September 2013 - Oracle
Order Management
Oracle FLEXCUBE Private Banking
Release 12.0.2.0.0
Part No. E49767-01
September 2013
Table of Contents
1. Preface ...................................................................................................... 1-1
1.1 Introduction.............................................................................................................. 1-1 1.1.1 Key Benefits: .............................................................................................. 1-1
1.2 Scope ...................................................................................................................... 1-1 1.3 Audience.................................................................................................................. 1-1 1.4 Documentation Accessibility.................................................................................... 1-1 1.5 Organization of the Document................................................................................. 1-1 1.6 Conventions Used ................................................................................................... 1-2
2. Equity Order Management ...................................................................... 2-1
2.1 Equity Order Capture............................................................................................... 2-3 2.1.1 Focussed List PoPUp ............................................................................... 2-11
3. Mutual Fund Order Management ........................................................... 3-1
3.1 Mutual Fund Order Capture - Subscription ............................................................. 3-1 3.2 Mutual Fund Order Capture - Redemption .............................................................. 3-8 3.3 Mutual Fund Order Capture - Transfer .................................................................. 3-12 3.4 MF Sys Plan Cancellation ..................................................................................... 3-14
4. Order Management for Insurance .......................................................... 4-1
4.1 Insurance Order Capture......................................................................................... 4-1
5. Order Management for Deposit .............................................................. 5-1
5.1 Deposit Order Capture - Booking ............................................................................ 5-1 5.2 Deposit Order Capture ? Rollover ........................................................................... 5-6 5.3 Deposit Order Capture ? Pre-mature Uplift ............................................................. 5-9
6. Order Management for Bonds ............................................................... 6-1
6.1 Bonds Order Capture: Buy ...................................................................................... 6-1 6.2 Bond Order Capture: Sell ........................................................................................ 6-9
7. Order Management for Commodities ................................................... 7-1
7.1 Commodities Order Capture: Buy ........................................................................... 7-1 7.2 Commodity Order Capture: Sell .............................................................................. 7-7
8. Structured Products Order Management .............................................. 8-1
8.1 Structured Products Order Capture - Buy ............................................................... 8-1 8.2 Structured Products Order Capture: Sell................................................................. 8-9
9. Order Management for PMS .................................................................. 9-1
9.1 PMS Order Capture: Buy......................................................................................... 9-1 9.2 PMS Order Capture: Sell......................................................................................... 9-5
10. Futures Order Management .................................................................. 10-1
10.1 Futures Order Capture .......................................................................................... 10-1
11. Options Order Management ................................................................. 11-1
11.1 Options Order Capture .......................................................................................... 11-1
12. Order Management for Forex ............................................................... 12-1
12.1 Forex Order Capture ............................................................................................. 12-1
13. Common Order Book ............................................................................ 13-1
13.1 Cancellation of Orders ? Rejected by External Source ......................................... 13-6
14. Bulk Orders ............................................................................................ 14-1
14.1 Corpus Report ....................................................................................................... 14-1
14.2 Placement of Orders.............................................................................................. 14-2
15. Order Bulking ....................................................................................... 15-1
15.1 Order Bulking Modification .................................................................................... 15-2
1. Preface
1.1 Introduction
1.1.1
1.2
The objective of the current user manual is to clearly describe the functions available for Order Management feature of FCPB. Capabilities in this module include:
Pre-trade Compliance checks Order Origination Order Tracking Order Bulking Corpus Report generation and Bulk Order placement
Though this manual covers order management for all products available in FCPB, only those specific product types under order management are available to the bank as per the products licensed to the bank.
Key Benefits:
Comprehensive instrument coverage for capturing the transactions for all security types Full support for multi-currency transactions Pre-trade compliance checking Electronic order routing and trade execution Supports online review of transaction history
Scope
1.3
The intention of this User Manual is to provide a comprehensive guide to the RM of the system. It can also be used as a trouble-shooting guide.
Audience
1.4
The potential readers of this document include but not limited to 1. The Relationship Manager and other users of the system. 2. Top and middle management executives. 3. Developers, database designers of the system for their reference. 4. Product and Functional teams
Documentation Accessibility
1.5
For information about Oracle's commitment to accessibility, visit the Oracle Accessibility Program website at .
Organization of the Document
The Manual is organized into the following six chapters:
Chapter 1
Introduction? Helps to understand the purpose and the scope of the document.
1-1
1.6
Chapter 2 Chapter 3 Chapter 4 Chapter 5 Chapter 6 Chapter 7 Chapter 8 Chapter 9 Chapter 10 Chapter 11 Chapter 12 Chapter 13 Chapter 14 Chapter 15
Equity Order Management ? Helps to understand the order management for Equity.
Mutual Fund Order Management - Helps to understand the order management for Mutual Funds.
Order Management for Insurance ? Helps to understand the order management for Insurance.
Order Management for Deposit ? Helps to understand the order management for Deposits.
Order Management for Bonds - Helps to understand the order management for Bonds.
Order Management for Commodities - Helps to understand the order management for Commodities.
Structured Products Order Management - Helps to understand the order management for Structured Products.
Order Management for PMS - Helps to understand the order management for PMS.
Order Management for Futures - Helps to understand the order management for Futures.
Order Management for Options - Helps to understand the order management for Options.
Order Management for Forex - Helps to understand the order management for Forex.
Common Order Book - Helps to understand the status of each order initiated by the RM.
Bulk Orders - Helps to understand the bulk order processing.
Order Bulking - Helps to understand the clubbing of orders into a single order.
Conventions Used
This sub-section explains the conventions followed in the preparation of the manual.
Text
Description
Example
Illustration of the concept
Bold Letters
Command buttons or important text The command button titles appear as they appear on the screen.
1-2
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