Plan segments served -static.com

FT 401 top retirement advisers in the US listed by state

Plan segments served

Plan segments served

Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets) Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets)

Name ALABAMA Grinkmeyer, Trent A.

Company Grinkmeyer Leonard Financial

City Birmingham

ARIZONA Batt, Paul K. Weber, Joseph A.

PKB Retirement Services Integrated Financial Solutions, PLLC

Mesa Scottsdale

ARKANSAS Burkett, Toby Majdan, Kelly S.

Merrill Lynch Wealth Management Strategic Retirement Partners/Kestra Financial

Little Rock Bentonville

CALIFORNIA

Arbabi, Amir

Retirement Benefits Group/LPL Financial

Irvine

Barry, John

JMB Wealth Management, Inc./National Planning Corporation Torrance

Bergman, Royce

UBS Financial Services Inc.

Los Angeles

Bermudez, Douglas E. Bermudez/Hall Retirement Group of Wells Fargo Advisors Rolling Hills Estates

Blach, Brian J.

CBIZ Retirement Plan Services

San Jose

Branconier, Kathleen M. Penniall Retirement Advisors

Torrance

Bratincevic, Richard

Morgan Stanley Wealth Management

Pasadena

Breaux, Randy

Breaux Benefits Group

Novato

Burford, Lon E.

Genovese Burford & Brothers

Sacramento

Casillas, Karen

CAPTRUST

Westlake Village

Chapman, Mark J.

Graystone Consulting

Sacramento

Clark, John M.

Heffernan Retirement Services/LPL Financial

San Francisco

Cooper, David A.

Ameriprise Financial

San Jose

Diepenbrock, James A. Graystone Consulting

Sacramento

Emerson, Kyle A.

Renaissance Wealth Management/LPL Financial

Riverside

Farrell, Curtis S.

Financial Management Network

Mission Viejo

Fourcade, Renee

UBS Financial Services Inc.

Los Angeles

Franchimone, Anthony M. Retirement Benefits Group/LPL Financial

San Diego

Gerken, Jr., John H.

Wealth Management Advisers

Laguna Hills

Gunn, James D.

Morgan Stanley Wealth Management

San Jose

Handler, Gary

Raymond James & Associates

Beverly Hills

Henderson, Brett R.

UBS Financial Services Inc.

Beverly Hills

Hocking, Steven J.

UBS Financial Services Inc.

Irvine

Ill?n, Ivan M.

Aligne Wealth Preservation LLC

Los Angeles

Johnson, Derek R.

Merrill Lynch Wealth Management

San Jose

Josephs, Gary Scott

Retirement Benefits Group/LPL Financial

Irvine

Justi, Jeffrey M.

Advanced Retirement Solutions

San Jose

Name Keefer, Guy W. Kincart, Douglas E. Main, Shannon C. Merzoian, Matt Mills, Larry Morehead, David T. Mountain, Bryan Pham, Tuyen L. Roggenkamp, Marc Shiflet, Walker Spinner, Harlan B. Stowell, Race K. Sutcliff, C. Scott Tappin, Erik K. Thelen, Kevin M. Thibault, Blake A. Underwood, Archie M. Vaughan, Brannan P. Venuti, Christopher Werner, Marte R. White, Nate Wiese, Brian Wolfson, Thomas T.

Company Keefer Pension Consulting, Inc. UBS Financial Services Inc. Penniall Retirement Advisors Thiesen Dueker Consulting Group/LPL Financial Graystone Consulting Retirement Benefits Group/LPL Financial Graystone Consulting Tutton Financial, a Pensionmark Firm Graystone Consulting Merrill Lynch Wealth Management UBS Financial Services Inc. Merrill Lynch Wealth Management UBS Financial Services Inc. Morgan Stanley Wealth Management Genovese Burford & Brothers Heffernan Retirement Services/LPL Financial Morgan Stanley Wealth Management Morgan Stanley Wealth Management Graystone Consulting NWK Group, Inc. SLW Retirement Plan Advisors/LPL Financial Morgan Stanley Wealth Management Wells Fargo Advisors, LLC

COLORADO Jenkins, Samantha K. Lambert, Paul Larsen, Chad J. McKinlay, Patterson J. Nemmers, Dan Ryan, Mitch Sowitch, Bryce Tonelli, Mark A. Watson, Tim

TrueNorth, Inc. Cherry Street Partners, Inc. MRP/LPL Financial Achieve Retirement/LPL Financial Lockton Retirement Services Morgan Stanley Wealth Management IFAM Capital Compass Benefit Partners, LLC/LPL Financial Strategic Financial Partners

CONNECTICUT Andriole, Charles Brown, Dennis M. Callahan, Michael E.

The Andriole Group - HighTower Advisors Merrill Lynch Wealth Management Edu4Retirement, Inc.

City Marina del Rey San Diego Newport Beach Fresno Westlake Village San Diego Westlake Village Santa Ana Beverly Hills Beverly Hills Los Angeles Mill Valley Irvine Carlsbad Sacramento San Francisco San Diego Menlo Park Westlake Village San Francisco Lafayette Los Angeles Rancho Santa Fe

Denver

Denver

Denver

Denver

Denver

Greenwood Village

Fort Collins

Golden

Colorado Springs

Madison Fairfield Southington

Plan segments served

Plan segments served

Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets) Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets)

Name Christensen, Curt R. Decker, John Henry Farrar, Jeff H. Gershman, Jay Hess, Cy Horton, Barnaby W. Jacobs, John J. Kral, Sr., Christopher J. Michaels, Stephen Sullivan, James M.

Company Voya Financial Advisors RBC Wealth Management UBS Financial Services Inc. Retirement Visions, LLC Aligne Wealth Preservation LLC Merrill Lynch Wealth Management Jacobs Financial Partners, LLC Merrill Lynch Wealth Management Smith Brothers Financial, LLC Essex Financial Services, Inc.

City Avon Glastonbury Stamford West Hartford West Hartford Hartford Glastonbury Fairfield Glastonbury Essex

DELAWARE Pressler, Eric C. Shumosic, Thom Zak, Theodore J.

Newton One Investments MidAtlantic Retirement Planning Specialists Chouinard Zak Wealth Mgmt Group of Wells Fargo Advisors

Newark Wilmington Greenville

DISTRICT OF COLUMBIA

Cunningham, Sandra M. UBS Financial Services Inc.

Forrester, Mary Anne

Janney Montgomery Scott LLC

Siegel, Mark

Merrill Lynch Wealth Management

Washington Washington Washington

FLORIDA

Alonso III, Manuel

Benefit Strategies & Advisors

Bastin, Thomas B.

NFP Retirement, Inc.

Carroll, James G.

Morgan Stanley Wealth Management

Carter, Steven R.

Florida Pension Group, Inc./LPL Financial

Casanueva, Dominic J. Merrill Lynch Wealth Management

Chairvolotti, Edward F. Chairvolotti Financial, Inc./LPL Financial

Clark, Michael D.

Keiron Partners/Raymond James

Deviney, Sean T.

Provenance Wealth Advisors/Raymond James

Elobt, Keola J.

West Point Business Group

Larsen, Bradley L.

NFP Retirement, Inc.

Machlin, Roger S.

Northwestern Mutual

Magill, Rick

Service Planning Corporation

Montgomery, W. Michael Montgomery Retirement Plan Advisors/LPL Financial

Parker-Hopkins, Samantha UBS Financial Services Inc.

Perry, Clayton

West Point Business Group

Rich, Rodney L.

Rodney Rich & Company

Thompson, John W.

J.W. Thompson Investments/LPL Financial

Tummond, Troy D.

Florida Pension Group, Inc./LPL Financial

South Miami Weston Fort Lauderdale St. Augustine Sarasota Winter Park Orlando Fort Lauderdale Jacksonville Stuart Tampa Fort Lauderdale Tampa Tampa Jacksonvile Pensacola Singer Island St. Augustine

GEORGIA Bjerke, Erik M. Dagley, Jason Gignilliat, Harris M. Griffin, David T. Harbour, Andrew Hatter, David M. Howard, Deborah A. Kane, Michael M. Laschinger, Jay Lusink, Brian M. Mack, David Rainwater, Kevin L. Rudner, Merv Wallace, James E.

Merrill Lynch Wealth Management Alpha Squared/Raymond James UBS Financial Services Inc. Atlanta Retirement Partners/LPL Financial Graystone Consulting Arista Financial Group/LPL Financial Merrill Lynch Wealth Management Plan Sponsor Consultants/LPL Financial Alliant Retirement Consulting/LPL Financial Morgan Stanley Wealth Management Merrill Lynch Wealth Management Atlanta Capital Group HomeTown 401k Merrill Lynch Wealth Management

Atlanta Alpharetta Atlanta Atlanta Atlanta Alpharetta Atlanta Alpharetta Alpharetta Atlanta Atlanta Atlanta Atlanta Atlanta

HAWAII Tsukazaki, Peter M. Yasukawa, Karen

Tsukazaki & Associates, LLC UBS Financial Services Inc.

Honolulu Honolulu

ILLINOIS Banas, Robert Ciesemier, Michael D. Cullen, Jeffrey Czerniak, James A. Evans, Ryan F. Fiumara, L. Rita

UBS Financial Services Inc. Morgan Stanley Wealth Management Strategic Retirement Partners/Kestra Financial LPL Financial Blueprint Wealth Advisors UBS Financial Services Inc.

Chicago Chicago Shorewood Chicago Chicago Chicago

Name Gelb, Jordan M. Gershon, Joel A. Greulich, Robert C. Hilbrant, Stace A. Hudepohl, Jeanette R. Jenkins, Timothy K. Kret, Tom B. O'Brien, Robert D. O'Shaughnessy, Jim Peluse, Daniel Radler, James R. Ribich, Michael C. Schallmoser, Peter A. Valeo, Sam Warye, Russell

Company Merrill Lynch Wealth Management Merrill Lynch Wealth Management The Pinnacle Planning Group, LLC 401k Advisors Chicago/LPL Financial Reisner Hudepohl Financial Services, Inc. Merrill Lynch Wealth Management UBS Financial Services Inc. Merrill Lynch Wealth Management Sheridan Road Financial, LLC/LPL Financial Wintrust Retirement Plan Services Merrill Lynch Wealth Management Merrill Lynch Wealth Management Merrill Lynch Wealth Management Morgan Stanley Wealth Management Benefit Partners Financial Group, LLC/LPL Financial

INDIANA Baker, Kristi K. Brunton, Eric M. Cate, John C. Davis, Kelli J. Lauck, George A. Ludwig, John M. Prince, Doug G. VerSchure, Timothy Winkeljohn, Tony J.

Compensation Systems, Inc. Merrill Lynch Wealth Management Merrill Lynch Wealth Management Compensation Systems, Inc. Assured Partners/LPL Financial LHD Retirement/LPL Financial ProCourse Fiduciary Advisors Lakeside Wealth Management Pensionmark Retirement Group

IOWA Gredys, Keith J. Kinney, Jr., Henry (Dan) Lohman, Todd M. Ormord, Brian Shimp, Andrew J.

Kidder Advisers, LLC/LPL Financial LPL Financial Strategic Retirement Partners/Kestra Financial LPL Financial CAPTRUST

KANSAS Burnich, Benaiah J. DiSette, Tim B. Geringer, Gary Laub, Cindy Stofer, David K.

SageView Advisory Group Trinity Planning Group, LLC Merrill Lynch Wealth Management Merrill Lynch Wealth Management Mariner Retirement Advisors

KENTUCKY Backert, Tony

J.J.B. Hilliard, W.L. Lyons, LLC

LOUISIANA Dupas III, Emmett G. Ellis, John C. Harrison, Shawn P.

Northwestern Mutual UBS Financial Services Inc. CoSource Financial Group, LLC

MAINE Breton, Jennifer L. Pratico, Michael S.

Lebel & Harriman, LLP CAPTRUST

MARYLAND

Assaley III, Alexander G. AFS 401(k) Retirement Services, LLC

Avallone, Mark

Potomac Wealth Advisors, LLC

Charkatz, Ross P.

Graystone Consulting

DiFerdinando, Armando J. Financial Benefit Services, LLC

Gimenez, Eduardo

Raffa Retirement Services/LPL Financial

Hobson, Gregory A.

RBC Wealth Management

Itzoe, Joshua

Greenspring Wealth Management, Inc.

Lizzi, Brian G.

TriBridge Partners, LLC

Markovic, Michael L.

HighTower Fiduciary Plan Advisors

Owen, Edward M.

Raffa Retirement Services/LPL Financial

Soltoff, Howard M.

TriBridge Partners, LLC

Spray-Fry, Thomas W. Heritage Financial Consultants, LLC

Strother, James H.

Raffa Retirement Services/LPL Financial

City Northbrook Chicago Oak Brook Wilmette Geneva Chicago Barrington Chicago Northbrook Chicago Chicago Chicago Deer Park Oak Brook Libertyville

Indianapolis Indianapolis Indianapolis Indianapolis Indianapolis Indianapolis Carmel Chesterton Fort Wayne

West Des Moines West Des Moines Urbandale Dubuque West Des Moines

Overland Park Overland Park Wichita Wichita Leawood

Louisville

Metairie New Orleans Lafayette

Falmouth Falmouth

Bethesda Rockville Potomac Silver Spring Rockville Hunt Valley Towson Bethesda Owings Mills Rockville Bethesda Hunt Valley Rockville

Plan segments served

Plan segments served

Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets) Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets)

Name MASSACHUSETTS Adamic, Jason A. Andonian, Gregg Bonheur, Gregg E. Butler, Kevin A. Cawthorne, Jr., Richard J. Cleary, Andrew C. Connolly, Christopher R. Conway, Adam K. Dimitriou, Steven Dulac, Noel R. Karam, Stephen R. McAvoy, John F. McEwan, Scott R. McGarry, Sean C. Murray, Jr., Paul D. Navarro, Jason G. Paone, Mark A. Roach, Thomas J. Rossano, Brian Scott, Michael G. Sotell, Richard M. Steiger, John B. Vierra, Jr., Roger F. Wolford, Kirk J.

Company

Merrill Lynch Wealth Management Baystate Fiduciary Advisors, Inc./LPL Financial Morgan Stanley Wealth Management Morgan Stanley Wealth Management Alpha Pension Group/LPL Financial SFP Wealth, LLC Capital Analysts of New England, Inc. Harbor Retirement Planning/LPL Financial Mayflower Advisors/Wells Fargo Advisors FiNet Boston Partners Financial Group, LLC Karam Financial Group/LPL Financial Centinel Financial Group Morgan Stanley Wealth Management Rockland Trust Merrill Lynch Wealth Management New England Wealth Management, LLC UBS Financial Services Inc. Voya Financial Advisors Merrill Lynch Wealth Management Morgan Stanley Wealth Management The Kraematon Group, Inc. Wealth Planning Resources, LLC UBS Financial Services Inc. Merrill Lynch Wealth Management

MICHIGAN

Agbay, Anthony D.

The Agbay Group

Banwell, Linton F.

National Planning Corporation

Case, Steven J.

Financial Independence LLC

Ciullo, Scott S.

Plan Sponsor Consultants/LPL Financial

Danek, Scott M.

Equanimity Wealth Management/LPL Financial

Fitzgerald, Jessica S.

Morgan Stanley Wealth Management

Hammond, Kimberly Lynn Merrill Lynch Wealth Management

Howell, Brett

Merrill Lynch Wealth Management

Lepore II, Mario A.

UBS Financial Services Inc.

Maloney, Shannon T.

Strategic Retirement Partners/Kestra Financial

Morabito, Maria

Hantz Financial Services, Inc.

Sharp, Craig

Merrill Lynch Wealth Management

Spickler, Melissa

Merrill Lynch Wealth Management

MINNESOTA Adams, James K. Ballin, Jessica Brummel, Joe Connell, Joe Esch, Daniel J. Habermann, Michael J. Jacobs, David M. McDonald, Jim McQuillan, James Miley, Jim Quandt, Jim Stiles, Susan M.

Adams Consulting Group, LLC 401(k) Plan Professionals/LPL Financial Wealth Enhancement Group/LPL Financial Sikich Retirement Plan Services CAPTRUST Associated Financial Group/LPL Financial Jacobs Financial Channel Financial/LPL Financial RJF Financial Services/LPL Financial RBC Wealth Management Fortune Financial Stiles Financial Services, Inc.

MISSISSIPPI Pierce, Lee H.

Pierce Financial

MISSOURI Moynihan, John J. Park, Donald Eric

Diversified Financial Advisors, LLC/LPL Financial LPL Financial

NEVADA Casey, Michele A. Segarra, David J.

Morgan Stanley Wealth Management Latus Group, Ltd.

NEW HAMPSHIRE McLaughlin, Ryan

CGI Retirement Services, LLC

City

Boston Boston Middleton Norwell Lexington Wellesley Braintree Wellesley Boston Andover Fall River Needham Heights Boston Somerset Boston Danvers Boston Waltham Beverly Middleton Wellesley Waltham Rockland Boston

Troy Rochester Hills Bloomfield Hills Marquette East Lansing Rochester Muskegon Grand Rapids Birmingham Northville Southfield Grand Rapids Bloomfield Hills

Bloomington Edina Burnsville Maple Grove Minneapolis Minnetonka St. Cloud Golden Valley Minneapolis Minneapolis Minnetonka Edina

Hernando

Chesterfield Washington

Reno Las Vegas

Hooksett

Name

Company

City

NEW JERSEY Blachman, Glenn A. Bojovski, Goran Daniel, Gregory L. DiPiero, Domenic Fernandes, Joe Glading, Brent L. Goerner, Chad W. Greenleaf, Jamie D. Grodofsky, Ethan N. Gsell, Bruce Kotarski, Michael J. Lynch, Jerry F. Marchiano, Michael D. McLane, Michael A. McLaughlin, Michael A. Nydick, Harris Oliver, Stephen A. Paumi, Damien J. Rieman, Jr., Davis J. Scorzafava, Todd Simchowitz, Stuart M. Spierer, Alan

Gateway Advisory, LLC Merrill Lynch Wealth Management Daniel Financial Management Group, LLC Newport Capital Group The 401k Group LLC Glading Group LLC UBS Financial Services Inc. Cafaro Greenleaf Anthem Financial Services Merrill Lynch Wealth Management Bridgehaven Financial Advisors/Wells Fargo Advisors FiNet JFL Total Wealth Management Morgan Stanley Wealth Management Redwood Wealth Advisors, LLC McLaughlin Asset Management, Inc. CFS Investment Advisory Services, L.L.C. Manhattan Ridge Advisors Nisivoccia Wealth Advisors LLC SagePoint Financial, Inc. Greenberg & Rapp Financial Group RMR Wealth Builders, Inc. UBS Financial Services Inc.

Westfield Edison Hackensack Red Bank Middletown Montclair Princeton Red Bank Boonton Edison Warren Boonton Morristown Edison Haddonfield Totowa Bedminster Mount Arlington Mahwah East Hanover Teaneck Westfield

NEW YORK Biondo, John Bogner, H. Steve Braccia, Christopher J. Candella, Ted Cunningham, Jr., John A. Dimino, Steven George, Scott A. Herendeen, Charles G. Karp, Robert L. Kass, Jonathan E. Kelly, Austin V. Kido, Akira Leahy, Dennis M. Luongo, Vincent J. Mahoney, Kevin Melnick, Eric J. Modico, Linda Monroe, Matthew C. Nargentino, Frank Parker III, Douglas E. Pastolove, Craig Peragine III, William M. Renzi, Thomas J. Scrivens, Robert J. Smith, Eric W. Temple, Mark D. Tomasula, Anthony S. Weir, Gary J. Wilshinsky, Andrew R.

Wells Fargo Advisors, LLC Treasury Partners Manhattan Ridge Advisors Merrill Lynch Wealth Management Alliant Insurance Services The Weigel Dimino Group/RBC Wealth Management M. Griffith Investment Services, Inc. APFS Wealth Management Wells Fargo Advisors, LLC Merrill Lynch Wealth Management The BlackOak Group, LLC Merrill Lynch Wealth Management Lee, Nolan & Koroghlian LLC UBS Financial Services Inc. The Mahoney Group of Raymond James Merrill Lynch Wealth Management UBS Financial Services Inc. Independent Retirement Partners/LPL Financial North Shore Wealth Management/National Securities Sage Rutty & Company Morgan Stanley Wealth Management Wells Fargo Advisors, LLC RBC Wealth Management Steadfast Risk Advisors Morgan Stanley Wealth Management Retirement & Benefit Partners/LPL Financial PPS Pension Services Frenkel Benefits LLC/LPL Financial Morgan Stanley Wealth Management

Melville New York New York New York New York New York New Hartford Rochester New York New York Williamsville Garden City Garden City New York West Nyack New York New York East Syracuse Plainview Rochester New York Melville Williamsville Albany Rochester Slingerlands Williamsville New York New York

NORTH CAROLINA Anderson, Mikael T. Floyd, Trea Jones, Todd L. Kelly, Kathleen A. Rauwald, Timothy L. Schultheiss, Jonathon C. Simonson, Thomas P.

Merrill Lynch Wealth Management Baird CAPTRUST Compass Financial Partners/LPL Financial UBS Financial Services Inc. Gate City Advisors/Kestra Financial Lockton Retirement Services

Charlotte Charlotte Raleigh Greensboro Chapel Hill Greensboro Charlotte

OHIO Diebold, Karl Fantozzi, Frank

HORAN 401(k) Prosperity/LPL Financial

Cincinnati Cleveland

Plan segments served

Plan segments served

Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets) Mega plans ($500m+ in assets) Large plans ($100m to $500m in assets) Mid-size plans ($10m to $100m in assets) Small & micro plans (Under $10m in assets)

Name Fishman, Ozzie I. Funkhouser, Brian J. Hill, Benjamin J. Karban, Russell A. Kocsis, David P. Kreinest, Christa Kulchar, David M. Mabry, Anthony W. Maloyan, Richard H. Oberlander, Patrick E. Reiniger, David J. Rinehart, Ken J. Snyder, Charles

Company UBS Financial Services Inc. UBS Financial Services Inc. Blueprint Financial/LPL Financial Savage & Associates, Inc. Peak Wealth Solutions/LPL Financial Hauser Retirement Solutions, LLC Oswald Financial, Inc./LPL Financial Merrill Lynch Wealth Management Stratos Wealth Partners/LPL Financial UBS Financial Services Inc. Reiniger & Associates/LPL Financial UBS Financial Services Inc. Graystone Consulting

OKLAHOMA Stith, Daniel C.

Wealth Management Group, LLC

OREGON Daley, Erik Marshall, David P. Smith, James T. Ulmer, Josh

Multnomah Group, Inc. Baird Phillips and Company Advisors, LLC Morgan Stanley Wealth Management

PENNSYLVANIA Adolph III, William F. Aguirre, Christian A. Beale, William B. Casciola, Gary M. Catanella, Kenneth G. DeGroat, Andrew J. Diehm, Jr., Glen L. Dougherty, Timothy J. Dupee, Sr., Gregory J. Fogli, Philip J. Foran, Jr., Gerald F. Hoffman, Seth R. Kohute, Brian Levy, Victor S. Lubrano, Anthony P. Reimold, William E. Ressler, Jr., Peter J. Seyle, Rusty Sides, Scott Wenz, John F. Wertheim, Scott A. Wolfe, Noel J.

Merrill Lynch Wealth Management Merrill Lynch Wealth Management HB Retirement/LPL Financial TJS Financial Services, LLC/LPL Financial UBS Financial Services Inc. WhartonHill Advisors/LPL Financial LPL Financial Financial Guide, LLC Janney Montgomery Scott LLC FRS Capital/LPL Financial GFP Investment Services, Inc./LPL Financial A.P. Lubrano & Company, Inc. HJ Wealth Management LLC Levy Wealth Management Group, LLC/LPL Financial A.P. Lubrano & Company, Inc. Mid-Atlantic Planning Services/LPL Financial Wells Fargo Advisors, LLC Merrill Lynch Wealth Management RBC Wealth Management WhartonHill Advisors/LPL Financial CAPTRUST Morgan Stanley Wealth Management

RHODE ISLAND Sampson, Jim

Cornerstone Retirement Advisors/LPL Financial

SOUTH CAROLINA Saad, Scott F.

Merrill Lynch Wealth Management

TENNESSEE Colburn, Todd M. Glasgow, Steven W. Hall, Jeremy D. Lyday, James A.

Northwestern Mutual Avondale Partners Baird Pensionmark Retirement Group

TEXAS Coelho, Michael A. Echols, Van A. Ellisor, Darrell W. Ellsworth, Stephen H. Hacker, Christopher Jerding, Mick Kading, Todd

SageView Advisory Group PFG Advisors Peak Financial Group, LLC/LPL Financial Baird Titan Retirement Advisors LLC Merrill Lynch Wealth Management LeafHouse Financial Advisors

City Dublin Sylvania Beachwood Toledo Pepper Pike Cincinnati Cleveland Columbus Beachwood Cleveland Westerville Cincinnati Hudson

Oklahoma City

Portland Portland Portland Portland

Bala Cynwyd Doylestown Pittsburgh Pittsburgh Philadelphia Fort Washington Lebanon Horsham Philadelphia King of Prussia Bethlehem Paoli Plymouth Meeting Philadelphia Paoli Allentown Radnor Bethlehem York Fort Washington Doylestown Jenkintown

Warwick

Charleston

Nashville Nashville Nashville Brentwood

Austin Lubbock Houston Houston Houston Houston Austin

Name Locke, Ramona Z. Maresh, Michael Matustik, Debbie Moore, Janine J. Netoskie, Neil C. O'Connor, Teresa A. Peterson, Jr., Pete Pottichen, Aaron Quaschnick, Kirk G. Scoggin, Ritchy G. Sinks, Tim Smaistrla, Christian D. Stack, Joe Su, Derek Test, David B. Thornton, Kenneth A. Triolo, James Weaver, Neal Wenzel, Patricia S. Willhite, Jon P.

Company

City

Merrill Lynch Wealth Management

Dallas

InTrust Fiduciary Group

Austin

Pensionmark Retirement Group

Austin

Peak Financial Group, LLC/LPL Financial

Houston

Keystone Retirement & Insurance Advisors/LPL Financial Houston

O'Connor Financial Services, LLC

The Woodlands

VisionPoint Advisory Group/LPL Financial

Dallas

CLS Partners Retirement Services/Raymond James

Austin

Mogul Wealth Strategies

McKinney

Cooper Scoggin Financial Strategies of Wells Fargo Advisors Austin

Aspect Wealth Management

San Antonio

The Greensage Group/LPL Financial

Tomball

Pensionmark Retirement Group

Dallas

U.S. Capital Advisors, LLC

Austin

Northwestern Mutual

Dallas

Thornton Capital Strategies

Austin

TRITIS Wealth Management/LPL Financial

Houston

LeafHouse Financial Advisors

Austin

Merrill Lynch Wealth Management

Houston

UBS Financial Services Inc.

The Woodlands

UTAH Anderson, Kim D. Dall, Corby Moyes, James D. Welch, Kirk W.

Soltis Investment Advisors, LLC 401k Advisors Intermountain/LPL Financial RedStone Advisors, LLC MRP/LPL Financial

St. George Sandy Lehi Sandy

VERMONT Boardman, Daniel M. Dubie, Christopher

Hickok & Boardman Retirement Solutions/LPL Financial Morgan Stanley Wealth Management

Burlington Colchester

VIRGINIA Andraos, Khalil S. Aylward, Michael G. DeNoyior, Joseph Hoffer, J. Cory Hoffman, Lee Keenan, John P. Leonard, Tripp Maulfair, Jim McDade, Ian Rogers, Kenneth J. Shipley, Courtenay Stone, Michael Strange, Allan Thomas, Jr., Harry L.

Merrill Lynch Wealth Management RBC Wealth Management Washington Financial Group/LPL Financial Hermitage Wealth Management, Inc. Merrill Lynch Wealth Management Signature Estate & Investment Advisors Virginia Asset Management, LLC AHT Retirement Services/Kestra Financial Merrill Lynch Wealth Management Rogers Financial Pensionmark Retirement Planology, Inc. Business Benefits Group Janney Montgomery Scott LLC Northwestern Mutual

Reston McLean McLean Richmond Vienna Tysons Corner Midlothian Leesburg Roanoke Harrisonburg Alexandria Fairfax Richmond McLean

WASHINGTON Brown, Michael Cashman, Jeffrey N. Hartley, Ian W. McKay, James R. Raphael, Robert B. Reinhart, Edward C. Roland, Chad A. Sanden, Trent V. Weisman, Shane B.

ClearPoint Financial/LPL Financial Cashman Consulting/Kestra Financial Westgate Capital Consultants/LPL Financial McKay Wealth Management TRUEretirement/LPL Financial Capital Advisors Ret Plan Svcs/Wells Fargo Advisors FiNet RDH Investment Group/Raymond James UBS Financial Services Inc. Ameriprise Financial

Bellevue Redmond Tacoma Tukwila Bellevue Yakima Spokane Valley Seattle Vancouver

WISCONSIN Ferrito, Salvatore J. Ganong, Janet L. Kieckhefer, Robert A. Lanser, Bruce G. Martzahl, Barry J. O'Gorman, Casey P. Smith, Christopher Wartman, Dick

Ferrito & O'Gorman Financial Group The Kieckhefer Group/LPL Financial The Kieckhefer Group/LPL Financial UBS Financial Services Inc. Graystone Consulting Ferrito & O'Gorman Financial Group Baird Morgan Stanley Wealth Management

Waukesha Brookfield Brookfield Milwaukee Green Bay Waukesha Milwaukee Waukesha

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