SEIA Barrons Brian 2021 final

[Pages:1]CONSISTENCY MATTERS

Brian D. Holmes was named in 2019 to Barron's Hall of Fame after being listed as a top independent financial advisor for eleven consecutive years from 2007-2018.

BRIAN D. HOLMES

MS, CFP?, AIF?

President and CEO

CHAD BATES

CFP?, AIF?

Advisor

CALVIN TSENG CFP? Associate Advisor

Brian is one of SEIA's four founding partners who have shared over two decades of teamwork together. SEIA and its affiliates currently manage $13.6 billion in assets as of 12/31/2020. Brian was named to the Barron's Hall of Fame in 2019, as one of 145 advisors nationwide. Each member of the Hall of Fame has appeared in ten or more Barron's Top 100 Advisor Rankings. He is the only advisor from SEIA's Los Angeles and Orange County offices to make the elite Barron's Top 100 Independent Advisors from 2007-2018. Additionally, SEIA has received acknowledgment from:

FINANCIAL TIMES Top 300 Registered Investment Advisers List 2020 Top 400 Financial Advisers 2020 - Brian Holmes

BARRON'S Top 100 RIA Firms 2020

INVESTMENT NEWS Best Places to Work for Financial Advisers 2021

LA BUSINESS JOURNAL Largest Money Management Firms 2020 (ranked by assets managed) Leaders of Influence: Wealth Managers 2020 - Brian Holmes

AT A GLANCE

37 YEARS EXPERIENCE Brian has been in the investment management business for over 35 years, maintaining a successful independent private practice with his team for over 300 clients.

BOARD MEMBER He is a past member of the Schwab Institutional Advisory Board and served on the UCLA Department of Economics Board of Visitors to enhance the curriculum of the Business and Economics major.

DESIGNATIONS He has been a CERTIFIED FINANCIAL PLANNERTM (CFP?) since 1988 and also earned the Accredited Investment Fiduciary? (AIF?) professional designation from Fiduciary360 in 2011.

DEGREES He received his Bachelor of Arts degree in Psychology with an emphasis in Business Administration from the University of California, Los Angeles (UCLA) in 1983. Additionally, in 1994, he received a Master of Science degree in Financial Services from the College of Financial Planning.

FAMILY He is a 35 year resident of Malibu, California along with his wife, son and daughter.

PHILANTHROPY He is philanthropically involved with numerous charities in the Southern California area.

CENTURY CITY, CA | 2121 Avenue of the Stars, Suite 1600 | Los Angeles, CA 90067 | T (310) 712-2323 | F (310) 712-2345



Barron's Advisor Hall of Fame is a designation by Barron's, an American weekly magazine/newspaper published by Dow Jones & Company. A number of factors are considered for this ranking including but not limited to AUM, revenue, industry designations, industry tenure, and charitable and philanthropic activities. The "Barron's Winner's Circle Top 1000" is a select group of individuals who are screened on a number of different criteria. Among the factors that advisors are assessed include their assets under management, revenues, the quality of service provided to clients, and their adherence to high standards of industry regulatory compliance. Portfolio performance is not a factor. Please see for more information. The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by Ignites Research, a division of Money-Media, Inc., on behalf of the Financial Times (July 2020). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT's research. The listing reflected each practice's performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility. Over 750 qualified firms applied for the award, 300 of which were selected (40%). This award does not evaluate the quality of services provided to clients and is not indicative of the practice's future performance. The criteria for the Financial Times 400 Top Financial Advisers includes six broad factors which calculate a numeric score for each advisors: assets under management, growth rate of assets under management, years of experience, compliance record, industry certifications and online accessibility. The Barron's Top 100 RIA Firms 2020 is given by Barron's and is based on assets, revenue, number of clients, number of employees, and quality of practice. Newly added metrics for 2020 recognition include technology spending, staff diversity, and succession planning. RIA firms apply for this award. The firms pay a fee in order to reference this award either upfront to obtain the award or paid on the back-end after the award is granted to obtain plaques, article reprints or similar indicia of the award. The 2021 Investment News Best Places to Work award is determined by the results of an employee survey conducted for firms who have applied for the designation. Participants may pay a fee to Investment News to promote this designation. The 2020 Los Angeles Business Journal (LABJ) Money Management Firms is given by the LABJ and is a ranking based on assets managed in Los Angeles County as of December 31, 2019. Applicants complete a survey to be considered for the award. The 2020 LABJ Leaders of Influence is an annual award that recognizes wealth managers in Los Angeles for "contributions to the local economy and the financial stability of the individuals and families that live here". The wealth managers apply for the award by completing a questionnaire, and recipients are chosen by the LABJ. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation. Securities offered through Royal Alliance Associates, Inc. (RAA) member FINRA/SIPC. Investment advisory services offered through SEIA, LLC, 2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067, (310) 712-2323. RAA is separately owned and other entities and/or marketing names, products or services referenced here are independent of RAA. (CA Ins. License #0657377).

ID # 052821 - 12907806 - 23324574 / 18081487

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