ACKNOWLEDGEMENT OF CANDIDATE SUBMISSION FROM …



|Radiocommunication Study Groups |[pic] |

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|Source: Document 5D/TEMP/260(Rev.1) |Document IMT-ADV/8-E |

| |23 October 2009 |

| |English only |

|Working Party 5D |

|ACKNOWLEDGEMENT OF CANDIDATE SUBMISSION FROM 3GPP PROPONENT (3GPP ORGANIZATION PARTNERS OF ARIB, ATIS, CCSA, ETSI, TTA AND TTC)[1] UNDER STEP 3 OF |

|THE IMT-ADVANCED PROCESS[2] (3GPP TECHNOLOGY) |

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1) Scope

To provide for the further work of WP 5D and the Independent Evaluation Groups, WP 5D has reviewed the candidate technology submission referenced above as received by WP 5D in the October 2009 meeting and provides the WP 5D view on the following:

1) The completeness of the candidate submission following the guidance of Report ITU-R M.2133.

2) Details of the required components that were to be provided as defined in Report ITU-R M.2133 and where the information is to be found within the candidate submission materials.

2) Acknowledgement of receipt of submission and assessment of completeness

WP 5D acknowledges the receipt of the candidate technology submission referenced above from the 3GPP Proponent. WP 5D has reviewed this candidate submission under the IMT-Advanced process and has determined that the submission is “complete” per Section 4 of Report ITU-R M.2133.

3) Classification of the candidate submission

The candidate technology submission is an SRIT and includes an FDD RIT component and a TDD RIT component.

4) Designate the following elements for each candidate RIT, for each candidate RIT within the composite SRIT, and/or for the composite SRIT of the candidate submission (to fulfil Section 4.1 of Report ITU-R M.2133)

To assist WP 5D and the Independent Evaluation Groups in guiding the work, WP 5D has developed this checklist of the information with regard to all the required components of the submission per Report ITU-R M.2133 including specific links to the candidate submission items.

4.1) Step 2 requirements: An RIT needs to fulfil the requirements for at least one test environment. Furthermore, an SRIT is defined as a number of RITs each individually fulfilling the minimum requirements for at least one test environment and complementing each other. (IMT-ADV/2 Rev 1 Step 2)

Based on IMT-ADV/2 Rev 1 Step 2, does the proponent indicate that the condition above has been met?

  Yes (FDD and TDD RITs, also SRIT) Comments (specify)

• The proponent indicates that the FDD RIT Component meets the minimum requirements of all 4 required test environments.

• The proponent indicates that the TDD RIT Component meets the minimum requirements of all 4 required test environments.

• The proponent indicates that the complete SRIT meets the minimum requirements of all 4 required test environments.

4.2a) Templates:

The submission of each candidate RIT or SRIT shall consist of completed templates as specified in § 4.2 together with any additional inputs which the proponent may consider relevant to the evaluation. (M.2133 Section 4.1 § 1)

Description template – characteristics template supplied (M.2133 Section 4.2.3.2)

 Yes  Comments (specify)

• See Attachment 1, TR36.912 v9.0.0, Annex C1, characteristics template (M.2133 Section 4.2.3.2) for both the FDD and the TDD component.

Description template – link budget template supplied (M.2133 Section 4.2.3.3)

 Yes Comments (specify)

• See Attachment 1, TR36.912 v9.0.0, Annex C2, Description templates – link budget template (M.2133 Section 4.2.3.3) for both the FDD and the TDD component.

Compliance template for services supplied (M.2133 Section 4.2.4.1)

 Yes Comments (specify)

• See Attachment 1, TR36.912 v9.0.0, Annex C3, Compliance templates for services (M.2133 Section 4.2.4.1) for both the FDD and the TDD component.

Compliance template for spectrum supplied (M.2133 Section 4.2.4.2)

 Yes Comments (specify)

• See Attachment 1, TR36.912 v9.0.0, Annex C3, Compliance templates for spectrum (M.2133 Section 4.2.4.2) for both the FDD and the TDD component.

Compliance template for technical performance supplied (M.2133 Section 4.2.4.3)

 Yes Comments (specify)

• See Attachment 1, TR36.912 v9.0.0, Annex C3, Compliance templates for technical performance (M.2133 Section 4.2.4.3) for both the FDD and the TDD component.

4.2b) Version: Each proposal must also indicate the version of the minimum technical requirements and evaluation criteria of the IMT-Advanced currently in force that it is intended for and make reference to the associated requirements.

Summarize the version of the minimum technical requirements and evaluation criteria utilized by the candidate submission.

• The versions used are: Report ITU-R M.2133 Requirements, evaluation criteria and submission templates for the development of IMT-Advanced (Approved 2008-11); Report ITU-R M.2134 Requirements related to technical performance for IMT-Advanced radio interface(s) (Approved 2008-11); Report ITU-R M.2135 Guidelines for evaluation of radio interface technologies for IMT-Advanced  (Approved 2008-11), and Document ITU-R IMT-ADV/3 Correction of typographical errors and provision of missing texts of IMT-Advanced channel models in Report ITU-R M.2135 (July 2009)

4.3) Self evaluation: The entity that proposes a candidate RIT or SRIT to the ITU-R (the proponent) shall include with it either an initial self-evaluation or the proponents’ endorsement of an initial evaluation submitted by another entity and based on the compliance templates in § 4.2.4. (M.2133 Section 4.1 § 2).

Self-evaluation supplied  Yes Comments (specify)

• The self-evaluation report can be found in Attachment 1 3GPP TR 36.912 v9.0.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Feasibility study for Further Advancements for EUTRA(LTE-Advanced) (Release 9), Section 16.

Self Evaluation type  provided by proponent



4.4) IPR STATEMENT: Proponents and IPR holders should indicate their compliance with the ITU policy on intellectual property rights ((M.2133 Section 4.1 §3)

IPR Statements supplied:  Yes Comments (specify)

• Each Organizational Partner in the 3GPP Proponent has provided its own IPR statement (ARIB 5D/565, TTA 5D/566, ATIS 5D/568, TTC 5D/569, CCSA 5D/581 and ETSI 5D/588).

5) Use of corrected information in Report ITU-R M.2135

Working Party 5D has identified some aspects of Report ITU-R M.2135 that require an update of the report to address the correction of typographical errors and provision of some missing text. This information was developed in the 5th meeting of Working Party 5D in Document 5D/TEMP/219 (Rev. 1). This was captured in document ITU-R IMT-ADV/3.

In particular it is stated that the information presented in IMT-ADV/3 should be applied in the use of Report ITU-R M.2135. Technology proponents and evaluation groups are requested to indicate in their inputs to Working Party 5D that they have used both Report ITU-R M.2135 and IMT-ADV/3 in their work.

Has the technology proponent confirmed they used both Report ITU-R M.2135 and IMT-ADV/3 in their work?  Yes

6) Candidate submission

See Attachment 1

7) Contacts

Takehiro NAKAMURA

Chairman of 3GPP TSG RAN

E-mail: nakamurata@nttdocomo.co.jp

8) Remarks or Other information

None

Attachment: 1

Attachment 1

Source: Document 5D/564

Alcatel-Lucent France, Alcatel-Lucent USA Inc., Alcatel-Lucent Shanghai Bell, AT&T Inc., British Telecommunications Public Ltd. Co, China Mobile Communications Corporation, China Telecommunications Corporation, China Unicom (Hong Kong) Limited, DaTang Telecommunication Technology&Industry Holding Co., Ltd, Electronics and Telecommunications Research Institute (ETRI), eMobile Ltd, Fujitsu Limited, Hitachi Ltd., Huawei Technologies Co. Ltd, Japan Radio Co. Ltd., KDDI Corporation, KT Corporation, LG Electronics Inc., LG TeleCom Ltd., Mitsubishi Electric Corporation, Motorola Inc., NEC Corporation, Nippon Telegraph and Telephone Corporation (NTT), Nokia Corporation, Nokia Siemens Networks GmbH & Co. KG., NTT DoCoMo Inc., OKI Electric Industry Company Ltd. (OKI), Panasonic Corporation, Qualcomm, Inc.,Samsung Electronics Co., Ltd, Sharp Corporation, SK Telecom, SOFTBANK MOBILE Corp., Telecom Italia S.p.A., Telefon AB – LM Ericsson, Toshiba Corporation, ZTE Corporation

COMPLETE SUBMISSION OF 3GPP LTE RELEASE 10 & BEYOND (LTE-ADVANCED) UNDER STEP 3 OF THE IMT-ADVANCED PROCESS

1) SUMMARY OF THE CANDIDATE SUBMISSION

In response to the ITU-R Circular Letter 5/LCCE/2 which invites proposals for candidate radio interface technologies for the terrestrial component of IMT-Advanced, the Third Generation Partnership Project (3GPP) is providing a complete submission of LTE Release 10 & beyond (LTE-Advanced) under Step 3 of the IMT-Advanced process in Document IMT-ADV/2(Rev.1)

This submission of the 3GPP candidate SRIT (which includes an FDD RIT component and a TDD RIT component) is based on the currently approved work within 3GPP and follows the ITU-R IMT-Advanced submission format and guidelines.

The Proponent[3] of the 3GPP submission (hereafter known as the 3GPP Proponent) is providing all the required parts of the complete submission for the first invitation by the final deadline as specified in Document IMT-ADV/2(Rev.1).

The 3GPP Proponent has provided all required information within each of required major components either directly or by endorsement of this contribution made by 3GPP individual members on behalf of 3GPP:

1 The submission of the 3GPP candidate SRIT (which includes an FDD RIT component and a TDD RIT component) consists of completed templates as specified in § 4.2 together with any additional inputs which the proponent may consider relevant to the evaluation.

2 An initial self-evaluation endorsed by the 3GPP Proponent is provided by 3GPP and based on the compliance templates in § 4.2.4. The initial self-evaluation has been performed using the same guidelines and criteria established for the evaluations under Step 4 of the process as provided in Document IMT-ADV/2(Rev.1), based on the RIT/SRIT compliance template in § 4.2.4.

3 The constituent parties of the collective 3GPP Proponent and IPR holders will indicate in separate correspondence their compliance with the ITU policy on intellectual property rights (see Annex 1 of Resolution ITU-R 1), as specified in the Common Patent Policy for ITUT/ITU-R/ISO/IEC available at , in line with Article 55 of the 3GPP working procedures.

The 3GPP Proponent is looking forward to continuing dialog with ITU-R WP5D through the entire process of the development of IMT-Advanced.

2) Classification of the candidate submission

The “LTE Release 10 & beyond (LTE-Advanced)” candidate technology submission is an SRIT and includes an FDD RIT component and a TDD RIT component.

3) Detailed checklist for the required elements for each candidate RIT within the composite SRIT and/or for the composite SRIT of the candidate submission (to fulfil Section 4.1 of Report ITU-R M.2133)

• MIMIMUM REQUIREMENTS: An RIT needs to fulfill the minimum requirements for at least one test environment. Furthermore, an SRIT is defined as a number of RITs each individually fulfilling the minimum requirements for at least one test environment and complementing each other. (IMT-ADV/2 Rev 1 Step 2)

• Based on IMT-ADV/2 Rev 1 Step 2, for the “LTE Release 10 & beyond (LTE-Advanced)” the FDD RIT Component meets the minimum requirements of all 4 required test environments.

• Based on IMT-ADV/2 Rev 1 Step 2, for the “LTE Release 10 & beyond (LTE-Advanced)” the TDD RIT Component meets the minimum requirements of all 4 required test environments.

• Based on IMT-ADV/2 Rev 1 Step 2, for the “LTE Release 10 & beyond (LTE-Advanced)” the complete SRIT meets the minimum requirements of all 4 required test environments.

• Templates: The submission of each candidate RIT or SRIT shall consist of completed templates as specified in § 4.2 together with any additional inputs which the proponent may consider relevant to the evaluation. (M.2133 Section 4.1 § 1)

• 3GPP has provided Description templates – characteristics template (M.2133 Section 4.2.3.2) for both the FDD and the TDD component. See Attachment 1, TR36.912 v9.0.0, Annex C1.

• 3GPP has provided Description templates – link budget template (M.2133 Section 4.2.3.3) for both the FDD and the TDD component. See Attachment 1, TR36.912 v9.0.0, Annex C2.

• 3GPP has provided Compliance templates for services (M.2133 Section 4.2.4.1) for both the FDD and the TDD component. See Attachment 1, TR36.912 v9.0.0, Annex C3.

• 3GPP has provided Compliance templates for spectrum (M.2133 Section 4.2.4.2) for both the FDD and the TDD component. See Attachment 1, TR36.912 v9.0.0, Annex C3.

• 3GPP has provided Compliance templates for technical performance (M.2133 Section 4.2.4.3) for both the FDD and the TDD component. See Attachment 1, TR36.912 v9.0.0, Annex C3.

• Version: Each proposal must also indicate the version of the minimum technical requirements and evaluation criteria of the IMT-Advanced currently in force that it is intended for and make reference to the associated requirements.

• The versions used are: Report ITU-R M.2133 Requirements, evaluation criteria and submission templates for the development of IMT-Advanced (Approved 2008-11); Report ITU-R M.2134 Requirements related to technical performance for IMT-Advanced radio interface(s) (Approved 2008-11); Report ITU-R M.2135 Guidelines for evaluation of radio interface technologies for IMT-Advanced  (Approved 2008-11), and Document ITU-R IMT-ADV/3 Correction of typographical errors and provision of missing texts of IMT-Advanced channel models in Report ITU-R M.2135 (July 2009)

• Self evaluation: The entity that proposes a candidate RIT or SRIT to the ITU-R (the proponent) shall include with it either an initial self-evaluation or the proponents’ endorsement of an initial evaluation submitted by another entity and based on the compliance templates in § 4.2.4. (M.2133 Section 4.1 § 2).

• The self-evaluation report of the 3GPP “LTE Release 10 & beyond (LTE-Advanced)” can be found in document 3GPP TR 36.912 v9.0.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Feasibility study for Further Advancements for EUTRA(LTE-Advanced) (Release 9), Section 16.

4) Additional supporting information

3GPP provides in Attachment 1 additional supporting information in document 3GPP TR 36.912 v9.0.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Feasibility study for Further Advancements for EUTRA(LTE-Advanced) (Release 9).

5) Contact person

Mr. Takehiro NAKAMURA, Chairman of 3GPP TSG RAN is the Contact Person designated by the 3GPP Proponent for any communication related to this submission.

Attachment 1 (RP-090939)

3GPP TR 36.912 v9.0.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Feasibility study for Further Advancements for EUTRA(LTE-Advanced) (Release 9) and related information files.

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[1] 5D/564 - Complete submission of 3GPP LTE Release 10 & beyond (LTE-Advanced) under Step 3 of the IMT-Advanced process, 5D/565, 5D/566, 5D/568, 5D/569, 5D/581, and 5D/588

[2] IMT-ADV/2 Rev 1

[3] The 3GPP Proponent of the 3GPP submission is collectively the 3GPP Organizational Partners (OPs). The Organizational Partners of 3GPP are ARIB, ATIS, CCSA, ETSI, TTA and TTC ()

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