Fee Schedule for Brokerage Accounts
As of July 2018
Fee Schedule for Brokerage Accounts
Please Read Carefully This schedule contains information about the fees and charges that apply to your account and your transactions. Please note that fees and other information are subject to change without notice.
Brokerage Account
$50
ANNUAL ACCOUNT FEES
How to avoid this fee:*
*This fee does not apply to Managed Accounts or Chase Private Clients. Other exclusions may apply.
$25,000+ account balance, $25,000+ combined investment balance, transact a commissionable trade in the calendar year, $50,000+ Chase deposit balance.
Retirement Brokerage Account (IRAs and SEPs) $30
How to avoid this fee: ? In December during Annual Fee Process
(applies to open accounts)*
? When account closes:*
*This fee does not apply to Managed Accounts or Chase Private Clients. Other exclusions may apply.
$10,000+ account balance, $10,000+ combined investment balance, $25,000+ deposit balance $10,000+ account balance
ACCOUNT TRANSFER AND TERMINATION FEES
Brokerage Account Transfer
Retirement Brokerage Account Termination (IRAs and SEPs)
$75 Applies when any securities are transferred out of the account.
$75 Applies when all assets are distributed or transferred out of the account. Annual Fee will be charged in addition to this Termination Fee.
Confirm Postage/Handling
Overnight/Express Mail Mailgram Wire Transfer TRADE PAYMENT / OTHER FEES Margin Extensions Late Payment/Cash Due Interest Stop Payments Statement Copies Check Returns Pre-Payment advance before trade settles
$3 per confirm ? This fee does not apply to mutual fund trades or Managed Accounts.
$10 per item $5 per Mailgram $30 per wire ? This fee does not apply to internal wire transfers or Chase Private Clients. $30 per extension JPMS Base Lending Rate + 2.5% $34 per item ? This fee does not apply to Chase Private Clients. $6 per statement ? This fee does not apply to Chase Private Clients. $12 per check ? This fee does not apply to Chase Private Clients. Margin interest
ALTERNATIVE Administration
$250 per investment per year
INVESTMENT FEES (includes limited partnerships, private equity funds, hedge funds, REITs, etc.)
Register & Ship Certificates
PHYSICAL CERTIFICATE FEES
Legal Returns Legal Transfers Reorganizations
Safekeeping
$50 per issue $25 per certificate $25 per certificate $20 per event, mandatory or voluntary $4 per position, per month
FOREIGN Foreign Security Surcharge SECURITY FEES Foreign Security Transfer
Charged as incurred from agent banks Charged as incurred from agent banks
ESTATE FEE Estate Valuation Requests
$25 per request + $5 per position -- Up to a maximum charge of $200
All of the above fees will be automatically charged either to your related bank account or brokerage account.
JPMorgan Chase Bank, N.A. and its affiliates (collectively "JPMCB") offer investment products, which may include bank managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (JPMS), a member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
INVESTMENT AND INSURANCE PRODUCTS ARE: ? NOT FDIC INSURED ? NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY ? NOT A DEPOSIT OR OTHER OBLIGATION OF,
OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES ? SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
? 2018 JPMorgan Chase & Co. | JPMFEE 7.2018
As of July 2018
Commission Schedule for Brokerage Accounts
Please Read Carefully This schedule contains information about the fees and charges that apply to your account and your transactions. Please note that fees and other information are subject to change without notice.
TRANSACTIONS IN DOLLARS AMOUNT
$0 - $2,500
$ 26.00 + 1.85% of principal
STOCKS & EXCHANGE TRADED FUNDS
Minimum commission per transaction $42.00
$2,501 - $7,500 $7,501 - $20,000 $20,001 - $30,000
$38.50 + 1.35% of principal $95.50 + 0.59% of principal $135.50 + 0.39% of principal
$30,001 and Over
$165.50 + 0.29% of principal
STOCKS VIA
OPTIONS1 Minimum commission per transaction $50.00 Minimum commission
per contract $3.00
Minimum of $24.95 plus $0.03 per share over 1,000
TRANSACTIONS IN DOLLARS $0 - $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 and Over
AMOUNTt $35.00 + 1.85% of principal $50.00 + 1.35% of principal $95.50 + 0.59% of principal $135.50 + 0.39% of principal
FIXED INCOME Minimum charges
for fixed income agency transactions4
PRODUCT Treasury Auction Transactions2 Commercial Paper Treasury Bills, Notes, Bonds U.S. Government Agencies Municipal Bonds Corporate Bonds (not listed) Corporate Bonds (listed) Foreign Bonds3
AMOUNT $65.00 $65.00 $65.00 $65.00 $65.00 $65.00 $4.00 per $1,000 principal, $65.00 minimum $125.00
MUTUAL FUNDS5
No Load Load
$50.00 for purchases. Speak to your Advisor for details.
Read your prospectus for complete details regarding the sales loads, surrender charges and other fees for such products. There are no additional transaction fees applied for purchases or redemptions of such products.
UNIT INVESTMENT TRUSTS AND
VARIABLE INSURANCE
Read your prospectus for complete details regarding the sales loads, surrender charges and other fees for such products. There are no additional transaction fees applied for purchases or redemptions of such products.
MARGIN Speak with your J.P. Morgan Advisor for current rates.
All of the above commissions will be automatically charged either to your related bank account or brokerage account.
1Options are not suitable for all investors. 2$5,000 minimum for Treasury-bill transactions. 3Foreign bonds are subject to additional costs for foreign currency translation, foreign clearing charges and safekeeping fees. 4We may act as principal on fixed income transactions. When we act as principal, the markup is included in the bond price. 5Investors should carefully consider the investment objectives and risks, as well as charges and expenses of the mutual fund before investing. To obtain a prospectus, contact your Investment Representative or visit the fund company's website. The prospectus contains this and other information about the mutual fund. Read the prospectus carefully before investing. JPMorgan Chase Bank, N.A. and its affiliates (collectively "JPMCB") offer investment products, which may include bank managed accounts and custody, as part of its trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (JPMS), a member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMCB, JPMS and CIA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
INVESTMENT AND INSURANCE PRODUCTS ARE: ? NOT FDIC INSURED ? NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY ? NOT A DEPOSIT OR OTHER OBLIGATION OF,
OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES ? SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
JPMCOMMISSION/7.2018
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