Client segments -static.com

Client segments served

Client segments served

Name Company City Retail HNW* Ultra HNW** Institutional Name Company City Retail HNW* Ultra HNW** Institutional

ALABAMA Duncan, Jerry G. Smith, Tony R.

UBS Financial Services UBS Financial Services

ARIZONA Gale, S. Christopher

Merrill Lynch Wealth Management

ARKANSAS Winburn V, Hardy L.

UBS Financial Services

CALIFORNIA Abrams, Michael L. Arbogast, Peter Bartman, Brett Basch, Andrew Binder, Mark N. Blanchfield, Tom Bolander, Ivar J. Bubb, Kerrick W. Burbank, Mike Burford, Lon E. Chopra, Ash Curtis, Mark T. daRoza, Tony Freides, Drew S. Friedman, Mark Gallo, Robert F. Garcia, Jennifer Leigh Genovese, Michael T. Gray, Eric A. Green, Rick Hartl, Philippe M. Jackson, Dana Jones, Richard B. Jorgensen, Debbie Kanigher, Michael D. Kelly, Inna L.

Wells Fargo Advisors, LLC Merrill Lynch - Private Banking & Investment Group RBC Wealth Management Morgan Stanley Private Wealth Management UBS Private Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management KWB Wealth Managers Group Morgan Stanley Private Wealth Management Royal Alliance Merrill Lynch - Private Banking & Investment Group Graystone Consulting Merrill Lynch - Private Banking & Investment Group UBS Private Wealth Management UBS Private Wealth Management Merrill Lynch Wealth Management Wells Fargo Advisors, LLC Royal Alliance Merrill Lynch - Private Banking & Investment Group Wells Fargo Advisors, LLC Merrill Lynch - Private Banking & Investment Group Graystone Consulting Merrill Lynch - Private Banking & Investment Group Merrill Lynch Wealth Management UBS Private Wealth Management Morgan Stanley Wealth Management

Birmingham Birmingham

XX X XX X

Scottsdale

X XX X

Little Rock

XX X

Palo Alto San Francisco Beverly Hills Los Angeles Los Angeles Newport Beach Santa Rosa Redlands San Francisco Sacramento San Francisco Palo Alto San Francisco Los Angeles San Francisco Walnut Creek Encino Sacramento Los Angeles Los Angeles Los Angeles Menlo Park Century City San Francisco Los Angeles San Francisco

XX

X

XX X

XX X

XX

XX

XX

XX

X

XX

X XX X

X

XX X

XX

XX X

X

X XX X

XX

X XX X

X

X XX X

XX

XX X

XX

XX X

XX X

X

Klein, James R. Kothari, Sonny S. Krenzin, Randy Malone III, Francis X. McClellan, Ryan A. McGrouther, David B. McWhorter, Richard Miller, Martin Minkoff, Steven M. Pence, Laila Pfefferman, Darren A. Piepenkotter, Monica Richards, Perry S. Rothstein, Rebecca S. Schirripa, Joseph J. Schulten, Mark Shadden, John T. Smith, Lawrence E. Vaughan, Gregory V. Walters, Philip S. Weaver, Jason M. Weber, Steven J. Wolfslau, Karl Wong, Jack Young, Cheryl L. Zafari, Reza Zanolli, Greg

Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management Wells Fargo Advisors, LLC Morgan Stanley Private Wealth Management UBS Private Wealth Management Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group Ameriprise Financial Ameriprise Financial Pence Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch - Private Banking & Investment Group Merrill Lynch Wealth Management Merrill Lynch - Private Banking & Investment Group UBS Financial Services The Schulten Group of Wells Fargo Advisors, LLC Morgan Stanley Private Wealth Management UBS Financial Services Morgan Stanley Private Wealth Management Wells Fargo Advisors, LLC Ameriprise Financial Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Morgan Stanley Wealth Management Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group Wells Fargo Advisors, LLC

Los Angeles

XX

Brea

XX

San Jose

XX X

Los Angeles

XX X

Los Angeles

XX X

Menlo Park

XX X

Los Angeles

X

San Carlos

X XX X

San Francisco

X XX

Newport Beach X X X

San Diego

XX X

La Jolla

XX X

Beverly Hills

XX X

Beverly Hills

XX

Beverly Hills

X XX X

Long Beach

X XX X

Long Beach

XX X

Brea

X XX X

Menlo Park

XX

Beverly Hills

XX

Huntington Beach X

Los Angeles

XX

Long Beach

X XX X

Mountain View

XX

Los Gatos

XX X

Century City

XX

Roseville

XX X

COLORADO Di Ianni, Donna M. Dodds, Andrew T. Fowler, Shawn P. Hoover, Carl R.

Merrill Lynch Wealth Management Dodds Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management

Aspen Englewood Denver Denver

XX X XX XX X XX X

CONNECTICUT

Erdmann III, John (Jeff) F. Merrill Lynch - Private Banking & Investment Group

Greenwich

* High net worth (clients with $1m-$10m in investable assets), ** Ultra high net worth (clients with $10m or more in investable assets)

XX X

Client segments served

Client segments served

Name Company City Retail HNW* Ultra HNW** Institutional Name Company City Retail HNW* Ultra HNW** Institutional

Gourd, William C.

UBS Private Wealth Management

Greco, William J.

UBS Financial Services

Mattson Kenworthy, Mary UBS Private Wealth Management

McElroy, Abby Wolman RBC Wealth Management

Somberg, Matthew A.

Gottfried & Somberg Wealth Management, LLC

Spitzbard, Kenneth

SagePoint Financial

Stamford Hartford Stamford Westport Glastonbury Branford

XX

X XX

XX

X XX X

XX

X

X XX X

DISTRICT OF COLUMBIA

Apton, Keith

UBS Financial Services

Haffner, Barry M.

UBS Financial Services

King II, James J.

Merrill Lynch - Private Banking & Investment Group

Nelson, Wayne

Merrill Lynch Wealth Management

Ross, Steven S.

RBC Wealth Management

Slater III, William R.

Merrill Lynch - Private Banking & Investment Group

Walker, Dexter Mead

Morgan Stanley Private Wealth Management

Williams, John M.

Morgan Stanley Private Wealth Management

Washington Washington Washington Washington Washington Washington Washington Washington

XX XX XX X X XX X XX XX X XX X XX X

FLORIDA Aitken, Christopher C. Applewhite III, Eric L. Barcena, Ignacio A. Barnes, John C. Chiavacci, Louis J. Clarke, Peter J. Cogan, Aimee Dwyer, Patrick J. Elwaw, John Esses, Tony Fetterman, Sean Gouraige, Ghislain Johnson, Kevin T. McDonald, Jon Randal Merriam III, William H. Moll, Todd A. Moran, Thomas M. Reznik, Steven P. Silverman, Mickey Simmons, Keith Stephens, Jason E. Sylvia, Kurt F. Viyella, Miguel A.

Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management Wells Fargo Advisors, LLC RBC Wealth Management Merrill Lynch - Private Banking & Investment Group BB&T Scott & Stringfellow Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management Wells Fargo Advisors, LLC UBS Financial Services UBS Private Wealth Management Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Merrill Lynch Wealth Management Provenance Wealth Advisors / Raymond James Wells Fargo Advisors, LLC Raymond James Raymond James Merrill Lynch Wealth Management UBS Private Wealth Management UBS Private Wealth Management Wells Fargo Advisors, LLC

Ponte Vedra

XX X

Boca Raton

X XX

Miami

X XX

Naples

X XX

Coral Gables

X

Palm Beach

XX X

Sarasota

XX X

Miami

X

Miami

XX

Miami

XX

Boca Raton

XX X

Coral Gables

X

Naples

XX

Boca Raton

XX X

Jacksonville

X XX X

Fort Lauderdale X X X X

Naples

XX X

Tallahassee

X XX X

Boca Raton

XX

Miami

X XX X

Naples

XX

Palm Beach

XX X

Miami

XX X

GEORGIA Frank, Brian H. Hansberger, James C. Harbour, Andrew Hines, Michael L. Hughes, Ron Lellyett, Jr., William M. Mericka, Keith A. Merlin, Michael J. Montgomery, John Ryan, Justin P. Wagner, Michael J. Westmoreland, Rod

Morgan Stanley Private Wealth Management Morgan Stanley Private Wealth Management Graystone Consulting Consolidated Planning Corp. / Raymond James Merrill Lynch - Private Banking & Investment Group Raymond James UBS Private Wealth Management Morgan Stanley Private Wealth Management UBS Private Wealth Management UBS Private Wealth Management Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group

Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta Atlanta

XX X

XX X

X

X

X XX X

X

X XX X

XX X

XX X

XX X

XX

XX

X

ILLINOIS Baldwin, Patrick Bhatia, Raj Cutilletta, Patricia G. Doerge, Jack O. Easom, William H. Joyce, John C. Leshem, Benjamin Lynch, Kevin R. Magnesen, Scott K. Margolis, Charles B. Meyer, Douglas L. Oberheide, James L. Pfaff, Christopher S. Raihle, Maureen Roeser, Kathleen Schaffer, Michael S. Schuster, Scott Sparks, Walter L. Ver Bockel, John

Merrill Lynch - Private Banking & Investment Group Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Morgan Stanley Private Wealth Management Hefter, Leshem, Margolis Cap Mgmt Group / Wells Fargo Advisors Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Hefter, Leshem, Margolis Cap Mgmt Group / Wells Fargo Advisors Wells Fargo Advisors, LLC Morgan Stanley Private Wealth Management UBS Private Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management Wells Fargo Advisors, LLC Dashboard Wealth Advisors / Raymond James The Brechnitz Group of Raymond James Merrill Lynch - Private Banking & Investment Group

Chicago Chicago Chicago Chicago Chicago Chicago Highland Park Chicago Oak Brook Highland Park Deerfield Chicago Chicago Chicago Chicago Lake Forest Oak Brook Decatur Chicago

XX XX X XX

X X XX

X XX X XX X XX XX X XX X

XX X XX X XX XX X XX XX X XX X

White, Brett D. Wilkinson, David M. Wright, David C.

Ameriprise Financial Morgan Stanley Private Wealth Management Merrill Lynch - Private Banking & Investment Group

INDIANA Cooke, Brian F. Cooke, Christopher Gregor, Martin Moore, Christopher P. Payne, Eric Perry, John D. Stscherban, Paul

Cooke Financial Group of Wells Fargo Advisors, LLC Cooke Financial Group of Wells Fargo Advisors, LLC Merrill Lynch - Private Banking & Investment Group Ameriprise Financial Merrill Lynch Wealth Management Morgan Stanley Wealth Management Baird

IOWA Boesen, Bryan Swanson, Keith K.

Morgan Stanley Wealth Management Morgan Stanley Private Wealth Management

KANSAS Ewing, Paul W. Ferguson, Scott D.

Prosperity Advisory Group Morgan Stanley Wealth Management

KENTUCKY Donohue, Dean M. Foutch, Daniel J. Perrone, Thomas

Ameriprise Financial The Foutch Group, Hilliard Lyons Morgan Stanley Wealth Management

LOUISIANA Lewis, Jr., Tandy G. Simmons, Charles L.

Raymond James Ameriprise Financial

MAINE Burns, Jeremiah S.

Morgan Stanley Wealth Management

MARYLAND Baker, Gregory M. Baum, Patricia P. Boggs, Larry D. Eisen, Dean Etergino, Ann Marie Fox, Paul M. Jackson, Margaret M. Kantor, Robert Meredith, Andrew F. Murray, Jonathan P. Pakenas, Betsy Pearce, Kent V. Rosenwald, Beth Sella, Edward Geoffrey Serenyi, Nicholas J. Smith, Edward (Ted) W. Tomick, Paul M.

Merrill Lynch Wealth Management RBC Wealth Management Wells Fargo Advisors, LLC Graystone Consulting RBC Wealth Management Morgan Stanley Wealth Management RBC Wealth Management XML Financial Group Merrill Lynch Wealth Management UBS Financial Services Morgan Stanley Wealth Management Merrill Lynch Wealth Management RBC Wealth Management SPC Financial, Inc. / Raymond James Morgan Stanley Wealth Management UBS Financial Services Janney Montgomery Scott LLC

MASSACHUSETTS Armstrong, Christine Bartholomew, Thomas J. Borden, David Brede, Debra K. Connolly, Jr., Richard F. Corbett, L.O. Patrick Dillon, Sean V. Finn, Daniel N. Javaheri, David R. Joyce, Mark S. Kaplan, Susan C. Larsen, Wyatt Marchese, Michael F. Mason, Robert F. McCauley, Paul J. McGuirk, Gary L. Miller, Paul E. Miller, Richard R. Mullin, Mary B. Nabhan, Edward G. Peckler, Maxwell D. Princi, Peter Rumrill, Dave

Morgan Stanley Wealth Management Bartholomew & Company, Inc. CCR Wealth Management D.K. Brede Investment Management Company, Inc. Morgan Stanley Private Wealth Management Morgan Stanley Private Wealth Management UBS Financial Services Morgan Stanley Wealth Management Morgan Stanley Wealth Management Merrill Lynch Wealth Management Kaplan Financial Services, Inc. UBS Private Wealth Management Axial Financial Group Morgan Stanley Private Wealth Management Merrill Lynch - Private Banking & Investment Group Merrill Lynch - Private Banking & Investment Group Axial Financial Group Ameriprise Financial Merrill Lynch Wealth Management Morgan Stanley Wealth Management UBS Financial Services Graystone Consulting Morgan Stanley Private Wealth Management

Oakbrook Terrace X X

Chicago

X

Chicago

X

Indianapolis Indianapolis Indianapolis Fort Wayne Indianapolis Indianapolis Mishawaka

XX X XX X XX X X XX X XX X X XX X XX X

Des Moines West Des Moines

XX X XX X

Overland Park Leawood

XX XX X

Louisville Glasgow Louisville

X XX X X

X XX X

Shreveport Metairie

X XX X

XX

X

Portland

XX

Bethesda Annapolis Cumberland Potomac Chevy Chase Lutherville Annapolis Rockville Baltimore Hunt Valley Frederick Towson Baltimore Rockville Rockville Baltimore Towson

XX

X XX X

X XX X

XX

XX X

X XX

X XX X

X XX X

X XX X

X

X XX

XX X

X XX

XX

XX X

XX

XX

X

Boston Worcester Westborough Needham Boston Boston Boston Wellesley Wellesley Boston Newton Boston Burlington Boston Boston Boston Burlington Wellesley Boston Boston Boston Boston Wellesley

X

X XX X

X

X

X XX X

XX X

XX

XX X

XX X

X

X

XX

XX

X

X XX X

XX

XX

X

X XX X

XX

XX

XX

XX

XX X

X

Client segments served

Client segments served

Name Company City Retail HNW* Ultra HNW** Institutional Name Company City Retail HNW* Ultra HNW** Institutional

Sharma, Raj Taylor, James W. Whalen, Kevin Wilson, Daniel T. Winthrop, Mark Wolff, Jonathan C. Wood, Thomas

Merrill Lynch - Private Banking & Investment Group UBS Financial Services Morgan Stanley Wealth Management Ameriprise Financial Winthrop Wealth Management Lightship Wealth Strategies, Inc. UBS Financial Services

MICHIGAN Bernecker, Scott D. Kruzan, James B. Long, Timothy J. Migliazzo, Frank Nemes, Charles L. Sanford, Todd A. Towner, Jeff VanDyke, Kevin M. Veldheer, James D. Vigi, Jon Zhang, Charles C.

Merrill Lynch Wealth Management Kaydan Wealth Management, Inc. / Raymond James Merrill Lynch Wealth Management Merrill Lynch - Private Banking & Investment Group Nemes Rush Private Wealth Management of Raymond James Sanford Financial Services, Inc. / Raymond James Merrill Lynch Wealth Management Bloomfield Hills Financial Merrill Lynch Wealth Management UBS Private Wealth Management Zhang Financial

MINNESOTA Boyd, Christina K. Brandt, Thomas J. Eckerline, Peter Macken Elliott, Martha Major, Charles L. Marks, Ben Metcalf, Robert S.

Merrill Lynch Wealth Management RBC Wealth Management Merrill Lynch Wealth Management Mayo Employees Federal Credit Union UBS Private Wealth Management Marks Group Wealth Management UBS Private Wealth Management

MISSOURI Ludwig, John T. Moeller, Michael L.

Morgan Stanley Wealth Management Moeller Group of Wells Fargo Advisors, LLC

NEBRASKA Feltz, Todd A. Garlock, John (Buzz) Jacobitz, Andy J. Leinen, Scott Robinson, Andrew C.

Feltz WealthPLAN, Inc. RBC Wealth Management RBC Wealth Management RBC Wealth Management Morgan Stanley Wealth Management

NEVADA Buckley, Brian J. Chudd, Michael Derhake, Michael A. Jay, Kelly K. Laughton, Jr., James R.

Morgan Stanley Wealth Management UBS Financial Services Wells Fargo Advisors, LLC UBS Financial Services Wells Fargo Advisors, LLC

NEW JERSEY Andreach, Christopher M. Barry, James R. Burke, John B. Cook, Christopher G. Darcangelo, Devin Deatherage, Mary M. Fendrick, Mark Finkel, David R. Gisser, Warren J. Lichtenfeld, Mark L. Matina, Joseph McLaughlin, James M. McPeak, Neil Micera, John P. Ricca, Michael J. Schwartz, Daniel S. Schwartz, Eric R. Walker, Ira Weinerman, David

RBC Wealth Management Merrill Lynch Wealth Management Burke Financial / Raymond James Merrill Lynch Wealth Management UBS Private Wealth Management Morgan Stanley Private Wealth Management UBS Financial Services Merrill Lynch Wealth Management RBC Wealth Management UBS Private Wealth Management UBS Private Wealth Management Princeton Wealth Advisors of Raymond James Wells Fargo Advisors, LLC RBC Wealth Management Morgan Stanley Wealth Management UBS Private Wealth Management UBS Private Wealth Management UBS Private Wealth Management Morgan Stanley Wealth Management

NEW YORK Adamsky, Jonathan Bakshi, Vishal Basu, Ron Bianco, George Boccia, Leonard Bodner, Eric Scott

UBS Financial Services Merrill Lynch - Private Banking & Investment Group Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management Wells Fargo Advisors, LLC Merrill Lynch - Private Banking & Investment Group

Boston

XX X

Boston

XX

Boston

XX

Auburndale

XX

X

Westborough

XX X

Newton Lower Falls X X X X

Boston

X XX X

Grand Rapids Fenton Grand Rapids Troy Novi Portage Grand Rapids Bloomfield Hills Grand Rapids Birmingham Portage

X XX X X XX X X XX X

XX XX X X XX X XX X XX X X XX X

XX X XX X

Wayzata Wayzata Wayzata Rochester Minneapolis Minnetonka Minneapolis

X XX X XX

XX XX

XX XX X XX X

Kansas City Chesterfield

X XX X X XX X

Omaha Omaha Omaha Omaha Omaha

X XX X X XX X X XX X X XX X X XX X

Las Vegas Las Vegas Las Vegas Reno Reno

XX XX XX XX X XX

Red Bank

XX X

Princeton

X XX X

Iselin

XX

Florham Park

XX

Paramus

XX X

Little Falls

XX X

Mt. Laurel

X XX X

Egg Harbor Twp

XX X

Parsippany

XX

Florham Park

XX X

Short Hills

XX

Princeton

XX X

Linwood

X XX X

Florham Park

X XX X

Florham Park

XX X

Paramus

XX

Florham Park

XX X

Red Bank

XX

Florham Park

XX X

New York New York New York New York New York New York

X XX XX XX

XX X XX X XX

Canell, Jay Canell, Neil Cohen, Leigh Condos, Steve Donohue, Mark G. Dyer, Robert C. Filone, Jeffrey Fitzburgh, Richard A. Greenspan, Richard Haberman, Jason Halbfinger, Martin Hart, Andrew Kass, Richard P. Kavallieratos, Nick Kilduff, Sean T. Kingsolver, Susan L. Kleiner, Scott Klingman, Gerard Kobernick, Jeffrey M. Liebers, Lawrence C. Mellert, Douglas M. Naylor, Rachael O'Connell, Daniel Osio, Miguel G. Papandrea, Rocco Piniros, Fotios Poppo, Michael F. Rukeyser, Peter L. Salvino, Richard Sargent, John H. Sawyer, Michael Sax, Ben Schoff, William L. Sechan II, Robert J. Seruya, Mark Steden, Heliane Sukhin, Andrew G. Sullivan, Thomas E. Talish, Joel Temel, Charles S. Toomey, Christopher A. Trikha, Umesh K. Vinder, Ron J. Weil, Noel Weilman, Charles S. Williams, Alexander D. Winik, Jeffrey

Morgan Stanley Wealth Management Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management RBC Wealth Management UBS Financial Services Morgan Stanley Wealth Management UBS Financial Services Morgan Stanley Private Wealth Management KBK Wealth Management, LLC Morgan Stanley Wealth Management UBS Private Wealth Management Morgan Stanley Private Wealth Management Morgan Stanley Wealth Management Klingman & Associates, LLC / Raymond James UBS Private Wealth Management Merrill Lynch Wealth Management Merrill Lynch Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management Morgan Stanley Private Wealth Management UBS Financial Services UBS Private Wealth Management Merrill Lynch - Private Banking & Investment Group Morgan Stanley Private Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch - Private Banking & Investment Group UBS Financial Services UBS Private Wealth Management Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management Morgan Stanley Wealth Management Merrill Lynch Wealth Management Wells Fargo Advisors, LLC UBS Financial Services Morgan Stanley Private Wealth Management Merrill Lynch Wealth Management UBS Financial Services Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management UBS Private Wealth Management Morgan Stanley Wealth Management

New York New York New York New York New York New York Garden City New York New York New York New York New York New York New York New York New York New York New York New York New York New York New York Garden City New York New York New York New York New York New York New York New York New York Rochester New York New York New York New York Garden City Purchase New York New York New York New York New York New York New York New York

X XX X X XX X

X XX X XX X

X XX X XX X X XX XX XX X XX X XX X XX X

X XX X XX XX X XX X XX X XX X

XX XX

XX X XX X

X XX X

XX X X X X XX XX XX X XX X X XX XX XX XX X XX X XX X XX X XX X XX X XX

NORTH CAROLINA Cash, Gregory M. Ellsweig, Erick J. Fisher, Rick Oliver, William M. Thomas, Stephen L. Wickham, Robert Mitchell

Merrill Lynch - Private Banking & Investment Group Merrill Lynch Wealth Management Fisher Wealth Management Wells Fargo Advisors, LLC Linden Thomas & Co. (Wells Fargo Advisors Financial Network, LLC) Merrill Lynch - Private Banking & Investment Group

Charlotte Greensboro Burlington Charlotte Charlotte Charlotte

X XX X XX X XX XX X

X

OHIO Albach, Brian K. Bowman, James A. Chornyak, Sr., Joseph A. Edwards, Brian J. Ellis III, David W. Kastan, Bradley R. Myeroff, Kevin Shendure, Ashok S. Shendure, Rajanee A. Singer, David L.

Morgan Stanley Wealth Management Raymond James Chornyak & Associates Morgan Stanley Wealth Management UBS Private Wealth Management Raymond James Royal Alliance BDS Financial Network BDS Financial Network Merrill Lynch - Private Banking & Investment Group

Cincinnati Bexley Columbus Columbus Cincinnati Bexley Cleveland Solon Solon Cincinnati

XX X XX X X XX X X XX X X XX X X XX X X XX X XX X X XX X

XX X

OKLAHOMA Lehman, Donald M.

Merrill Lynch Wealth Management

Tulsa

XX

PENNSYLVANIA Archer, Ben Blumenthal, Edward S. Boland, Robert C. Brennan, Patricia C.

UBS Financial Services Janney Montgomery Scott LLC RBC Wealth Management Royal Alliance

Conshohocken Philadelphia Philadelphia West Chester

XX XX X XX X X XX X

Client segments served

Client segments served

Name Company City Retail HNW* Ultra HNW** Institutional Name Company City Retail HNW* Ultra HNW** Institutional

DiValerio, Jr., Anthony J. Kron, David J. Levy, Victor S. Nehrbas, Andrew R. Parker, Sr., John J. Perry, Joseph A. Rohr, Peter A. Salmansohn, Eric Seiler, Thomas A. Strope, Peter M.

Morgan Stanley Private Wealth Management Kron & Polis Financial Group of Wells Fargo Advisors, LLC Levy Wealth Management Group Janney Montgomery Scott LLC Wells Fargo Advisors, LLC Aviso Financial, LLC Merrill Lynch - Private Banking & Investment Group Morgan Stanley Wealth Management Raymond James UBS Financial Services

W. Conshohocken

X

Philadelphia

X XX X

Philadelphia

X XX X

Bryn Mawr

X XX X

Philadelphia

XX X

Southampton

XX

Philadelphia

X

Philadelphia

XX X

Newtown

XX X

Canonsburg

X XX X

SOUTH CAROLINA Edwards, Jr., Howard D. Ellison, Jr., J. Hagood Kibler, E. Robertson Sullivan, Derrick A.

Wells Fargo Advisors, LLC Merrill Lynch Wealth Management Merrill Lynch Wealth Management Morgan Stanley Wealth Management

Charleston Columbia Columbia Charleston

X XX X XX X XX

X XX X

SOUTH DAKOTA Nelson, Todd

Merrill Lynch Wealth Management

Sioux Falls

X XX X

TENNESSEE Gooch III, Robert D. Hassan, Elias (Yaz) Klindt, Eric T. Liles, Malcolm H.

Raymond James Hilliard Lyons Merrill Lynch - Private Banking & Investment Group Baird

Memphis Murfreesboro Nashville Nashville

XX X X XX X

XX X X XX X

TEXAS

Blonkvist, Kevin M.

RBC Wealth Management

Carlson, Randy R.

Merrill Lynch Wealth Management

Clements, Kevin

Morgan Stanley Wealth Management

Coffee, Jr., James L.

Merrill Lynch Wealth Management

Crocker, J. Dow

Raymond James

de Groot, Frederick A. Merrill Lynch Wealth Management

Dodson, Philip M.

Merrill Lynch - Private Banking & Investment Group

Elias, Mark

UBS Private Wealth Management

Emanuelson, Jr., Dwight H. Merrill Lynch - Private Banking & Investment Group

Fox, Leslie B.

RBC Wealth Management

Fuhrmann III, Carl (Triple) I. Merrill Lynch Wealth Management

Hardin, Robert C.

Underwood, Neuhaus & Hardin Group of Wells Fargo Advisors, LLC

Knox, Kerry A.

Merrill Lynch Wealth Management

Kravitz, Ira

UBS Financial Services

Lewis, Jr., Charles J.

Wells Fargo Advisors, LLC

Lorch, Howard S.

The Lorch Group of Wells Fargo Advisors, LLC

Moore, Marie A.

Morgan Stanley Wealth Management

Murray, R. Nelson

Morgan Stanley Private Wealth Management

Nagel, Steven M.

Merrill Lynch Wealth Management

Pearcy, Van M.

Van Pearcy's Wealth Services / Raymond James

Piatas, Richard W.

Merrill Lynch Wealth Management

Price, Randy R.

RBC Wealth Management

Reichek, Mark E.

Merrill Lynch Wealth Management

Robertson, W. Michael Robertson Wealth Management

Schroeder, Ralph J.

Ameriprise Financial

Midland Dallas Dallas Houston Dallas The Woodlands Houston Houston Dallas Houston San Antonio Houston Fort Worth Plano Waco Houston Dallas Houston Dallas Midland Dallas Houston Houston Houston The Woodlands

X XX X XX X

X XX X X XX X

XX X XX X

XX XX X

X X XX

XX X X XX X X XX X

XX X XX X X XX X X XX

X XX X XX X XX XX X XX X X XX XX

Smith, Reed H.B. Tiras, Scott B. Vicknair, Nestor J. Whitehead, Donald L.

Merrill Lynch - Private Banking & Investment Group Ameriprise Financial Merrill Lynch Wealth Management Morgan Stanley Wealth Management

Houston Houston Houston Houston

X XX XX XX

UTAH Mintz, Glen R.

UBS Financial Services

Park City

X XX X

VERMONT Stotz, Timothy E.

Morgan Stanley Wealth Management

Burlington

XX X

VIRGINIA Barnette, Jr., James T. Campbell, Kelly Corey, Lynn Alexis Lee Ford, Brian T. Kim, Soo (Susan) Kurtz, Jonathan R. LeClair, Jeff W. Leonard, Mark F. Lewis, John B. Mahler, Jr., G. Carl Rosenthal, Larry Speck, David G. Sprowls, Ryan C. Stoever, Brude D. Strange, Allan H.

Raymond James Financial Services, Inc. Campbell Wealth Management Morgan Stanley Wealth Management RBC Wealth Management Ameriprise Financial Voya Financial Advisors Wells Fargo Advisors, LLC Morgan Stanley Wealth Management BB&T Scott & Stringfellow The Pinnacle Group / Raymond James Voya Financial Advisors Speck-Caudron Investment Group of Wells Fargo Advisors, LLC Wells Fargo Advisors, LLC Stoever & Palmore Investment Group of Wells Fargo Advisors, LLC Janney Montgomery Scott LLC

Reston Alexandria Alexandria Richmond Vienna Vienna McLean McLean Richmond Midlothian Manassas Alexandria Alexandria Richmond Richmond

XX

X

X

XX X

X XX X

X XX X

X XX X

XX X

XX

XX X

X

XX

X XX X

X XX X

XX X

X XX X

WASHINGTON Braun, Dean Cook, Terry L. Elliott, Patrick D. Hollomon, Stephen J. Matthews, Michael S. Ragen, Cameron Scannell, Erin J. Strong, Robert Tschetter, Richard West, Lowry

Morgan Stanley Private Wealth Management UBS Private Wealth Management RBC Wealth Management Merrill Lynch Wealth Management UBS Financial Services Baird Ameriprise Financial Baird D.A. Davidson & Co. Morgan Stanley Private Wealth Management

Seattle

XX

Bellevue

X

Bainbridge Island X X X X

Seattle

XX X

Bellevue

X XX X

Seattle

X XX X

Mercer Island

X XX X

Seattle

X XX X

Bellevue

X XX

Seattle

X

WEST VIRGINIA Houchins, David L.

BB&T Scott & Stringfellow

Charleston

X XX X

WISCONSIN Burish, Andrew D. Cimino, Vince Epstein, David S. Kowal, Jeffrey D. Meanwell, Walter E.

UBS Financial Services Cimino Wealth Advisors Baird Kowal Investment Group, LLC / Raymond James Wells Fargo Advisors, LLC

Madison Clinton Milwaukee Waukesha Madison

X XX X XX

XX X XX X X XX X

* High net worth (clients with $1m-$10m in investable assets) ** Ultra high net worth (clients with $10m or more in investable assets)

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