

(Cayman) Inc.

Weibo

Corporation

New Oriental

Education &

Technology

Group, Inc.

Huazhu Group

Limited

China Eastern

Airlines

Corporation

Ltd.

China

Southern

Airlines

Company

Limited

Huaneng

Power

International,

Inc.

$9,858

1994

Public Utilities

Symbol

Name

6.

CHA*

China Telecom

Corp Ltd

7.

JD

8.

IPO

Year

IPO Value

(US$ mil)

Sector

Public Utilities

Consumer

Services

Business

Services

Business

Services

Consumer

Services

Consumer

Services

Business

Services

Lead Underwriters

JP Morgan Chase, Blackrock,

Government of Singapore

Investment Corporation

Merrill Lynch, UBS

CICC, Credit Suisse, and

Goldman Sachs

Merrill Lynch and Deutsche Bank

Goldman Sachs, Merrill Lynch,

Credit Suisse

Credit Suisse, Morgan Stanley

Merrill Lynch

Transportation Morgan Stanley, Goldman Sachs

CICC, Goldman Sachs,

Macquarie, Morgan Stanley

2

Last updated: February 25, 2019

Market

Cap

(US$ mil)

$6,847

IPO

Year

IPO Value

(US$ mil)

Sector

2014

$216

Technology

Aluminum

Corporation of

China Limited

$5,884

2001

Basic

Industries

$5,451

1993

Basic

Industries

$5,423

2004

$4,689

2000

YY

SINOPEC

Shangai

Petrochemical

Company, Ltd.

Semiconductor

Manufacturing

International

Corporation

Sina

Corporation

YY Inc.

$4,662

2012

26.

JOBS

51job, Inc.

$4,425

27.

VIPS

28.

BILI

Vipshop

Holdings

Limited

Bilibili Inc.

29.

GDS

30.

QTT

31.

CBPO

32.

NOAH

33.

GSH*

Symbol

Name

20.

MOMO

Momo Inc.

21.

ACH*

22.

SHI*

23.

SMI*

24.

SINA

25.

$1,712

Lead Underwriters

Morgan Stanley, Credit Suisse,

J.P. Morgan, China Renaissance

Securities

JP Morgan Chase, Blackrock,

Goldman Sachs, Templeton

Asset Management, Capital

Group

Morgan Stanley, CICC

Technology

Credit Suisse and Deutsche Bank

Technology

Morgan Stanley, CICC

$82

Technology

2004

$74

Technology

Citigroup, Deutsche Bank,

Morgan Stanley

Morgan Stanley

$4,402

2012

$72

Consumer

Services

Goldman Sachs and Deutsche

Bank

$3,762

2018

$483

Technology

GDS Holdings

Limited

Qutoutiao Inc.

$3,666

2016

$193

Technology

Merrill Lynch, JP Morgan Chase,

Morgan Stanley

Credit Suisse, J.P. Morgan

$3,547

2018

$84

n/a

China Biologic

Products

Holdings, Inc.

Noah Holdings

Ltd.

Guangshen

Railway

Company

Limited

$3,180

2010

$152

Health Care

$3,154

2010

$101

Finance

$3,111

1996

Citigroup, Deutsche Bank

Morgan Stanley

Merrill Lynch, JP Morgan Chase

Transportation JP Morgan Chase

3

Last updated: February 25, 2019

Market

Cap

(US$ mil)

$2,318

IPO

Year

IPO Value

(US$ mil)

Sector

Lead Underwriters

2018

$52

Finance

Baozun Inc.

$2,111

2015

$110

QD

Qudian Inc.

$1,893

2017

$900

Consumer

Services

Finance

37.

LX

LexinFintech

Holdings Ltd.

$1,881

2017

$108

Finance

38.

FANH

Fanhua Inc.

$1,683

2007

$188

Finance

AAMTD Global Markets Ltd,

Citigroup Global Markets,

Goldman Sachs, Haitong

International Securities Co Ltd,

Lighthouse Capital Inc.

Merrill Lynch, Credit Suisse,

Morgan Stanley

Citigroup, CICC, Credit Suisse,

Morgan Stanley, and UBS

Deutsche Bank, Goldman Sachs,

Merrill Lynch, China Renaissance

Securities

Morgan Stanley

39.

ZLAB

Zai Lab Limited

$1,441

2017

$150

Health Care

40.

CSIQ

$1,425

2006

$116

Technology

41.

UXIN

Canadian Solar

Inc.

Uxin Limited

$1,408

2018

$225

Business

Services

42.

BEDU

$1,400

2017

$158

Consumer

Services

43.

BITA

$1,362

2010

$127

Technology

44.

HOLI

45.

CYOU

46.

VNET

47.

HMI

48.

JG

Bright Scholar

Education

Holdings

Limited

Bitauto

Holdings

Limited

Hollysys

Automation

Technologies,

Ltd.



Limited

21Vianet

Group, Inc.

Huami

Corporation

Aurora Mobile

Limited

Symbol

Name

34.

QFIN

360 Finance,

Inc.

35.

BZUN

36.

$1,325

Energy

Citigroup, JP Morgan Chase,

Leerink Partners

Deutsche Bank, Lehman

Brothers

CICC, China Renaissance

Securities, Goldman Sachs, JP

Morgan Chase, Morgan Stanley

Deutsche Bank, Morgan Stanley

Citigroup, UBS

JP Morgan Chase

$1,139

2009

$120

Technology

Merrill Lynch, Credit Suisse

$1,053

2011

$195

Technology

$1,001

2018

$110

Technology

$977

2018

$77

Technology

Deutsche Bank, Goldman Sachs,

Barclays

China Renaissance Securities,

Credit Suisse, Citigroup

Credit Suisse, Deutsche Bank,

Goldman Sachs

4

Last updated: February 25, 2019

Market

Cap

(US$ mil)

$852

IPO

Year

IPO Value

(US$ mil)

Sector

Lead Underwriters

2015

$75

Finance

eHi Car

Services

Limited

Hailiang

Education

Group Inc.

JinkoSolar

Holding

Company

Limited



Limited

Viomi

Technology

Co., Ltd

Fang Holdings

Limited

111, Inc.

$839

2014

$120

Consumer

Services

China Renaissance Securities,

Credit Suisse, Morgan Stanley

Deutsche Bank, Goldman Sachs,

JP Morgan Chase

$830

2015

$20

Consumer

Services

Network 1 Financial Securities

$821

2010

$64

Technology

Credit Suisse

$808

2000

$60

Technology

Credit Suisse

$751

2018

$103

Consumer

Durables

CICC, Morgan Stanley

$657

2010

$125

Technology

Deutsche Bank, Goldman Sachs

$656

2018

$101

Health Care

Tuniu

Corporation

RISE Education

Cayman Ltd

Niu

Technologies

DAQO New

Energy Corp.

Wins Finance

Holdings Inc.

TuanChe

Limited

Yintech

Investment

Holdings

Limited

Kandi

Technologies

Group, Inc.

$646

2014

$72

$594

2017

$160

$564

2018

$63

Consumer

Services

Consumer

Services

Capital Goods

CICC, Citigroup, JP Morgan

Chase

China Renaissance Securities,

Credit Suisse, Morgan Stanley

Credit Suisse, Morgan Stanley

$513

2010

$76

Technology

$510

2014

$499

2018

$20

$489

2016

$101

Business

Services

Finance

$464

2013

$28

Capital Goods

Symbol

Name

49.

YRD

Yirendai Ltd.

50.

EHIC

51.

HLG

52.

JKS

53.

SOHU

54.

VIOT

55.

SFUN

56.

YI

57.

TOUR

58.

REDU

59.

NIU

60.

DQ

61.

WINS

62.

TC

63.

YIN

64.

KNDI

Finance

Citigroup, Credit Suisse

Morgan Stanley

Deutsche Bank, Goldman Sachs,

JP Morgan Chase

AMTD Global Markets, Maxim

Group

Jefferies LLC

FT Global Capital

5

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