List of Section 13F Securities

List of Section 13F Securities

Third Quarter FY 2018

Copyright (c) 2018 American Bankers Association. CUSIP Numbers and descriptions are used with permission by Standard & Poors CUSIP Service Bureau, a division of The McGraw-Hill Companies, Inc. All rights reserved. No redistribution without permission from Standard & Poors CUSIP Service Bureau. Standard & Poors CUSIP Service Bureau does not guarantee the accuracy or completeness of the CUSIP Numbers and standard descriptions included herein and neither the American Bankers Association nor Standard & Poor's CUSIP Service Bureau shall be responsible for any errors, omissions or damages arising out of the use of such information.

U.S. Securities and Exchange Commission

OFFICIAL LIST OF SECTION 13(f) SECURITIES USER INFORMATION SHEET

General

This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.

This list is current as of September 15, 2018, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2018. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder.

Features (1)

Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "STATUS." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELETED" in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list.

(2) List of options: An asterisk is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates.

CUSIP descriptions and numerical identification date (copyright 1969 through 2018, American Bankers Association) are used with permission. All rights are reserved.

Run Date: 10/2/2018 Run Time: 10:02

** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 1 IVM001

CUSIP NO

ISSUER NAME

B38564 10 8 * EURONAV NV ANTWERPEN

B38564 90 8 EURONAV NV ANTWERPEN

B38564 95 8 EURONAV NV ANTWERPEN

C10268 AC 1 BLACKBERRY LTD

C35329 AA 6 FIRST MAJESTIC SILVER CORP

D18190 89 8 * DEUTSCHE BANK AG

D18190 90 8 DEUTSCHE BANK AG

D18190 95 8 DEUTSCHE BANK AG

G0084W 10 1 * ADIENT PLC

G0084W 90 1 ADIENT PLC

G0084W 95 1 ADIENT PLC

G0129K 10 4 * AIRCASTLE LTD

G0129K 90 4 AIRCASTLE LTD

G0129K 95 4 AIRCASTLE LTD

G0132V 10 5 AGM GROUP HOLDINGS INC

G0176J 10 9 * ALLEGION PUB LTD CO

G0176J 90 9 ALLEGION PUB LTD CO

G0176J 95 9 ALLEGION PUB LTD CO

G01767 10 5 * ALKERMES PLC

G01767 90 5 ALKERMES PLC

G01767 95 5 ALKERMES PLC

G0177J 10 8 * ALLERGAN PLC

G0177J 90 8 ALLERGAN PLC

G0177J 95 8 ALLERGAN PLC

G02602 10 3 * AMDOCS LTD

G02602 90 3 AMDOCS LTD

G02602 95 3 AMDOCS LTD

G0335L 10 2 * AMIRA NATURE FOODS LTD

G0335L 90 2 AMIRA NATURE FOODS LTD

G0335L 95 2 AMIRA NATURE FOODS LTD

G037AX 10 1 * AMBARELLA INC

G037AX 90 1 AMBARELLA INC

G037AX 95 1 AMBARELLA INC

G0408V 10 2 * AON PLC

ISSUER DESCRIPTION STATUS SHS CALL PUT DEBT 3.750%11/1 DEBT 1.875% 3/0 NAMEN AKT CALL PUT ORD SHS CALL PUT COM CALL PUT SHS CL A ORD SHS CALL PUT SHS CALL PUT SHS CALL PUT SHS CALL PUT SHS CALL PUT SHS CALL PUT SHS CL A

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** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 2 IVM001

CUSIP NO

ISSUER NAME

G0408V 90 2 AON PLC

G0408V 95 2 AON PLC

G0443N 10 7 AQUAVENTURE HLDGS LTD

G0450A 10 5 * ARCH CAP GROUP LTD

G0450A 90 5 ARCH CAP GROUP LTD

G0450A 95 5 ARCH CAP GROUP LTD

G04553 10 6 ARCO PLATFORM LTD

G0457F 10 7 * ARCOS DORADOS HOLDINGS INC

G0457F 90 7 ARCOS DORADOS HOLDINGS INC

G0457F 95 7 ARCOS DORADOS HOLDINGS INC

G0464B 10 7 * ARGO GROUP INTL HLDGS LTD

G0464B 90 7 ARGO GROUP INTL HLDGS LTD

G0464B 95 7 ARGO GROUP INTL HLDGS LTD

G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO

G05384 10 5 * ASPEN INSURANCE HOLDINGS LTD

G05384 90 5 ASPEN INSURANCE HOLDINGS LTD

G05384 95 5 ASPEN INSURANCE HOLDINGS LTD

G0551A 10 3 * ARRIS INTL INC

G0551A 90 3 ARRIS INTL INC

G0551A 95 3 ARRIS INTL INC

G0585R 10 6 * ASSURED GUARANTY LTD

G0585R 90 6 ASSURED GUARANTY LTD

G0585R 95 6 ASSURED GUARANTY LTD

G06207 11 5 * ATLAS FINANCIAL HOLDINGS INC

G06207 90 5 ATLAS FINANCIAL HOLDINGS INC

G06207 95 5 ATLAS FINANCIAL HOLDINGS INC

G06242 10 4 * ATLASSIAN CORP PLC

G06242 90 4 ATLASSIAN CORP PLC

G06242 95 4 ATLASSIAN CORP PLC

G0684D 10 7 * ATHENE HLDG LTD

G0684D 90 7 ATHENE HLDG LTD

G0684D 95 7 ATHENE HLDG LTD

G0692U 10 9 * AXIS CAPITAL HOLDINGS LTD

G0692U 90 9 AXIS CAPITAL HOLDINGS LTD

ISSUER DESCRIPTION STATUS

CALL

PUT

SHS

ORD

CALL

PUT

COM CL A

ADDED

SHS CLASS -A -

CALL

PUT

COM

CALL

PUT

ORD

SHS

CALL

PUT

SHS

CALL

PUT

COM

CALL

PUT

SHS NEW

CALL

PUT

CL A

CALL

PUT

CL A

CALL

PUT

SHS

CALL

Run Date: 10/2/2018 Run Time: 10:02

** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 3 IVM001

CUSIP NO

ISSUER NAME

G0692U 95 9 AXIS CAPITAL HOLDINGS LTD

G0726L 10 9 AVISTA HEALTHCARE PUB ACQ CO

G0726L 11 7 AVISTA HEALTHCARE PUB ACQ CO

G0726L 12 5 AVISTA HEALTHCARE PUB ACQ CO

G0750C 10 8 * AXALTA COATING SYS LTD

G0750C 90 8 AXALTA COATING SYS LTD

G0750C 95 8 AXALTA COATING SYS LTD

G0750W 10 4 * AXOVANT SCIENCES LTD

G0750W 90 4 AXOVANT SCIENCES LTD

G0750W 95 4 AXOVANT SCIENCES LTD

G0751N 10 3 * ATLANTICA YIELD PLC

G0751N 90 3 ATLANTICA YIELD PLC

G0751N 95 3 ATLANTICA YIELD PLC

G0772R 20 8 BANK OF NT BUTTERFIELD&SON L

G10830 10 0 BEYONDSPRING INC

G11196 10 5 * BIOHAVEN PHARMACTL HLDG CO L

G11196 90 5 BIOHAVEN PHARMACTL HLDG CO L

G11196 95 5 BIOHAVEN PHARMACTL HLDG CO L

G1142P 10 4 BISON CAP ACQUISITION CORP

G1142P 11 2 BISON CAP ACQUISITION CORP

G1142P 12 0 BISON CAP ACQUISITION CORP

G1142P 13 8 BISON CAP ACQUISITION CORP

G1151C 10 1 * ACCENTURE PLC IRELAND

G1151C 90 1 ACCENTURE PLC IRELAND

G1151C 95 1 ACCENTURE PLC IRELAND

G1154H 10 7 * BELMOND LTD

G1154H 90 7 BELMOND LTD

G1154H 95 7 BELMOND LTD

G1190F 10 7 BLUE CAP REINS HLDGS LTD

G1466B 10 3 BORQS TECHNOLOGIES INC

G14838 10 9 * MIMECAST LTD

G14838 90 9 MIMECAST LTD

G14838 95 9 MIMECAST LTD

G16234 10 9 * BROOKFIELD BUSINESS PARTNERS

ISSUER DESCRIPTION STATUS PUT UNIT 99/99/9999 *W EXP 10/07/202 CL A COM CALL PUT COM CALL PUT SHS CALL PUT SHS NEW SHS COM CALL PUT ORD SHS *W EXP 06/20/202 UNIT 99/99/9999T RIGHT 03/20/2019 SHS CLASS A CALL PUT CL A CALL PUT COM SHS ORD SHS CALL PUT UNIT LTD LP

Run Date: 10/2/2018 Run Time: 10:02

** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 4 IVM001

CUSIP NO

ISSUER NAME

G16234 90 9 BROOKFIELD BUSINESS PARTNERS

G16234 95 9 BROOKFIELD BUSINESS PARTNERS

G16249 10 7 * BROOKFIELD PPTY PARTNERS L P

G16249 90 7 BROOKFIELD PPTY PARTNERS L P

G16249 95 7 BROOKFIELD PPTY PARTNERS L P

G16252 10 1 * BROOKFIELD INFRAST PARTNERS

G16252 90 1 BROOKFIELD INFRAST PARTNERS

G16252 95 1 BROOKFIELD INFRAST PARTNERS

G16258 10 8 * BROOKFIELD RENEWABLE PARTNER

G16258 90 8 BROOKFIELD RENEWABLE PARTNER

G16258 95 8 BROOKFIELD RENEWABLE PARTNER

G1644T 10 9 BRIGHTSPHERE INVESTMNT GRP P

G16962 10 5 * BUNGE LIMITED

G16962 90 5 BUNGE LIMITED

G16962 95 5 BUNGE LIMITED

G1757E 11 3 CALEDONIA MNG CORP PLC

G18920 10 1 CAPITOL INVT CORP IV

G18920 11 9 CAPITOL INVT CORP IV

G18920 12 7 CAPITOL INVT CORP IV

G1991C 10 5 * CARDTRONICS PLC

G1991C 90 5 CARDTRONICS PLC

G1991C 95 5 CARDTRONICS PLC

G1992S 10 9 * CISION LTD

G1992S 90 9 CISION LTD

G1992S 95 9 CISION LTD

G20045 20 2 * CENTRAL EUROPEAN MEDIA ENTRP

G20045 90 2 CENTRAL EUROPEAN MEDIA ENTRP

G20045 95 2 CENTRAL EUROPEAN MEDIA ENTRP

G21082 10 5 * CHINA YUCHAI INTL LTD

G21082 90 5 CHINA YUCHAI INTL LTD

G21082 95 5 CHINA YUCHAI INTL LTD

G2110U 10 9 CHINA NATURAL RESOURCES INC

G2113X 13 4 CHINA CERAMICS CO LTD

G2118P 10 2 CHINA CUST RELATIONS CNTR IN

ISSUER DESCRIPTION STATUS CALL PUT UNIT LTD PARTN CALL PUT LP INT UNIT CALL PUT PARTNERSHIP UNIT CALL PUT SHS COM CALL PUT SHS NEW CL A ORD UNIT 99/99/9999 *W EXP 01/01/202 SHS CL A CALL PUT SHS CALL PUT CL A NEW CALL PUT COM CALL PUT COM SHS NEW COM

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** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 5 IVM001

CUSIP NO

ISSUER NAME

G21182 AA 1 CHINA LODGING GROUP LTD

G2120A 10 1 CHINA INTERNET NATIONWIDE FI

G21515 10 4 * CHINA BIOLOGIC PRODS HLDGS I

G21515 90 4 CHINA BIOLOGIC PRODS HLDGS I

G21515 95 4 CHINA BIOLOGIC PRODS HLDGS I

G21612 10 9 CHINA LENDING CORP

G2345N 10 2 CM SEVEN STAR ACQUISITION CO

G2345N 11 0 CM SEVEN STAR ACQUISITION CO

G2345N 12 8 CM SEVEN STAR ACQUISITION CO

G2345N 13 6 CM SEVEN STAR ACQUISITION CO

G23773 10 7 * CONSOLIDATED WATER CO INC

G23773 90 7 CONSOLIDATED WATER CO INC

G23773 95 7 CONSOLIDATED WATER CO INC

G2379F 10 8 CONSTELLATION ALPHA CAP CORP

G2379F 11 6 CONSTELLATION ALPHA CAP CORP

G2379F 12 4 CONSTELLATION ALPHA CAP CORP

G2379F 13 2 CONSTELLATION ALPHA CAP CORP

G2519Y 10 8 * CREDICORP LTD

G2519Y 90 8 CREDICORP LTD

G2519Y 95 8 CREDICORP LTD

G25343 10 7 * COSAN LTD

G25343 90 7 COSAN LTD

G25343 95 7 COSAN LTD

G25839 10 4 * COCA COLA EUROPEAN PARTNERS

G25839 90 4 COCA COLA EUROPEAN PARTNERS

G25839 95 4 COCA COLA EUROPEAN PARTNERS

G2709G 10 7 * DELPHI TECHNOLOGIES PLC

G2709G 90 7 DELPHI TECHNOLOGIES PLC

G2709G 95 7 DELPHI TECHNOLOGIES PLC

G2717B 10 8 * CUSHMAN WAKEFIELD PLC

G2717B 90 8 CUSHMAN WAKEFIELD PLC

G2717B 95 8 CUSHMAN WAKEFIELD PLC

G27358 10 3 DESPEGAR COM CORP

G2788T 10 3 DOGNESS INTERNATIONAL CORP

ISSUER DESCRIPTION STATUS

DEBT 0.375%11/0

SHS

COM

CALL

PUT

SHS

SHS

*W EXP 08/21/202

UNIT 08/21/2022

RIGHT 08/21/2022

ORD

CALL

PUT

SHS

*W EXP 03/23/202

UNIT 99/99/9999

RIGHT 99/99/9999

COM

CALL

PUT

SHS A

CALL

PUT

SHS

CALL

PUT

SHS

CALL

PUT

SHS

ADDED

CALL

ADDED

PUT

ADDED

ORD SHS

COM CL A

Run Date: 10/2/2018 Run Time: 10:02

** List of Section 13F Securities ** Year: 2018 Qtr: 3

Page 6 IVM001

CUSIP NO

ISSUER NAME

G28365 10 7 DRAGON VICTORY INTL LTD

G29183 10 3 * EATON CORP PLC

G29183 90 3 EATON CORP PLC

G29183 95 3 EATON CORP PLC

G30401 10 6 * ENDO INTL PLC

G30401 90 6 ENDO INTL PLC

G30401 95 6 ENDO INTL PLC

G3075P 10 1 ENSTAR GROUP LIMITED

G31249 10 8 ESTABLISHMENT LABS HLDGS INC

G3156P 10 3 * ASA GOLD AND PRECIOUS MTLS L

G3156P 90 3 ASA GOLD AND PRECIOUS MTLS L

G3156P 95 3 ASA GOLD AND PRECIOUS MTLS L

G3157S 10 6 * ENSCO PLC

G3157S 90 6 ENSCO PLC

G3157S 95 6 ENSCO PLC

G31642 10 4 CLPS INCORPORATION

G3198U 10 2 * ESSENT GROUP LTD

G3198U 90 2 ESSENT GROUP LTD

G3198U 95 2 ESSENT GROUP LTD

G32030 12 7 EURO TECH HOLDINGS CO LTD

G3206V 10 0 ESTRE AMBIENTAL INC

G3206V 11 8 ESTRE AMBIENTAL INC

G3223R 10 8 * EVEREST RE GROUP LTD

G3223R 90 8 EVEREST RE GROUP LTD

G3223R 95 8 EVEREST RE GROUP LTD

G3323L 10 0 * FABRINET

G3323L 90 0 FABRINET

G3323L 95 0 FABRINET

G33277 10 7 FARMMI INC

G33856 10 8 * FERROGLOBE PLC

G33856 90 8 FERROGLOBE PLC

G33856 95 8 FERROGLOBE PLC

G3402M 10 2 FGL HLDGS

G3402M 11 0 FGL HLDGS

ISSUER DESCRIPTION STATUS

SHS

SHS

CALL

PUT

SHS

CALL

PUT

SHS

COM

ADDED

SHS

CALL

PUT

SHS CLASS A

CALL

PUT

COM

COM

CALL

PUT

SHS NEW

SHS

*W EXP 12/21/202

COM

CALL

PUT

SHS

CALL

PUT

SHS

SHS

CALL

PUT

ORD SHS

*W EXP 11/30/202

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