UNITED STATES OF AMERICA Before the SECURITIES AND ...
SECURITIES AND EXCHANGE COMMISSION . SECURITIES EXCHANGE ACT OF 1934 Release No. 60733 / September 29, 2009 . INVESTMENT ADVISERS ACT OF 1940 Release No. 2929 / September 29, 2009 . ADMINISTRATIVE PROCEEDING File No. 3-13631 . In the Matter of Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network, Respondent. ................
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