UNITED STATES OF AMERICA SECURITIES AND …

Nov 28, 2012 · wholly-owned portfolio company, Katonah Debt Advisors, which manages its CLO funds. KCAP is incorporated in the State of Delaware and is headquartered in New York City. KCAP’s common stock is registered with the Commission pursuant to Section 12(b) of the Exchange Act and trades on the NASDAQ Global Select Market. ................
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