SECTION 7 - Amazon Simple Storage Service (S3)



APPLICATIONThis application form should be completed by a person who will act as a Responsible Person for a Clearing Participant. Please return this application form and supporting documentation to:New Zealand Clearing LimitedP O Box 2959WELLINGTONIt is essential that an applicant read this application form in conjunction with the New Zealand Clearing Limited Clearing and Settlement Rules (“Rules”) and the procedures made in accordance with the Rules (“Procedures”).Terms used herein which are not otherwise defined have the meaning given to them in the Rules. Principles of construction set out in Rule 1.7 of the Rules are hereby incorporated into this application form mutatis mutandis. CONFIDENTIALITYNew Zealand Clearing Limited (“NZCL”) will keep confidential all information provided to it by the applicant in relation to its application, except to the extent that disclosure of any or all of the information is permitted under the Rules or the Procedures.STATUS OF THIS APPLICATIONAn application constitutes an offer by the applicant to be bound by the Rules and the Procedures, any condition imposed from time to time by NZCL as a requirement of designation of the applicant as a Clearing Participant, any decisions, directions or requirements of NZCL under the Rules or Procedures, every undertaking and agreement between the applicant and NZCL and any agreement, document, instrument, or obligation created in accordance with the Rules or Procedures.If NZCL accepts the applicant’s application and allows the applicant to be the Responsible Person of a participant in the Clearing House, the acceptance by NZCL shall create a binding contract between NZCL and the applicant on such terms. INSTRUCTIONSApplicants must submit the application form in hard copy (to be completed in type written form with original signatures included) along with supporting documentation and information (as outlined in the Rules and Procedures). Supporting documentation should be supplied in typed format, in as much detail as the applicant feels appropriate to support the application, but in any event to satisfy the criteria contained in the Rules and Procedures.Please note that NZCL may require additional information in relation to the application form or any of the supporting documentation filed in support of the application.NZCL reserves the right to decline an application notwithstanding that an Applicant meets the minimum criteria set out in the Rules.APPLICANT DETAILS1.Name of applicant:2.Residential Address and Telephone Number of applicant:3.Details of the applicant’s work experience and expertise (including details of where and with whom that experience was obtained) which qualifies the applicant to become a Responsible Person. In particular details should be provided to satisfy NZCL that the applicant meets the requirements of Rule 2.12.24.Details of applicant’s professional and educational qualifications, including the training and qualifications of the applicant as required by NZCL to become designated as a Responsible Person:Once completed this application form should be sent to:New Zealand Clearing LimitedPO Box 2959WELLINGTONSCHEDULE 1UNDERTAKING AND WARRANTIES BY APPLICANT TO NEW ZEALAND CLEARING LIMITED___________ (“the Applicant”) hereby applies to be the Responsible Person for , and undertakes:To comply with and be bound by the New Zealand Clearing Limited Clearing and Settlement Rules (“Rules”), the procedures made in accordance with the Rules (“Procedures”) and any decisions, directions and requirements of NZCL or as required, Nominee, under the Rules or the Procedures;To procure the Clearing Participant to comply with and be bound by the Rules, the Procedures and any decisions, directions and requirements of NZCL under the Rules or the Procedures; andWhere the Responsible Person is not resident in New Zealand, to submit to the exclusive jurisdiction of the courts of New Zealand and waive any objection arising at any time to the undertaking of proceedings in relation to the Rules in New Zealand, any claim that such proceedings have been brought in an inconvenient forum and the right to object to such proceedings on the basis that the courts of New Zealand do not have jurisdiction over him or her;To be bound by the NZ Markets Disciplinary Tribunal Rules;To comply with any decision of the NZ Markets Disciplinary Tribunal.The Applicant hereby warrants that:All information contained in this application form or provided in connection with this application is complete, true, accurate and not misleading.All information required by the Rules and Procedures has been provided with this application.Signature of Responsible Person Applicant: Full Name of Responsible Person Applicant:Date: ................
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