INDUSTRY BRIEFING - Securities Commission of the Bahamas

Property of the Securities Commission of The Bahamas 7 7 2015 Overview Operational Achievements and Projects Development of Internal Compliance Function •Work on Internal Procedures and Processes ongoing Completed applications now processed within 30 days 50% more examinations completed/300% increase from 2013 Courtesy Call Initiative 2015-2017 Chair of CGSR ................
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