An investigation into differences between the structure of ...
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An investigation into differences
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between the structure of temperament
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and the structure of personality
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IRINA TROFIMOVA
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McMaster University
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This article analyzes the differences between an activity-specific temperament model and the
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Big Five personality model using the Structure of Temperament Questionnaire?Compact (STQ-
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77). The STQ-77 has 3 emotionality scales and 9 scales assessing 3 dynamic aspects (arousal,
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lability, and sensory sensitivity) in 3 areas of activity (physical, verbal?social, and mental). The
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results of administration of the Russian STQ-77, NEO-FFI, and SSS-V to 174 Russian participants
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showed how components of temperament can represent the traits described in the Big Five
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model. The confirmatory factor analysis of the English STQ-77 and the results of a study involv-
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ing a prolonged word classification task with 221 Canadian participants showed the benefits
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of the activity-specific approach, separating temperament traits in three areas of activity. Such
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specificity of temperament traits differentiates them from personality traits.
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Personality assessment methods analyze the prod- personality and the factors underlying personality.
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uct of interactions between the social and biological He noted that "tests for physique, for intelligence,
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factors underlying individual differences. However, or for temperament are not tests of personality. ...
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the concept of personality should not be viewed as If, then, personality is the object of inquiry, traits of
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completely covering the concepts of individuality personality should not be confused with qualities or
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or of the person, even though these concepts over- quantities of intelligence, physique, or temperament"
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lap. The concept of personality refers to a product (Allport, 1927, p. 284).
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of socialization, such as social skills, attitudes, self- Another topic of confusion is the nature of the
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perception, and relationships to other people, and the relationship between temperament and personality.
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concept of individuality includes not only personality Researchers in personality theory and developmental
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but also abilities, limitations, and other biologically psychology tend to assign a leading role to personality
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based properties of a person. Allport, who initiated as the main edifice of adult and socialized individuality
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the lexical approach (so popular nowadays in per- and a submissive role to temperament as the founda-
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sonality theory), pointed to the confusion between tion of this edifice, which plays a role only during the
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American Journal of Psychology
Winter 2010, Vol. 123, No. 4 pp. 489?502 ? ? 2010 by the Board of Trustees of the University of Illinois
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initial stage of construction (i.e., in childhood). Con- the concept of temperament refers mostly to the dy-
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tinuing the building analogy, one should not forget namic properties of behavior, independent of content
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that there are plumbing and electrical systems, which elements. "Emotionality" and "activity" (or "energy,"
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run from the foundation. If something goes wrong or "strength of nervous system," i.e., the ability to stay
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with these systems, or (as in the case of the Tower of active on a task) are two dimensions used by Kant
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Pisa) there are problems with the underground sup- (1798/1974), Stern (1900; cited in Lamiell, 2003),
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port of the foundation, the functioning of the whole Heymans (1929), and Pavlov (1941) to derive the Ga-
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structure is affected. There is an overwhelming body len?Hippocrates four temperaments. Cholerics were
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of evidence that a person's social behavior changes noted to be reactive and energetic, sanguines were
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with biological factors, such as pain, intoxication, balanced in reaction and energetic, phlegmatics were
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chemical imbalances, or even time of the day, with all balanced and weak, and melancholics were reactive
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the social settings remaining intact.
and weak. Later, the neuropsychological correlates
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It would be more realistic to treat social and of these two basic dimensions of temperament were
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biological factors, personality and temperament, as found: The neuroendocrine functioning of the lim-
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equal parties, having a continual interaction and mu- bic system was linked to emotionality, and projections
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tual adjustment to one another. Such interaction is from the ascending reticular activation system were
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more noticeable in childhood because of the larger linked to the level of activation and arousal. Therefore,
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and faster changes in both the biological and social it is not surprising that the same two dimensions--
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characteristics of individuality, but it does not end emotionality (perceived as neuroticism) and arousal
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with adulthood. For example, people with a high level (perceived as extroversion)--are always found
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tempo in physical activity or an ability to sustain in- in all personality models based on a lexical approach
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tense physical activity become athletes not because and factor analysis.
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of their socialization but because of their actual The oldest experimental tradition for studying the
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physical abilities. The same mechanisms (i.e., the components of temperament belongs to the 100-year-
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impact of the biologically based abilities) make the old Pavlovian school of psychophysiological stud-
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same person withdraw from athletic activities in later ies of the properties of nervous systems and to the
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life when these abilities change. Another example is worldwide tradition of the study of human abilities.
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the decrease in extroversion and sociability with age Dozens of researchers supervised by Pavlov, Teplov,
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(Labouvie-Vief, Diehl, Tarnowski, & Shen, 2000; Nebylitsyn, and Rusalov throughout the 20th century
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Mortimer, Finch, & Kumka, 1982; Yang, McCrae, & conducted experiments with animals and with hu-
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Costa, 1998; Zonderman, Siegler, Barefoot, Williams, man participants in various modalities, using variable
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& Costa, 1993), accompanied by such biological fac- scheduling and difficulty of tasks, administration of
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tors as an age-related decrease in energy level and an caffeine, provision of tasks with deterministic and
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increase in emotionality. The best opinion on this probabilistic conditions, measurement of absolute
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topic comes from Gray (2004), who said, "conscious- thresholds, evoked potentials, and electroencepha-
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ness comes too late," meaning that a person often acts lography. These researchers came up with the fol-
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first then thinks and assesses her or his own actions lowing findings, in addition to the description of the
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from a social perspective afterwards.
two basic dimensions of temperament (Gray, 1964;
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Sometimes there is a need in practice to focus pri- Nebylitsyn, 1972; Pavlov, 1941; Teplov & Nebylitsyn,
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marily on either social factors (e.g., cultural expecta- 1963; Rusalov, 1979):
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tions, acculturation factors, values, and opinions) or
Excitation and inhibition processes are regulat-
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biological factors and not on the product of their inter-
ed by different neurophysiological systems, and
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action. Consistent individual differences in behavior,
the relationships between these two systems
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which are based on the physiology of the body, were
(their balance) are not the same for all people,
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noted 25 centuries ago by Hippocrates and Galen
leading to consistent individual differences.
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as temperament. Unlike the concept of personality
This idea was further developed by Gray in his
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(which includes the content aspects of behavior, e.g.,
reinforcement sensitivity theory. Elucidating the
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values, goals, attitudes, and a history of relationships),
relationships between various brain structures,
490 ? trofimova
Gray (1982) explained Hippocrates' four clas-
ated from general mobility, or plasticity, needed
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sical temperaments in terms of the relationship
for putting together a new program of an action
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between the Behavioral Approach System
under changed circumstances. Findings in neu-
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(BAS) and the Behavioral Inhibition System
rophysiology linked lability, time keeping, rhyth-
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(BIS). Impulsivity was explained by the domi-
micity, and tempo of activity to the basal ganglia,
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nance of the BAS over the BIS, and neuroticism was attributed to the dominance of the BIS over
dentate nucleus of the lateral cerebellum, putamen, and thalamic projections to the sensorimo-
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the weaker BAS. This approach was later adapt-
tor cortex, superior temporal gyrus, and inferior
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ed by numerous approach?withdrawal models
frontal gyrus (Franz, Zelaznik, & Smith, 1992;
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of temperament.
Franz, Ivry, & Helmuth, 1996; Ivry & Keele,
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Mobility of activity, and not just the energetic component of activity, is also a very consistent and biologically based trait. Mobility appears as
1989; Harrington, Haaland, & Hermanowicz, 1998; O'Boyle, 1997; Rao et al., 1997).
Sensitivity is also a biologically based trait af-
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plasticity of behavior (i.e., how easily the person
fecting the behavior of a person, and it is also
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can start or stop activity and how flexible and
nonindependent on the energetic component of
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adaptive the person is to new circumstances or
activity. Teplov and Nebylitsyn (1963) measured
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instructions). Since the neuropsychological work
absolute visual and auditory thresholds and the
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of Luria in the 1940s, mobility (plasticity) of be-
electrical sensitivity of the eye and found that
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havior was linked to the functioning of the frontal
"weak" participants had a higher sensitivity (i.e.,
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cortex and confirmed by numerous clinical cases
lower threshold). Similar results were found by
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of brain damage. The important issue about
Eysenck's school (Stelmack & Michaud-Achorn,
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mobility is that, since Pavlov's time, it has been
1985; Revelle, 1973; Gange, Geen, & Harkins,
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found to have bifurcation (nonlinear) structure
2007). This meant that sensitivity and endurance
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and therefore a nonindependent relationship to
of activity were not independent properties of
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the energetic component of temperament. Pavlov classified nervous systems into weak and strong
individuality, even though they had different neurophysiological representation.
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types and differentiated only the strong types by the mobility criterion, whereas the weak type was found in many studies to always have low mobility. As a result, mobility, as measured by the Pavlovian Temperament Survey (PTS), shows significant positive correlations with the Strength of Excitation scale of the PTS (Strelau, 1999) and with both the Ergonicity (power of arousal) and Lability (of the arousal) scales of the Structure of Temperament Questionnaire (STQ) administered by Strelau on Polish and German samples, by Ruch, Angleitner, and Strelau (1991) on a German sample, and by Trofimova (2009a, 2010b) based on a Canadian sample. Such interdependence of the mobility and energetic component of temperament implies that mobility should show up as an independent factor and hiding under the dimension of general arousal in factor analytic studies.
Nebylitsyn (1976) and then Rusalov (1979, 1989) concluded that the components of temperament are activity-specific; for example, the energetic level or tempo of performance might be different for the same person in physical, social, or intellectual activities, and therefore aspects of the performance of these activities should be assessed and analyzed separately. These findings were in line with neuropsychological descriptions of the role of the sensorimotor cortex in the regulation of physical activity, the role of the left temporal cortex in verbal behavior, and the role of the frontal cortex in intellectual activity. It would be simplistic to assign performance in social, physical, and intellectual activities to exact anatomic structures of the brain, given that any activity is performed by an ensemble of structures. However, it is reasonable to suggest that membership in these ensembles changes
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Lability (i.e., tempo of activity) was found to
with a change in the object of activity and that
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be a dynamic property of activity separate from
at least for physical, verbal?social, and mental
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flexibility and adaptivity. The concept of lability
activities, the consistent dynamic aspects of
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described the speed of automatic performance
these activities (e.g., energetic level and tempo)
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according to an existing program (or habit, or
are regulated by different neurophysiological
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previously developed skill) and was differenti-
systems. Hebb (1980, p. 64) pointed out that
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temperament and personality ? 491
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the arousal system consists of 28 separate pairs original STQ scale of Intellectual Plasticity was re-
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of nuclei, which make possible many different named Sensitivity to Probabilities. The STQ-77 also
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patterns of activity, all with the same purpose of upgraded Rusalov's original model of temperament
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activating the cortex but with different proper- by including the scales of Impulsivity, Sensitivity to
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ties otherwise.
Sensations, and Empathy. The last two new scales
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Based on his experiments, Rusalov (1979) pro- were included according to Luria's (1996) neuropsy-
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posed the Structure of Temperament theory and chological description of a so-called sensory-informa-
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developed his STQ. The Extended version of the tional block of brain structures controlling the tuning
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STQ has 12 (4?3) scales consisting of 12 items each, of attention to certain types of stimuli and informa-
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which analyze four temperamental traits: Ergonic- tion. The discovery of mirror neurons supported
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ity (determined by endurance of activity), Plasticity, the hypothesis of the biological origin of empathy as
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Tempo of activity, and Emotionality in three areas of a sensitivity to people's intentions and feelings, the
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activity: social, physical, and intellectual (Rusalov, trait described by Rogers in the mid-1970s (Rogers,
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1989, 1997; Rusalov & Trofimova, 2007).1 A factor 1975). A person's attraction to activities of physical
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analysis conducted on the data from 1,937 partici- danger or risk taking, described by Zuckerman (1979)
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pants showed that scales grouped consistently into as sensation seeking, was linked to a deficiency in
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four factors, organized around the type of activity dopamine regulation. Thus empathy and sensation
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(physical or motor, social, intellectual) and emo- seeking were considered biologically based compo-
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tionality. Studies of the English version of the STQ nents of individuality.
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(STQ-E) using American, Australian, and Canadian In summary, the STQ-77 describes the structure
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samples demonstrated that its scales have an activity- of temperament as having four dimensions related to
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specific factor structure similar to that of the Russian emotionality and to three dynamic aspects of activ-
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language version and that it has good reliability and ity--arousal (energetic aspect), lability, and sensory
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internal consistency (Bishop, Jacks, & Tandy, 1993; preferences--all applied to intellectual, communi-
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Bishop & Hertenstein, 2004; Dumenci, 1995, 1996 cative, and physical areas of activity Emotionality is
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[using initial STQ]; Rusalov, 1997; Stough, Brebner, presented in this model as a limbic-driven amplifier
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& Cooper, 1991; Rusalov & Trofimova, 2007; Tro- of arousal, lability, and the sensory orientation aspects
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fimova, 2010a). Chinese (STQ-C), Urdu (STQ-U), of activity (Table 1). In contrast to the Big Five model
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and Polish (STQ-P) Extended versions of the STQ, of personality, this model includes not only aspects
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administered among corresponding populations, of social activities but also consistent characteristics
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demonstrated robust factor structures similar to those of behavior related to physical and mental activities.
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of the original version (Trofimova, 2010a).
Also in contrast to the Big Five, the STQ-77 was de-
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The compact version of the STQ (STQ-77) con- rived not from factor analysis but from experimen-
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sists of 6 out of 12 items taken from each scale of the tal and psychophysiological studies of biologically
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Extended STQ (Rusalov & Trofimova, 2007). In the based individual differences. The 12 components of
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STQ-77, the initial items of the STQ's Emotional- temperament, which the STQ-77 measures, are not
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ity scales were regrouped into the STQ-77 scales of all independent, as the background theory and re-
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Empathy, Self-Confidence, and Neuroticism, based search of the STQ assumes nonlinear, feedback, and
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on several factor analytic studies of the STQ that con- causal relationships between the psychophysiologi-
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sistently showed that the three former Emotionality cal mechanisms underlying these dynamic aspects
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scales (Motor Emotionality, Social Emotionality, and of behavior. Because of the complex nature of the
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Intellectual Emotionality) were not as activity spe- relationships between the components of the STQ-
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cific as the Ergonicity, Plasticity, and Tempo scales 77 model, we could expect that in a factor analysis
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and basically constituted one factor (Bishop et al., these 12 components would collapse in structure to
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1993; Bishop & Hertenstein, 2004; Dumenci, 1996; a smaller number of components. We could expect
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Rusalov, 2004; Stough et al., 1991; Rusalov & Tro- a unification of the "medium 12" into a "Big 4 or 5,"
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fimova, 2007; Trofimova, 2010a; Trofimova & Sulis, similar to the traditional four-factor activity-specific
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2010; Watkins, Mortazavi, & Trofimova, 2000). The structure of the STQ (showing factors of Motor Ac-
492 ? trofimova
tivity, Social?Verbal Activity, Intellectual Activity, and The present study was designed to examine these
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Emotionality). Such a structure reflects a stronger suggestions. The goals of the present study were as
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independence of biologically based abilities related follows:
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to the three types of activities and an interdependence
To investigate the factor structure of the STQ-
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of the dynamic aspects of activity (such as endurance,
77 and its relationships with other models of
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lability, and sensitivity).
temperament and personality; the hypothesis
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The inclusion of temperament components re-
was that the STQ-77 has an activity-specific
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lated to several types of activity (and not just to so-
factor structure (i.e., the scales are grouped by
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cial activity) into the analysis of the correspondence
the type of activity, not by the dynamic aspect
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between temperament and personality traits expands
of activity), and the factor structure of tempera-
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our understanding of the structure of individuality. For
ment models can be seen in the factor structure of personality models as multiple temperament
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example, Eysenck pointed out the similarity between
components underlying a personality trait.
12
the temperament traits of extroversion and neuroticism
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in his model and the same traits in the Big Five model
To analyze how the activity-specific scales of the STQ-77E can reflect the ability to carry out a
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of personality. Several studies showed high positive
prolonged and repetitive verbal and intellectual
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correlations between the Neuroticism scale of the Big
activity. The underlying hypothesis was that the
16
Five and of the EPQ with the Emotionality scales of
time needed for a person to complete such a
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the STQ, between the Extraversion of the EPQ and
task would show stronger correlations with the
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Social Ergonicity, Social Plasticity, and Tempo scales
dynamic aspects of verbal?social activity than
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of the STQ (Brebner & Stough, 1993; Dumenci, 1995;
with the aspects of physical or intellectual activ-
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Rusalov, 1989). In this study we wanted to explore the
ity, and therefore the temperamental traits (i.e.,
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detailed relationships between personality traits in the
dynamic aspects of activity) are activity specific
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Big Five model and the components of temperament as
(unlike personality traits).
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presented in the STQ-77 model. The 12 components of
To investigate the relationships between the
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the STQ-77 model have been shown to have different
STQ-77R scales (especially the scales of Sen-
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neurophysiological and neurotransmitter correspon-
sitivity to Sensations, Impulsivity, Sensitivity
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dences, but nonlinear, feedback, and causal relation-
to Probabilities, and Empathy) and the NEO-
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ships between these components reveal the limited
FFI and Sensation Seeking Scales (SSS-V).
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power of factor analysis in picking up the structure of
The hypothesis was that these four new scales of the STQ-77R would positively correlate
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consistent individual differences. Therefore, in addi-
(correspondingly) with the General scale of
30
tion to factor analysis, a review of correlations between
SSS-V, the Disinhibition scale of the SSS-V,
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the scales of these two questionnaires could provide
and the Openness to Experience and Agree-
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information about these relationships. We suggest that
ableness scales of the NEO-FFI. The positive
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temperament traits might contribute to personality
correlation of Social Ergonicity and Tempo of
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traits in a spectrum manner rather than a one-to-one
STQ-R with NEO-FFI's Extraversion scale
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correspondence, that is, that a personality trait could
and the correlation between the Neuroticism
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result from the integration of several biologically based
scales of STQ-R and NEO-FFI were also the
37
temperament traits.
part of this hypothesis.
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Table 1. The STQ-77 structure and its temperament scales
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Energetic aspect
Lability
Sensitivity to
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Mental activity
Intellectual Ergonicity (ERI)
Plasticity (PL)
Probabilities (PRO)
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Physical activity
Motor Ergonicity (ERM)
Motor Tempo (TMM)
Sensations (SS)
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Social?verbal activity
Social Ergonicity (ERS)
Social Tempo (TMS)
Others, Empathy (EMP)
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Emotionality
Self-Confidence (SLF)
Impulsivity (IMP)
Neuroticism (NEU)
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temperament and personality ? 493
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STUDY 1
Russian (Kudryashev, 1992), with reliability coeffi-
2
cients varying in several samples between .53 and
3
METHOD
.75), which is the 60-item abbreviated version of
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the NEO PI-R; and the Sensation Seeking Scales
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Participants
(SSS-V). SSS-V includes subscales of Thrill and
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Participants were 226 Canadian citizens and residents (92 men and 134 women, aged 17?54 years, M=25.4, SD=11.4), volunteers from the Greater Toronto Area (30%) and psychology students of McMaster University (Hamilton, Ontario).
Adventure Seeking (TAS), Experience Seeking (ES), Disinhibition (DIS), and Boredom Susceptibility (BS). The General subscale is the largest scale (20 items), which examines the person's attraction to risky and sensation-seeking activities, and the Disinhibition subscale (18 items) assesses a person's de-
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sire to exhibit uninhibited or unrestrained behaviors,
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Procedure
including risk taking, heavy drinking, drug use, or
13 14 15 16 17 18
In 2006 each participant completed the Compact English STQ (STQ-77E; Rusalov & Trofimova, 2007), and 221 participants (91 men and 130 women, aged 17?54 years, M=25.18, SD=11.3) completed the semantic task: Subjects were asked to estimate 25 abstract concepts (words) on 60 7-point bipolar scales (e.g., "warm?cold," "soft?hard," "interesting?
having a variety of sexual partners (Zuckerman, 1994; adapted to Russian by Egorova and Piankova, 1992), with reliability coefficients .70 and higher).
Each STQ-77 version had 77 statements, assigned to 12 temperamental scales (6 items each), and the validity scale (5 items, addressing social desirability bias). The protocols that had values of 15?20 on the
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uninteresting"). Each word was presented on a com-
validity scale were considered invalid because the
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puter monitor along with each of the scales. Partici-
respondents were likely to demonstrate a positive im-
21
pants were instructed to work as fast as possible, and
pression bias in their responses. The answers have
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their time on this task was recorded. The computer
a 4-point Likert scale format: 1 (strongly disagree), 2
23
program Expan detected whether a participant was
(disagree), 3 (agree), 4 (strongly agree).
24 25
giving random or inconsistent answers. All participants received debriefing and signed an informed consent form before testing and participation in the
1?3: Scales of Motor, Social, and Intellectual Ergonicity (ERM, ERS, ERI)--the ability of an in-
26
study. University students received a practicum credit
dividual to sustain prolonged physical, social, or
27
for their participation.
mental activity, respectively.
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STUDY 2
4?5: Scales of Motor and Social Tempo--preferred speed of manipulation with physical objects
31
32
METHOD
(TMM) and speed of speech and reading and of other verbal activities (TMS).
33
Sensitivity to Sensations (SS): sensitivity to basic
34
Participants
physical sensations and pleasures, a tendency for
35
Participants were 174 Russian citizens (63 men and
sensation-seeking and risk-taking behavior.
36
111 women, aged 17?55 years, M=24.8, SD=9.9),
Empathy (EMP): sensitivity to another person's
37
volunteers from the Moscow community (15%)
state and expectations. The maximum value on
38
and students of the Moscow Social University Department of Law, who took part in this study in
this scale indicates psychosocial dependency.
39
1994?1997.
Plasticity (PL): the ability to adapt quickly to
40
changes in situation, to change the program of ac-
41
tion, and to shift between different tasks.
42 43
Procedure All participants were debriefed and signed an informed consent form before testing and participation
Self-Confidence (SLF): a tendency to be optimistic and confident (sometimes overly optimistic) in
44
in the study. University students received a practi-
one's performance, to ignore other people's warn-
45
cum credit for their participation. Each participant
ings and criticism.
46
completed the Compact Russian STQ (STQ-77R;
Sensitivity to Probabilities (PRO): the ability to
47
Rusalov & Trofimova, 2007); the Five-Factor Inven-
develop adequate understanding and expecta-
48
tory (NEO-FFI; Costa & McCrae, 1992, adapted to
tions of probable events, efficient extraction and
494 ? trofimova
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