New Account Application - BlackRock
INSTRUCTIONS FOR COMPLETING THIS FORM
New Account Application
For non-retirement accounts
The purpose of this formis to establish a non-retirement account helddirectly at BlackRock. You can use this application to establish several account types, from personal accounts such as individual, joint tenant or custodial / guardianship, UTMA / UGMA accounts, trust accounts or estate accounts.
For any business entity (such as foundations, S-corporations,C-corporations, LLC, unincorporated businesses, etc.), you should complete our New Account Application for Business / Institutions.
The following instructions will help youcomplete this application, however if you have any questions we encourage you to call us for assistance at 1-800-441-7762.
Important Notes Regarding this Form:
Sections that are required on this application:
The minimum initial investment is $1,000 per fund or
Sections 1, 2, 3, and 5 are required in order to
can be lowered to $50 with an Automatic Investment Plan.
setup a new account at BlackRock.
Investor A Shares are generally subject to a front-end
Section 2 (Investment Dealer) is required to add
sales charge, Investor C Shares are generally subject to a
any financial professional on your account.
contingent deferred sales charge
Please note: Applications submitted without an
When opening a BlackRock Account using Bank Instructions or an Automatic Investment Plan please
Investment Dealer may only invest in Investor A Shares.
make sure to attach a bank statement or voided check
Section 4 includes service options that, while not
BlackRock does not accept starter checks for purchases
required, can be beneficial for your account.
Not all share classes are available to all investors. If you
are not certain if you are eligible to purchase a share
class, speak with your Financial Professional, review the
Fund's prospectus, or speak with our team.
Services
Additional Documentation Certain account types may require additional documentation to establish the account, including but not limited to: Trust accounts ? copy of pertinent trust pages, showing
trust name, date, trustees' names, signature & certification pages, etc. Power of Attorney ? a recently dated copy of the Power of Attorney document; if adding the POA to the account, the BlackRock Power of Attorney Form must also be provided. Estates ? document naming the executor/executrix, administrator, etc. of the estate of the deceased shareholder
BlackRock offers service options including online account access, bank instructions, a Voice Response Unit by phone, electronic delivery of
documents, and more. Financial Professionals: Sign In to our "Advisor
Center" at for enhanced
tools, investment ideas, account access (through AdvisorCentral?) and more.
P l ease note: If you don't see a particular service option or need an additional form to complete your request, you can locate more on our website at on our "Forms & Applications" page, or by calling us.
Q uestions? Call us at 1-800-441-7762, Monday through Friday between 8:00 AM and 6:00 PM ET or visit us online at .
BlackRock New Account Application For Non-Retirement Accounts
Page 1 of 8
New Account Application
For non-retirement accounts
Use this application to opena new account for individuals, joint tenants, UTMA/UGMA, trusts and other personal accounts.
Be sure to use the right application! Business / Institutional clients, IRAs, SIMPLE IRAs and BlackRock CollegeAdvantage 529 accounts have their ownapplications.
All information provided on each person listed on the account will be verifiedas required by the USA PATRIOT Act.
Send this application, along with any other required documents, to:
Regular mail: BlackRock Funds
P.O. Box 9819 Providence, RI 02940
Overnight mail: BlackRock Funds
4400 Computer Drive Westborough, MA 01581
Fax: (508) 599-1788
Q uestions? Call us at 1-800-441-7762, Monday through Friday between 8:00 AM and 6:00 PM ET or visit us online at .
1. Registration for the New Account
Please complete this section about the type of account you wish to open and provide information on anyone that will be listedon yourBlackRock account(s). Please note that missing or incorrect information may delay your account opening.
First, tell us which type of account you would like to open:
Individual Joint Tenant withRights of Survivorship UTMA/UGMA under ____ (state) rules Trust*
Estate*
Custodian / Guardian (non-UTMA)*
Power of Attorney*
Other: ________________
* May require additional documentation to establish the account. Please read instructions on page one or check with our team prior to submitting this form.
Now, please tell us about the Owner(s) of this account:
For each person listedon the account, we will need their full name (first, middle initial and last - exactly as it will be registered on the account), date of birth and Social Security number, as well as a physical address.If you wish to use a P.O. Box for mailing, pleaseinclude it in the "Other Account Information" section on the next page.
__________________________________________ _______ Full name of owner, custodian, guardian, trustee, etc. Street #
____________________________ Street name
______________________________ Federal tax ID or Social Security number
________________________ _____ ________
City
State ZIP Code
___________________ _____________________ Date of birth (mm/dd/yyyy) Contact telephone number
Check here to use this as the address on your account
__________________________________________ _______ Full name of minor, co-owner,custodian, trustee, etc. Street #
____________________________ Street name
_______________________________ Federal tax ID or Social Security number
________________________ _____ ________
City
State ZIP Code
___________________ _____________________ Date of birth (mm/dd/yyyy) Contact telephone number
Check here to use this as the address on your account
BlackRock New Account Application For Non-Retirement Accounts
Page 2 of 8
Complete this section for trust or estate accounts. You will need to provide information for each person(i.e. trustee, executor/executrix, administrator, etc.) listed in
the registration in the section aboveas well an additional document naming trustees (for trusts) or etc.
__________________________________________ _______
Full name of trust, or "estate of...." etc.
Street #
____________________________ Street name
________________________________ Federal tax ID or Social Security number
________________________ _____ ________
City
State ZIP Code
_______________________ ________________________ Date of trust (mm/dd/yyyy) Contact telephone number
Check here to use this as the address on your account
Other Account Information
Sign Me Up For eDelivery!
Mailing Address
By adding your email address, we will sign you up for eDelivery of prospectus, (including supplements & amendments) annual-/semi-annual reports & general mailing. For yoursecurity, you will need to Access Your Account online at to add quarterly statements,daily confirms, and tax forms.
(Complete ONLY if youwant the address on your account to be different fromthe address given above. BlackRockwill send ALL mail to this address, including any redemptions by check).
______________ ________________________ PO Box / Street # Street name
__________________________________________ Email address
_________________________ ____ ________
City
State ZIP Code
2. Investment Dealer
Your Financial Professional will have this information available. They should help complete it and review it for accuracy. Some Investment Dealers have their owninternal application process.This section is required to invest in Class C Units (if this section is not completed, your investment will be made in Class A Units).
_______________________________________________________ ____________________________________
Name of dealer firm
Full name of Financial Professional
________________ _______________
Dealer number
Branch number
______________________ Representative's number
_________________ ____________________________________ _________________________
PO Box # / Street # Street name
Contact telephone number
____________________________________ _____ ________ ____________________________________
City
State Zip Code Email address
Optional: BIN (Providedby Financial Professional): __________________ Networklevel: ___
If required by the Investment Dealer firm: I (the above Financial Professional) have compliedwithmy firm's policies and procedures in regards to openingthis account.
_________________________________________ Signature of Financial Professional
_______________ _____________________________ Date (mm/dd/yyyy) Principal approval (if required)
BlackRock New Account Application For Non-Retirement Accounts
Page 3 of 8
3. Investment Directions
a. Investment Type and Allocation
Minimum initial investment*: Investor A & C Shares, $1,000 per fund or $50 per fund with an Automatic Investment Plan.
Investor A & C Shares: Investor A Shares are generally subject to a front-endsales charge, while Investor C Shares are generally subject to a contingent deferredsales charge. NOTE: If you do not have an Investment Dealer on your account, you may not invest in Investor C Shares. If you do not elect a class of shares or if you do not list an Investment Dealer on your account, your purchase will be made in InvestorA Shares. Availability of Investor C Shares may depend on the policies and procedures of your Investment Dealer.
*For Institutional & Class K Shares: In IRAs, these classes are generally for a transfer-in-kind of the same shares of BlackRock funds. Please review the Fund's prospectus for minimum investmentrequirements and eligibility (Class K Shares are notavailable on every fund). If you select Institutionalor Class K Shares and do not qualify, your investment may be rejected
Tell us how you would liketo invest. First, indicatehow you will fund youraccount by checking the boxes that apply:
A check (payable to "BlackRock") is included or will follow Please make a purchase by withdrawingfunds from my bank listed in "Bank Instructions" (in Section 4d) Please fund my account by Automatic Investment Plan (below) Funds will be transferred (or transferred-in-kind) from anotheraccount / financial institution.
A complete list of our open-endmutual funds is available on our website at funds. Please tell us how you wish to have your investment allocated:
Fund Name
Share Class
A C K* Inst*
Investment Amount
_______________________________________
$ _________________ or _____ %
_______________________________________
$ _________________ or _____ %
_______________________________________
$ _________________ or _____ %
_______________________________________
$ _________________ or _____ %
_______________________________________
$ _________________ or _____ %
Total Amount to invest: $ ______________________= 100 % (M ust include an estimated amount)
b. Automatic Investment Plan
The Automatic Investment Plan ("AIP") allows you to invest in your BlackRock funds on a periodic basis for a minimum of $50 per fund. We will begin your AIP on the 20th of the month if you do not specify a date. Please complete the "Bank Instructions" (in Section 4d) to enable your AIP and onlinepurchases.
Fund Name
Investment Amount (per draft)
_____________________________________ $ ___________
_____________________________________ $ ___________
_____________________________________ $ ___________
_____________________________________ $ ___________
Total: $ ___________ BlackRock New Account Application For Non-Retirement Accounts
Please begin my AIP on _____________ Date(mm/dd/yyyy)
Please invest: Monthly Twice per month, on the ____ and ____ Weekly Quarterly Semi-Annually Annually
Page 4 of 8
c. Reduced Sales Charge
The sales charge on Investor A Shares may be reduced or eliminated using Rights of Accumulation ("ROA") or Letter of Intent ("LOI"). WhileROA remains on your account(s), an LOI is limited to purchases made duringa 13month period (review the Fund's prospectus to determine eligibility). Important Note: If this sectionis not completed (or improperly completed), you may not receive the appropriate breakpoint on your purchase(s).
Rights of Accumulation (ROA) ? The market value of your existing BlackRock holdings are added to the current purchase amount to determine the qualifying breakpoint (i.e. a $25,000 purchase added to $92,000 in existing BlackRock Funds would
meet the $100,000 breakpoint).
Using Rights of Accumulation, I expect to reach the following breakpoint on my initial Investor A Share purchase:
$25,000 $100,000 $500,000
$50,000 $250,000 $750,000
Letter of Intent (LOI) ? I agree to the Letter of Intent provisions of the prospectus. I understand that the current market value (as of the date of commencement of the LOI) in any of the qualifying accounts listed below will count toward meeting this breakpoint.
Although I am not obligated to purchase, and the Fund is not obligated to sell, I intend to invest an aggregate amount in BlackRock Funds needed to meet the breakpoint checked below over a 13-month period beginning on __________________
Date (mm/dd/yyyy)
$1,000,000
Using a Letter of Intent, I expect to reach the following breakpoint on Investor A Share purchases during the LOI period:
$25,000 $100,000 $500,000 $1,000,000
$50,000 $250,000 $750,000
Accounts to include toward a reduced sales charge (ROA and/or LOI):
Please list account numbers (or Social Security numbers) held directly with BlackRock that you wish to combine for ROA
and/or LOI. NOTE: If you wish to include assets in BlackRock Funds held through a financial intermediary, you must include the most recent statement detailing the holdings (and purchases for LOI) in BlackRock Funds from the financial intermediary.
___________________
BlackRock account # OR SSN / Tax ID
___________________
BlackRock account # OR SSN / Tax ID
___________________
BlackRock account # OR SSN / Tax ID
__________________
BlackRock account # OR SSN / Tax ID
d. Purchases at NAV
If you qualify for purchases with no upfront sales charge ("NAV"), please indicate the reason here (if no reason is provided or you do not qualify, your account will not be processed with NAV).
I certify that I qualify for a sales charge waiver for the following reason:___________________________________
(See the prospectus for available reasons)
4. Account Service Options
a. Telephone Exchange and Redemption
b. Distributions
Your account will automatically allow redemptions and exchanges via telephone unless you check the box below. Details about these privileges are available in the Fund's
prospectus.
All dividends and capital gain distributions will be set to REINVEST unless you elect here to pay them in cash to your "Bank Instructions" (in Section 4d) by checking the boxes below.
NOTE: Checking the box below will also turn off exchanges & redemptions made via the internet.
I do NOT want Telephone Redemption or Exchange
Dividends
Capital Gains
To have your distributions sent to another BlackRock fund or by check to your address, please complete our Dividend Allocation Form or call our team for assistance.
BlackRock New Account Application For Non-Retirement Accounts
Page 5 of 8
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