PDF Alphabetical Reference November 2014
Alphabetical Reference
Name A. R. Schmeidler & Co., Inc. Abacus Investments, Inc. Abel/Noser Corp. ABG Sundal Collier, Inc.
ABN Amro Chicago Corporation Bond Trading ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC/Bonds ABN AMRO Clearing Chicago LLC/CPM
ABN AMRO Clearing Chicago LLC/Institutional
ABN AMRO Clearing Chicago LLC/Portfolio Margining
MUNIOTC Symbol SCHM ABAI ANOS ABGS
CLEARING NO.
OTC/ Other
0309 0100 0103
MUNI 0443 0309
MUNI Type CNS CNS
AABT SHMR SIMA ATGX BRIX CACX FWBA HEDX HNCA IMCX MNTX MQRX OTFX QLBX WEBX ZENA JEXF PITX PRPX SWDX ALLX ATIX CHVX COGX CSSX FMGF GPTX GTTX IMMX LARX LBKX OBDX OFSX PISX QEDX QLTX SETX SLTX SUNX TTTX
ABND
FLTG
5231 TFT 0695 0330 0396 0396 0396 0396 0396 0396 0396 0396 0396 0396 0396 0396 0396 0536 0541 0541 0541 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695
0575
0330
AACC
0541
APMA 0396
ABN AMRO Securities (USA) LLC Abner, Herrman & Brock, Inc. Academy Securities, Inc. Acadia Life International Limited ACAP Financial, Inc. Access Financial Group, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, Inc. Accrued Equities, Inc. Acorns Securities, LLC ACPI Global UCITS Funds PLC Activner Securities, Inc. Adirondack Funds Adirondack Trading Group LLC Adirondack Trading Group, LLC ADP Inc./TPA Advance Capital I, Inc. Advanced Advisor Group, LLC Advanced Asset Trading, Inc. Advanced Equities, Inc. Advantage GFC LLC Adviser Dealer Services, Inc. Advisors Asset Management, Inc. Advisors Asset Management, Inc. Advisors Clearing Network, Inc. Aegis Capital Corp. Aegis Capital Corp. Aegis Capital Corp. Aegis Capital Corp. Aegis Investments, Inc. AG BD, LLC Agency Trading Group, Inc. AIG Capital Services, Inc. AIG Capital Services, Inc. AIG Capital Services, Inc./VALIC Akar Capital Management, Inc. Alamo Capital Alanar Incorporated Alerus Financial, N.A. Alerus Securities Corporation Alexander (Don) Investments, Inc. Alexander Capital, L.P. Alexander Investment Services Co. Alexandra & James Co. Alforma Capital Markets, Inc.
Algo Engineering Execution Services LLC All Funds, Inc. Alleghany Investments Inc. Allen & Company LLC Allen & Company of Florida, Inc.
Allen, Mooney & Barnes Brokerage Services, LLC Alliance Advisory & Securities, Inc.
Alliance Bernstein Investment Research and Investment
ABNA AHBI ACAD
ACAP AFGI AXCB CBAL AXCS AXGP
ACRN
ACTI
ADKT ADAK
BRGI ADVA PINO
FISB FISA
ACCP AGCP AGIS AEGC AEGS AGBD ATGP
CAAA ALAC ALIN
FNBS DAII ACLP ALIS AJCO ALFA
ALGF AFIN ALLE ALLN ALEN
AMBB ALAD
November 2014
0349 0352 0352 CNS 0352 0352 CNS 6902 8072 0352 0352 CNS 0443 0443 CNS
0443 CNS 0443 0501 5678 0235 3329
0443 CNS 6613 0309 0309 CNS 0052 0052 CNS 7120 5860 6015 0235 0235 CNS 0052 0052 CNS 0750 5706
0226 CNS 0443 0443 CNS 0359 0158 0158 CNS 0235 0235 CNS 0235 0235 CNS 0512 0512 CNS 0750 0750 CNS 0352 0226 0226 CNS 5596 5718 5560 0750 0309 0309 CNS
0309 CNS 1381 0235 0235 CNS 0235 0235 CNS 0235 0235 CNS 0235 0235 CNS
0443 CNS 0443
0541 0226 CNS 0226 CNS
0443 0141 CNS
0141 CNS 0235 CNS
5515
1
Alphabetical Reference
Management, Inc.
Alliance Financial Group, Inc.
AllianceBernstein Investment Research and Investment Mgmt, Inc./Sanford C. Bernstein AllianceBernstein Investment Research and Investment Mgmt., Inc./ACIT
AllianceBernstein Investment Research and Investment Mgmt., Inc./International Div. AllianceBernstein Investments, Inc.
Alliant Securities, Inc. Turner, Nord, Kienbaum Allianz Global Investors Distributors LLC Allianz Global Investors Distributors LLC/Allianz Global Investors Fund SICAV
Allianz Global Investors Distributors LLC/College Access Plan
Allianz Global Investors Distributors LLC/MI 529 Advisors Plan
Allianz Global Investors Distributors LLC/Oklahoma Dream 529
Allianz Global Investors Distributors LLC/Premier Multi-Series VIT
Allianz Life Insurance Co. of New York-Fixed Business
Allianz Life Insurance Co. of North America-Fixed Business
Allianz Life Insurance Company of New York
Allianz Life Insurance Company of North America Allied Beacon Partners, Inc. Allstate Financial Services, LLC Allstate Financial Services, LLC
Allstate Financial Services, LLC/Allstate Financial Annuities Allstate Life Insurance Company
Allstate Life Insurance Company of New York Allstate Life Insurance Company of New York/Administered by Prudential
Allstate Life Insurance Company of New York/Administered by SE2 Technology Solutions
Allstate Life Insurance Company of New York/Fixed Allstate Life Insurance Company/Administered by Prudential
Allstate Life Insurance Company/Administered by SE2 Technology Solutions Allstate Life Insurance Company/Cigna
AKGS BZTN
ABPI LAGI
0141 0141 CNS
5553 6584
5809 1236
5554
0141 CNS
5609
5579
6768
5921
5703
4682
4570
4524
4523 0222
0235 CNS 0226 CNS
5341 4528
4557
4688
4697 4751 4687
4696 4580
Allstate Life Insurance Company/CIGNA/Administered by Se2 Technology Solution Allstate Life Insurance Company/Fixed Allston Trading, LLC
Allston Trading, LLC Alluvion Securities, LLC
Alpine Securities Corporation ALPS Distributors Inc.
Alps Distributors Inc./1290 Funds ALPS Distributors Inc./Broadview Funds
ALPS Distributors Inc./Centre Funds ALPS Distributors Inc./Cognios Funds ALPS Distributors Inc./Cupps Funds
ALPS Distributors Inc./GKE Asian Opportunities Fund ALPS Distributors Inc./Griffin Institutional Access Real Estate Fund
ALPS Distributors Inc./James Advantage Funds
ALPS Distributors Inc./Litman Gregory Masters Funds
ALPS Distributors Inc./Longleaf Partner Funds
ALPS Distributors Inc./New Sheridan Funds
ALPS Distributors Inc./Resource Real Estate Diversified Income Fund ALPS Distributors Inc./Whitebox Funds ALPS Distributors, Inc./13D Activist Fund
ALPS Distributors, Inc./ALPS Variable Investment Trust #6609
ALPS Distributors, Inc./AQR Funds ALPS Distributors, Inc./Aspen Funds
ALPS Distributors, Inc./Babson Capital Funds Trust
ALPS Distributors, Inc./BBH Funds ALPS Distributors, Inc./Brown Capital ALPS Distributors, Inc./Caldwell & Orkin
ALPS Distributors, Inc./Centaur Mutual Funds
ALPS Distributors, Inc./Century Capital Management Trust
ALPS Distributors, Inc./Corner Cap Funds ALPS Distributors, Inc./Cortina Funds ALPS Distributors, Inc./CRM Funds
ALPS Distributors, Inc./Crystal Strategy Funds
ALPS Distributors, Inc./Cullen Funds ALPS Distributors, Inc./Cullen Funds plc
ALPS Distributors, Inc./Emerald
ALTN ALTR ALLU ALPS
November 2014
4690 4750 0695 0695 0750 0750 CNS 8072 5642 3144 1349 5455 7032 3062
7944
3086
5613
4892
4863
3113
7047 3763 3796
6609 5922 3717
7957 5722 3740 5684
5337
5597
5384 3762 6619
1329 5466 3710 3619
2
Alphabetical Reference
Funds
ALPS Distributors, Inc./FirstHand Funds ALPS Distributors, Inc./FIT-ALPS Funds
ALPS Distributors, Inc./Grandeur Peak Funds ALPS Distributors, Inc./Heartland Funds ALPS Distributors, Inc./Henssler Funds
ALPS Distributors, Inc./Holland Balanced Fund ALPS Distributors, Inc./Index IQ Trust ALPS Distributors, Inc./Insignia Funds ALPS Distributors, Inc./Laudus Funds
ALPS Distributors, Inc./Mairs and Power Funds Trust
ALPS Distributors, Inc./Oak Funds
ALPS Distributors, Inc./Pathway Advisors Funds ALPS Distributors, Inc./Paxworld Funds ALPS Distributors, Inc./Redmont Funds ALPS Distributors, Inc./River North Funds ALPS Distributors, Inc./Riverside Funds ALPS Distributors, Inc./Seafarer Funds ALPS Distributors, Inc./Stadion Funds
ALPS Distributors, Inc./State Street Institutional Investment Trust
ALPS Distributors, Inc./Stone Harbor
ALPS Distributors, Inc./Stonebridge Capital Management
ALPS Distributors, Inc./The Arbitrage Fund
ALPS Distributors, Inc./Transparent Value Fund
ALPS Distributors, Inc./Vulcan Value Partners Fund ALPS Distributors, Inc./Wakefield Fund ALPS Distributors, Inc./WesMark Funds ALPS Distributors, Inc./Wilmington Funds
AltaCorp Capital (USA) Inc.
Altegris Portfolio Management, Inc. dba Altegris Funds
Alternative Execution Group
Alternatives Direct Group, LLC
AlterNet Securities Inc.
Alton Securities Group Inc.
Altrushare Securities LLC
Alzaid Financial Services, Inc.
AM&M Financial Services, Inc.
AM&M Investment Brokers, Inc.
ACCU
AEXG
ALTX ASGI ATRU AZAD
AMMI
4901 5904
3759 5571 6550
6597 6505 3024 4903
6546 5761
3356 4940 3787 6520 3028 3777 6692
6516 5309
5806
5521
5314
5313 3688 5944 5696 0158 0158 CNS
3476 0052 1480 0099 0235 0235 CNS 0100 0750 0750 CNS 3920
0443 CNS
November 2014
Ambassador Financial Group, Inc. America Northcoast Securities, Inc. America Northcoast Securities, Inc. American Capital Partners
American Centurion Life Assurance Company American Century Brokerage, Inc.
American Century Investment Services Inc./Kansas Postsecondary Savings Program
American Century Investment Services Inc./SICAV Funds
American Century Investment Services, Inc.
American Diversified Financial Group, LLC
American Enterprise Investment Services Inc.
American Enterprise Investment Services Inc.
American Enterprise Life Insurance Company American Funds Distributors, Inc. American Funds Distributors, Inc.
American Funds Distributors, Inc./LC Planpremier
American General Life Ins Co/AIG Annuities - Fixed
American General Life Ins Co/AIG Annuities - Fixed and Index
American General Life Ins Co/AIG Annuities - Service Only Fixed
American General Life Ins Co/AIG Annuities - Variable and Index
American General Life Ins Co/AIG Annuities (SE2)
American General Life Ins Co/AIG Annuities (SE2) - Variable
American General Life Insurance Company
American General Securities Incorporated American Heritage Securities, Inc.
American Independent Securities Group, LLC
American Independent Securities Group, LLC American Investors Group American Municipal Securities Inc. American National Insurance Company American Network Securities Corp.
American Portfolios Financial Services, Inc. American Trust Investment Services, Inc.
American United Life Insurance Company
AFGT DALE ACPL ACBD
ADFG HRBF
AMGN AHSI AISG AIGI AMMS AMNN PEER
0279 0279 CNS 0443 0443 CNS 4951 0235
4600 0443 0443 CNS
5338
3728
5646
0235 0235 CNS
0756 0756 CNS
3433
4541 0754 5504
6508
3310
4623
4507
4516
4537
4648
4502
0443 CNS 0141 CNS
0235 0235 CNS
6912 4569
0279 CNS 0141 CNS
0443 CNS
0555
0235 CNS
4591
3
Alphabetical Reference
American United Life Insurance Company
American United Life Insurance Company/2
American United Life Insurance Company/3
American United Life Insurance Company/COM Test America's Portfolio's Amerifunds Diversified Funding, LLC Ameritas Investment Corp. Ameritas Investment Corp. Ameritas Investment Corporation Ameritas Life Insurance Corp. Ameritrade, Inc. AMG Funds LLC
AMG Funds LLC/Tweedy Browne Company Amherst Pierpont Securities LLC AmTrust Investment Services, Inc. Amundi Luxembourg S.A. AMUR Advisors, LLC ANB Financial Group LLC Anderson & Strudwick, Inc. Andes Capital Group, LLC Anovest Financial Services, Inc. ANZ Securities, Inc. APB Financial Group, LLC Apex Clearing Corporation Apex Clearing Corporation
Apex Clearing Corporation/Merrimac Corp Aplifi, Inc. Apro II, LLC Apto Partners, LLC Aquila Distributors, Inc. Arbor Court Capital LLC
Arbor Court Capital LLC/ Tea Leaf Management Investment Trust
Arbor Court Capital LLC/CCA Investments Trust Arbor Court Capital LLC/Clark Fork Trust
Arbor Court Capital LLC/Elessar Funds Investment Trust
Arbor Court Capital LLC/Endurance Series Trust
Arbor Court Capital LLC/Grand Prix Investors Trust
Arbor Court Capital, LLC/Archer Investment Series Trust Arbor Court Capital, LLC/DMS Funds
Arbor Court Capital, LLC/Meyers Capital Investments Trust Arbor Court Capital, LLC/MP63 Fund
Arbor Court Capital, LLC/PSG Capital Management Trust Arbor Research & Trading, Inc.
APFS BLNI AICB AMTD
PPSL AMUR ANBF ANSR ACGP ANOV ANZS APBI PFCL APCC
APTO
ARTI
4746
4754
4757
1364 0443 CNS
1090 0226 CNS
0235 0249 4539
0188 CNS 5736
5488 0443 7148 3391 0309
0309 CNS 0443 CNS 0235 0235 CNS 0750 0750 CNS 0443 CNS 0103 0158 0158 CNS 0158
0373 6358 1532 0103 0103 CNS 5552 7023
7106
7099 7934
7931
7932
3030
7952 7013
3122 3123
3051
0388 CNS
Arbor Research & Trading, LLC Arbor Research & Trading, LLC. ARCA Capital Investments, Inc. Arca Capital Investments, Inc. Arcadia Investment Corp. Arcadia Securities, LLC Archer Distributors LLC/Arrow Funds Archer Distributors, LLC Archey & Co. LLC Archipelago Securities, LLC Archipelago Securities, LLC Archipelago Securities, LLC Archipelago Trading Services, Inc. Ardour Capital Investments, LLC Arete Wealth Management Ariel Distributors LLC Arive Capital Markets LLC ARKA Securities, Inc. Artisan Partners Distributors, LLC Arvest Investments, Inc. Arvest Investments, Inc. ASB Securities, LLC Ascendiant Capital Markets, LLC Ascendiant Capital Markets, LLC Ascensus Trust Company
Ascensus Trust Company/EFC Financial Services LLC
Ascentia Real Estate Holding Company, LLC
Ashmore Investment Management (US) Corporation
Ashmore Investment Management (US) Corporation/Foreign Account Ashton Young, Inc. Askar Corp. Aspen Equity Partners, LLC AssetMark Trust Company Associated Bank, N.A. Associated Investment Services, Inc. Associated Investment Services, Inc. Associated Securities Corporation AST Investor Services LLC ATEL Securities Corporation
Athene Annuity & Life Assurance Company Atis, Inc. Atlantic Financial Services of Maine, Inc. Atlantic Trading Partners Incorporated Atlas One Financial Group, LLC ATM Execution LLC Atrium Trading, Inc. Attain Portfolio Advisors, LLC Audobon Securities, Inc. Auerbach Grayson & Co. Inc. Aufhauser Securities, Inc. Aura Financial Services, Inc. Auriga USA, Inc.
CLRT ARTI ACII INST AICO ARCD
JINS ACRA ALLC ARRB ARCA ARDR KEYS
ARIV ARKA
ARVS
ASCR ASCM
MOMY ASKR ASPN
ASOI
ASSO ASTI
JEVO AFSM ATTR AFGL ATMC ATRM
AUDO AGCO ARBI AURA ARGA
November 2014
6783 6783 TFT 0388 0158 2154 0352 0352 CNS 0443 4824 7021 0052 0436 0436 0436 0436 0103
0226 CNS 5751 0309 0309 CNS
0443 CNS 6653 0141 0141 CNS 4988 5581 0595 0595 CNS 0158 2563
1328
1742
5195
3370 0279 0279 CNS
0141 CNS 0309 0309 CNS 5970 2257
0226 CNS 7192 0075
0226 CNS 1846
4562 0235 0235 CNS
0750
0235 0235 CNS 0161 0161 CNS 0161 0017 1941
0418 CNS 0443 0443 0443 CNS 0750 0750 CNS 0443 0443 CNS
4
Alphabetical Reference
Aurora Capital LLC Ausdal Financial Partners, Inc.
Automated Trading Desk Financial Services, LLC
Automated Trading Desk Financial Services, LLC Autonomous Research US, LP Avenir Financial Group, Inc. Aventura Securities, LLC Avian Securities, LLC Aviate Global LP Avila Capital Markets, Inc. AVM, L.P. Avondale Partners, LLC AWM Securities, Inc. AXA Advisors, LLC AXA Equitable Life Insurance Company AXA Equitable Life Insurance Company/Equivest Employer Sponsored
AXA Equitable Life Insurance Company/Life Insurance
AXA Equitable Life Insurance Company/Retirement Gateway AXA Network, LLC Axiom Capital Management, Inc. Axys Capital LLC Azzad Funds B&T Securities, Inc. Babson Capital Securities LLC BAC Florida Investments Corp. Baceline Investments, LLC Backstrom McCarley Berry & Co., LLC Baird (Robert W.) & Co., Incorporated Baird Patrick & Co., Inc. Baker & Co., Incorporated Baker (C.P.) Securities Incorporated Baldwin (Leigh) & Co., LLC Ballew Investments, Inc. Banc West Investment Services Banca IMI Securities Corp. Banco Votorantim Securities, Inc. Bancorp Bank (The) Bancorp Bank (The)
Bancorp Bank (The)/Liquid Cash Account
Bancorp Bank (The)/Master Demand Account Advantage
Bancorp Bank (The)/Participant Protection Account Bancorpsouth Investment Services, Inc. BancorpSouth Investment Services, Inc. Banesto Securities, Inc. Banif Securities Inc. Bank of America N.A.
AURC
ATDF AUTO ARUS AFGR AVEN AVIA AVUS AVIL AVML AVON FINC AXAA
AXIO
BTSI BCCS
BMCB BARD BPAT BCOM CPBC LEBO BALL BIMI VOTO TBBK
BSIS
BSTO BANF
0052 0052 CNS 6905
0505
0505 2154 0052 0052 CNS
0226 CNS 0443 CNS 2154 0226 0226 CNS 0443 6704 TFT 0226 0226 CNS 0279 0075 CNS
4535
7005
4632
7006 7123 0352 0352 CNS 1456 5662 0595 0595 CNS 3040
0443 CNS 1646
0103 CNS
0547 0547 CNS 0443 CNS
0235 0235 CNS 0750 0226 0226 CNS
0443 CNS 6130 0136 0136 CNS 0443 0443 CNS
0226 CNS 4859
3388
3606
3308
0443 CNS
6048 0443 CNS
0443 0443 CNS 2236
November 2014
Bank of America N.A./ GWIM TRUST OPERATIONS Bank of America, N.A. Bank of America, N.A./Lasalle Bank N.A. Bank of Oklahoma, N.A. Bankers & Investors Co. Bankers Bank BankersBanc Capital Corporation Bankoh Investment Services, Inc. Banner Life Insurance Company Bannockburn Partners, LLC Banorte-Ixe Securities International, LTD Banyan Securities, LLC Barclays Capital Inc.
Barclays Capital Inc./Barclays Celsius Funds Ireland/Malta Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc./Fixed Income Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./Market Maker Barclays Captial Inc. Baron Capital Inc. Barrett & Company Barrington Research Associates, Inc. Barron (Nancy) & Associates, Inc. Barton Creek Ltd. Base Securities LLC BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. BATS Trading, Inc. Baum (George K.) & Co. Bay Colony Securities Co., Inc. Bay Crest Partners, LLC Bayes Capital LLC Bayes Capital LLC Bayes Capital Markets LLC BB&T Investment Services, Inc. BB&T Investment Services, Inc. BB&T Securities, LLC BBS Securities, Inc./CDS BBVA Investments Inc.
NBNA
BOKL BAIN BBID BBCC PCIS
GOAL
BISI BNYN
BCAP BCHY BCPP BWEL BCAP LEHM LATS LEHB LEHP LHMA LHMB LHMS LHSB LSAH
BCDX
BARR BRRR NBAR BCLT CARL BATM BYXM EGAM EGXM BATS BYXX EGAW EGXW BAUM LMSC BAYC BAYS BETC BAYZ BBTT
BBNT
BCMR
0955 6737 TFT
2251 6752 TFT
0279 0279 CNS 6409 TFT
0750 0750 CNS 0226 CNS
7976 0750
0309 0226 0226 CNS 5340
5375 5101 5101 5101 0443 0443 CNS
7256 CNS 0229 0229 CNS 0229 0229 0229 0229 0229 0229 0229 0229 0055 0229 4862 0226 0226 CNS 0352 0352 CNS
0226 CNS 0309 CNS 0443 CNS 0050 0050 0050 0050 0103 0103 0103 0103 0129 0129 TFT 0235 CNS 0161 0824 0873 0873 0702 0702 CNS 0156 0702 0702 CNS 5085 0443 CNS
5
Alphabetical Reference
BBVA Securities Inc. BBVA Securities Inc. BCP Securities, LLC Beacon Gate LLC Beacon Investment Company Beaconsfield Financial Services, Inc. Beal (M.R.) & Company Bear Creek Securities, LLC Beck (H.), Inc. Becker & Suffern Ltd. Bedford Securities, Inc. Bedrok Securities, LLC Bel Air Securities LLC Bellamah, Neuhauser & Barrett, Inc. Belle Haven Investments, LP Belle Haven Investments, LP Beloyan Investment Securities, Inc. Belvedere Trading LLC Benchmark Company, LLC (The) Benchmark Investments, Inc. Benchmark Securities LLC Benefit Trust Company Benefit Trust Company
Benefit Trust Company/Prime Plan Solutions Benjamin & Jerold Brokerage I, LLC Benjamin & Jerold Brokerage I, LLC Benjamin & Jerold Brokerage, Inc. Benjamin F. Edwards & Co. Benjamin Securities Investment Co., Inc. Benjamin Securities, Inc. Berghoff & Company, Inc. Bermuda Investment Advisory Services Bernardi Securities, Inc. Bernstein (Sanford C.) & Co., Inc. Bernstein (Sanford C.) & Co., LLC Berry Shino Securities, Inc.
Berthel, Fisher & Company Financial Services, Inc. Bertolet Capital Trust Berwyn Financial Services Best Direct Securities, LLC BestVest Investments, Ltd. Beta Capital Management BGB Securities Inc. BGC Financial Inc. BGC Financial Inc. BGC Financial, Inc. BGC Financial, Inc. BGC Financial, Inc. BGC Financial, L.P. BGC Financial, L.P. BGC Financial, L.P. BHIL Distributors, Inc.
BHIL Distributors, Inc./AIT Global Emerging Markets Opportunity Fund
LTIN
BRCY BEAG BICA BEAF BEAL BCRK
BECS BSIN STLZ BELS BNBB BHLP BHII BELO BELV BNCH BMRK BMKS
BEGK BEJB BEJJ BFEC
BENS BNJM BEMC
BERM BNDI BERN SBER BSAZ
BFFI
BFSA BDSE BVIS BECM BGCM MAXC MINT BGCE EBKR MAXN BGCF WHBB WOHU
2786 2786 CNS 7227 0443 0443 CNS 0501
0443 CNS 0235 0235 CNS
0443 CNS 0309 0309 CNS 0731
0443 CNS 0418 CNS 0443 0443 CNS 0352 0352 CNS 0750 0443 CNS 0226 CNS 0443 CNS 0052 0052 CNS 0501 0352 0352 CNS 0235 0235 CNS 0309 0309 CNS 0761 6647
3694 0100 0873 0052 0052 CNS 0443
0279 0235
0235 CNS
0443 CNS 0443 CNS 0013 0013 CNS 0013 0013 CNS 0103 CNS
0226 0226 CNS 6701 0226 0750 0235 0235 CNS 0352 0103 0537 0537 0161 0537 0537 0537 0537 CNS 0537 0537 CNS
0537 CNS 6532
7091
November 2014
BHIL Distributors, Inc./Asset Management Fund
BHIL Distributors, Inc./Cook & Bynum Funds BHIL Distributors, Inc./Diamond Hill Funds BHIL Distributors, Inc./Highland Funds
BHIL Distributors, Inc./Independent Franchise Partners US Equity Fund BHIL Distributors, Inc./JOHCM Funds BHIL Distributors, Inc./Praxis Funds
BHIL Distributors, Inc./Robeco Institutional Asset Management B.V.
BHIL Distributors, Inc./The Boston Trust & Walden Funds BHK Securities, LLC BIDS Trading L.P. Bill Few Associates, Inc. Biltmore International Corporation Biondo Asset Management LLC Birchwood Securities Corp. Biremis Corporation Birkelbach Investment Securities, Inc. Bishop, Rosen & Co., Inc. Black (James I.) & Co. Blackburn & Company BlackRock Execution Services
BlackRock Institutional Trust Company, N.A. BlackRock Investments, LLC
BlackRock Investments, LLC/BlackRock Global Funds
BlackRock Investments, LLC/BlackRock Liquidity Funds
BlackRock Investments, LLC/Bond Allocation Target Shares BlackRock Investments, LLC/ICS Blackwall Capital Markets, Inc. Blair (William) & Company, LLC Blair (William) & Company, LLC Blaylock Robert Van, LLC Bley Investments Group, Inc. Blinkbox, Ltd. Block Kelly Company Bloomberg Tradebook LLC Bloomberg Tradebook LLC Bloomberg Tradebook LLC Blount Parrish & Co., Inc. Blue Alternative Asset Management LLC Blue Bay Capital Ltd. Blue Capital Securities, Inc. Blue Creek Securities, Inc. Blue Trading, Inc. Blue Vase Securities, LLC Bluebid Brokerage, LLC Bluebird Asset Management, LLC
BHKS BIDS BFEW BMIC BGIA BWEX BRMS BRKE BISH BLCK BLKB BGIS
BCMI WBLR
BRVL BLAY BBOX BKKY BOOK IOIX BTBK BPCO
BBAY BCSB ITFS WBCO BLVS BBBI
6641
5928
4729
5979
3754
7979 5791
3607
6622 0141 CNS
0161 0161 CNS 0443 CNS
0824 0226 0226 CNS 0595 0595 CNS 0100
0443 CNS 0226 0226 CNS 7031 7031 CNS
0642 CNS 0352 0352 CNS
4722 5882
4982
5813
4868 5123 0235 0235 CNS 0771 0771 CNS 5538 0443 0443 CNS 0443 0443 CNS 0873 0750 7001 0651 7001
0750 CNS
3405 0750 0352 0352 CNS
0226 CNS 0501 0161
0443 CNS 1672
6
Alphabetical Reference
Bluefin Research Partners, Inc. BlueFire Capital, LLC Blum (Robert) Municipals Inc. BMA Securities BMA Securities BMA Securities BMO Capital Markets Corp. BMO Capital Markets GKST Inc. BMO Capital Markets GKST Inc. BMO Harris Bank NA BMO Harris Bank NA BMO Harris Bank NA/Trust BMO Harris Financial Advisors, Inc. BMO Investment Distributors, LLC BMO Investment Distributors, LLC/ George Frontier Markets Equity Fund
BMO Investment Distributors, LLC/BMO Funds BMO Nesbitt Burns Inc./CDS BMO Nesbitt Burns Securities, Ltd.
BNP Paribas Investment Partners Trust Company BNP Paribas Prime Brokerage, Inc. BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities Corp.
BNP Paribas Securities Corp./Lion Global Investors BNP Paribas, New York Branch BNP Paribas, New York Branch BNY Capital Markets Inc.
BNY Convergex Execution Solutions, LLC
BNY Convergex Execution Solutions, LLC BNY Mellon Capital Markets LLC BNYM/UIT NSCC CNS Clearance Bodell Overcash Anderson & Co. Boe Securities Inc. Boenning & Scattergood, Inc. BofA Distributors, Inc. Bolton Global Capital Bolton Securities Corporation Bond One, LLC BondDesk Trading LLC Bonddesk Trading, LLC , Inc Bonwick Capital Partners, LLC BOSC, Inc. BOSC, Inc. Botzum (C.A.) & Company Boursa Investments Boursa Investments
TUNA FIRE RBMU BMAC BMSS BMAK BMOC GKST GKST HRST
NTBF NBSL
BPBI PARI BNPS
BNPB BNPX PARI
BKCM
NYFT
NYFX BKMM
BOLL BOSE BOSC
RAYG BLTN BDON BDDK BDTR BNDS WICK BOKF BOKI BOTZ BRSA BOIN
0443 0443 CNS 0695
0279 CNS 0052 0052 CNS 0512 0824 0045 2344 2344 CNS
6001 TFT 6713 TFT 2697 0992 5152 5352
1392
6561 5043 0352
5493 2154 2154 CNS 0630 0630 CNS 2154 2154 CNS 5551 2154 2154 2154
3604 1310 2787 0443 0443 CNS
0100
0100 0443 8355 0309 0309 CNS 0099 0141 0141 CNS 5320 0443 0443 CNS 0235 0235 CNS 0750 0750 CNS
0226 CNS 0226 CNS 0443 CNS 0309 0309 CNS 6757 TFT 0443 0443 CNS 0052 0052 CNS 0103 0103 CNS 0873
November 2014
Bozarth, Newton & Murphy Securities, Inc. BPU Investment Management Inc. Bradesco Securities, Inc. Branch Banking and Trust Company Branch Banking and Trust Company/Crump Life Insurance Services Brandis Tallman LLC Brasil Plural Securities LLC Braver Stern
Braymen, Lambert and Noel Securities, Ltd. Bread & Butter Fund, Inc. Brean Capital, LLC Brean Murray, Carret & Co., LLC Brecek & Young Brent (H.D.) & Company, Inc. Briggs-Ficks Securities, LLC Brighton Securities Corp. Brill Securities, Inc. Brinker Capital Securities Corp. Britannica Capital Partners, LLC Brittingham, Inc. Broad Street Securities Broadband Capital Management, LLC Broker Dealer Financial Services Corp. Broker Dealer Financial Services Corp. Brookshire Securities Corporation Brookview Capital LLC Brown & Brown Securities, Inc. Brown Advisory Securities, LLC Brown Associates, Inc. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co.
Brown Brothers Harriman & Co./BBH Collective Investment Series Trust
Brown Brothers Harriman and Company/ETF Brown, Lisle/Cummings, Inc. Brownstone Investment Group Brownstone Investment Group, LLC Brownstone Investment Group, LLC BTG Pactual US Capital LLC BTIG, LLC BTIG, LLC BTIG, LLC BTIG, LLC
Buckingham Research Group Incorporated (The) Buckman, Buckman & Reid, Inc. Buell Securities Corp. Bulltick Securities, Inc. Bulltick, LLC Burke & Quick Partners LLC Burke, Lawton, Brewer & Burke, LLC Burnham Securities Inc.
BNMI BZPI BRSE
NBST BRPR BRST
BLNS
BMUR CRRT BYAI BRNT BFSL BGHT BRIL BRNK BCPL BRIT BDST
BAND
BKFC
BSCO BKVW BRBR BSEC BWNA BBHC
BRLI BIGG BIGZ BIGP PACT BTIX BTIS BAYT BTIG
BUCK BKRT BUEL BLTS BLTK BAQP BURK BRNM
0226 CNS 0443 CNS 0226 0226 CNS 5385
3376 0103 CNS
0443 0443 CNS
0309 0309 CNS 5358 0443 0443 CNS
0443 CNS 0226 CNS 0235 0235 CNS 0235 0235 CNS 0141 CNS 0352 0352 CNS 0226 CNS 0750 0226 CNS 0352 CNS
0103
0141 CNS
5985 0750 0750 CNS
0443 CNS 0279 0279 CNS
0141 CNS 0235 0235 CNS 0010 5930
5135
0109 0226 CNS
0501 0443 0443 CNS 0443 0443 0352 0352 CNS 0443 0501 0501
0226 0226 CNS 0235 0235 CNS 0443 0443 CNS
0443 CNS 0443 0443 0443 CNS
0141 CNS 0352 0352 CNS
7
Alphabetical Reference
Burnham Securities Inc. Butler Larsen Pierce & Company, Inc. Buttonwood Partners, Inc. C.I.G. Corp. C.M. Life Insurance Company C.O.R.E Marketing Inc Cabot Lodge Securities LLC Cabot Lodge Securities LLC Cabot Lodge Securities LLC Cabrera Capital Markets, Inc. Cabrera Capital Markets, Inc. Cadaret, Grant & Co. Inc.
Cadaret, Grant & Co. Inc./Cadaret Grant Agency Inc. Cadaret, Grant & Co., Inc. Cadwyn Point Partners LLC Cain Brothers & Company, LLC Calamos Financial Services LLC
Calamos Financial Services LLC/Calamos Global Fund PLC
Caldwell International Securities Corporation Caldwell Securities Ltd./CDS Caldwell Securities, Incorporated Caldwell Trust Company Cales Investments, Inc. Callaway Financial Services, Inc. Calton & Associates, Inc. Calton & Associates, Inc. Calvert Investment Distributors, Inc. Cambria Capital, LLC Cambridge Investment Research, Inc. Cambridge Investment Research, Inc. Camden Financial Services Campbell & Company, Inc. Canaccord Capital Corporation/CDS Canaccord Genuity Corp.CDS Canaccord Genuity Inc. Canaccord Genuity Inc. Canaccord Genuity Securities LLC
Canaccord Wealth Management (USA) Inc. Cantella & Co., Inc. Cantella & Co., Inc. Cantone Research, Inc. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co.
Cantor Fitzgerald & Co. - Cantor Clearing Services
Cantor Fitzgerald & Co./Aqua Securities, L.P.
BLPC BPWP
CLSS CLSC CLSS CABA CABR
CGAT CADP CBCI
CISC
CALD
CALE CALL CALT
CAMC CIRI
CMDN
CCAI CICF ADAM CANA CSTI
NRAM CTLA
CANR CANT CFCS CFPT
CFCD ESPD
CSPD
AQUA
5583
0279 CNS 0226 CNS 6479 4547 6006 0443 CNS 0235 0235 0161 0161 CNS 0443 0443 CNS 0241
3309 0443 0443 CNS 0100
0443 CNS 5835
6621
0279 0279 CNS 5013 0103 2687 0750 0309 0309 CNS 0279 0279 CNS 7024 5543 0052 0052 CNS
0443 0443 CNS
0742 0052 1796 5046 5046@ 0352 0352 CNS 0443 0352 0352 CNS
0443 0443 0226 CNS 0699 0103 0103 CNS 0696 0696 TFT 0501 0501 CNS 0197 0197 0501 0696
0197 0197 CNS
7310 7310 CNS
Cantor Fitzgerald & Co./Debt Capital Markets Cantor, Weiss & Friedner, Inc. Cape Securities, Inc. Cape Securities, Inc. Capital Analysts Inc. Capital Financial Services, Inc. Capital Guardian Trust Company Capital Guardian Trust Company/Capital International Funds Capital Guardian Trust Company/CGPCS
Capital Guardian Trust Company/US Bank Capital Guardian, LLC Capital Institutional Services, Inc. Capital Institutional Services, Inc. Capital Integration Systems LLC Capital Integration Systems LLC Capital Integration Systems LLC Capital Integration Systems LLC Capital Investment Brokerage Inc. Capital Investment Group, Inc. Capital Investment Group, Inc. Capital Investment Group, Inc. Capital Management Securities, Inc. Capital One Investment Services LLC
Capital One Investment Services LLC/Chevy Chase Securities, Inc. Capital One Securities, Inc. Capital Path Securities, LLC Capital Path Securties Capital Portfolio Management Inc. Capital Securities Investment Corporation Capital Securities of America, Inc. Capital Select Investment Capital Synergy Partners Capitalquest Securities, Inc. Capitol Securities Management, Inc. Capitol Securities Management, Inc. CAPMARUSA, LLC CapNet Securities Corporation Caprock Securities, Inc.
Capstone Asset Planning Co./Capstone Church Bond Fund Capstone Financial Services, Inc. Capstone Investments Cardinal Investments Inc. Carey, Thomas, Hoover & Breault, Inc. Carillon Investments, Inc. Caris & Company, Inc. Carl P. Sherr and Co., LLC Carlin Equities LLC Carnes Capital Corp. Carolina Capital Markets, Inc. Carolinas Investment Consulting,
CFCO CWEI CAPE KAPE CAPI CAPF
CGDN CIST
CAPB CAPG
CMSI
SOCO PATH CAPT CPMI CSIC CPAM CSIN CSPI CQSI CSMI CSCV
MITC CLSI
CPSE CRDL HOOV CLLN CRIS SHRR CLYN CCCO CARC CICL
November 2014
7311 7311 CNS 0443 CNS
0279 0279 CNS 0279 0279 CNS
0443 CNS 0235 4873
5107
5389
7077 0443 0161 0161 CNS 0475 1836 1837 1844 3470 0750 0750 CNS 0750 0750 CNS 0545 5664 0279
0431
0290 0443 0443 CNS 0052 0052 CNS
0512 CNS 0352 0352 CNS
0226 CNS 0141 CNS 0235 0235 CNS 0235 0235 CNS 0443 CNS 0443 0443 CNS 0702 0702 CNS 6007 0279 0279 CNS 0279 0279 CNS
5838 5801 0873 0235 0235 CNS
0226 CNS 0226 CNS 0443 CNS 0443 CNS 0443 CNS 0352 0702 0702 CNS 0141 CNS
8
................
................
In order to avoid copyright disputes, this page is only a partial summary.
To fulfill the demand for quickly locating and searching documents.
It is intelligent file search solution for home and business.
Related download
- pdf aig complete list of affiliates
- pdf chfa participating lenders
- xls
- pdf american enterprise investment services inc statement of
- pdf name lh code elt mailing address
- pdf american portfolios privacy statement
- pdf cancellation request form american financial and automotive
- pdf pe purchase veterans benefits administration home
- pdf american portfolios financial services inc
- pdf alphabetical reference november 2014
Related searches
- november observances 2018
- best november lease deals
- anchorage events november 2019
- november mental health observances
- 2018 grade 11 november exams
- i bond rates november 2017
- grade 11 november 2018 mathematics
- best car rebates november 2019
- best suv lease deals november 2019
- november preschool lesson plan themes
- november 19 holidays and observances
- november 2019 printable calendar word