Notes on Marxism
MARXISM
One of the most powerful sociological explanations of social conflict is that of Karl Marx, who posited a class struggle between proletariat and bourgeoisie intrinsic to capitalist, industrial society.
1.0 DIALECTICAL MATERIALISM
Dialectical materialism is a strand of Marxism, synthesizing Hegel’s dialectics, which proposes that every economic order grows to a state of maximum efficiency, while simultaneously developing internal contradictions and weaknesses that contribute to its systemic decay. Philosophically, dialectical materialism — that Man originates History through active consciousness — was originated by Moses Hess, and developed by Karl Marx and Friedrich Engels. Moreover, Joseph Dietzgen developed the hypotheses of dialectical materialism independent of Marx, Engels, and Hess. In Marxist philosophy, the proposition that dialectical materialism is the philosophical basis of Marxism is disputed.
The term dialectical materialism was coined in 1887, by Joseph Dietzgen, a socialist tanner who corresponded with Karl Marx, during and after the failed 1848 German Revolution. As a philosopher, Dietzgen had constructed the theory of dialectical materialism independently of Marx and Friedrich Engels. Casual mention of the term is also found in the biography Frederick Engels, by Karl Kautsky, written in the same year. Marx himself had talked about the "materialist conception of history", which was later referred to as "historical materialism" by Engels. Engels further exposed the "materialist dialectic" — not "dialectical materialism" — in his Dialectics of Nature in 1883. Georgi Plekhanov, the father of Russian Marxism, later introduced the term dialectical materialism to Marxist literature. Joseph Stalin further codified it as Diamat and imposed it as the doctrine of Marxism-Leninism.
The term was not used by Marx in any of his works, and dialectical Marxism is not properly dialectical at all, and the actual presence of "dialectical materialism" within his thought remains the subject of significant controversy, particularly regarding the relationship between dialectics, ontology and nature.
Dialectical materialism originates from two major aspects of Marx's philosophy. One is his transformation of Hegel's idealistic understanding of dialectics into a materialist one, an act commonly said to have "put Hegel's dialectics back on its feet". Marx's materialism developed through his engagement with Ludwig Feuerbach. Marx sought to base human social organization within the context of the material reproduction of their daily lives, which he calls sensuous practice in his early works (Marx 1844, 1845). From this material context men and women develop certain ideas about their world, thereby leading to the core materialist conception that social being determines social consciousness. The dialectical aspect retains the Hegelian method within this materialist framework, and emphasizes the process of historical change arising from contradiction and class struggle based in a particular social context.
1.1 Hegel
Dialectical materialism is essentially characterized by the thesis that history is the product of class struggles and follows the general Hegelian principle of philosophy of history, that is the development of the thesis into its antithesis which is sublated[1] by the Aufhebung ("synthesis"), although this three-part process was not explicitly characterized in terms of a thesis, antithesis, and synthesis in Hegel's writings. The synthesis was indeed a central part of his thought. The synthesis conserves the thesis and the antithesis and transcends them both. Hegel's dialectics aims to explain the development of human history. He considered that truth was the product of history and that it passed through various moments, including the moment of error; error and negativity are part of the development of truth. Hegel's idealism considered history a product of the Spirit (Geist or also Zeitgeist — the "Spirit of the Time"). By contrast, Marx's dialectical materialism considers history as a product of material class struggle in society. Thus, theory has its roots in the materiality of social existence.
1.2 Marx’s doctoral thesis
Marx's doctoral thesis concerned the atomism[2] of Epicurus and Democritus, which (along with stoicism[3]) is considered the foundation of materialist philosophy. Marx was also familiar with Lucretius's theory of clinamen[4].
Materialism asserts the primacy of the material world: in short, matter precedes thought. Materialism is a realist philosophy of science, which holds that the world is material; that all phenomena in the universe consist of "matter in motion," wherein all things are interdependent and interconnected and develop according to natural law; that the world exists outside us and independently of our perception of it; that thought is a reflection of the material world in the brain, and that the world is in principle knowable:
"The ideal is nothing else than the material world reflected by the human mind, and translated into forms of thought." —Karl Marx, Das Kapital, Vol. 1.
Marx endorsed this materialist philosophy against Hegel's idealism; he "turned Hegel's dialectics upside down." However, Marx also criticized classical materialism as another idealist philosophy due to its transhistorical understanding of material contexts. According to the famous Theses on Feuerbach (1845), philosophy had to stop "interpreting" the world in endless metaphysical debates, in order to start "changing" the world, as was being done by the rising workers' movement observed by Engels in England (Chartist movement) and by Marx in France and Germany. Thus, dialectical materialists tend to accord primacy to class struggle. The ultimate sense of Marx's materialist philosophy is that philosophy itself must take a position in the class struggle based on objective analysis of physical and social relations. Otherwise, it will be reduced to spiritualist idealism, such as the philosophies of Kant or Hegel, which are only ideologies, that is, the material product of social existence.
1.3 Elements of Dialectical Materialism
Dialectics is the science of the general and abstract laws of the development of nature, society, and thought. Its principal features are:
• The universe is an integral whole in which things are interdependent, rather than a mixture of things isolated from each other.
• The natural world or cosmos is in a state of constant motion:
"All nature, from the smallest thing to the biggest, from a grain of sand to the sun, from the protista[5] to man, is in a constant state of coming into being and going out of being, in a constant flux, in a ceaseless state of movement and change." --Friedrich Engels, Dialectics of Nature.
• Development is a process whereby insignificant and imperceptible quantitative changes lead to fundamental, qualitative changes. Qualitative changes occur not gradually, but rapidly and abruptly, as leaps from one state to another. A simple example from the physical world is the heating of water: a one degree increase in temperature is a quantitative change, but between water of 100 degrees and steam of 100 degrees (the effect latent heat) there is a qualitative change:
"Merely quantitative differences, beyond a certain point, pass into qualitative changes." --Karl Marx, Capital, Vol. 1.
• All things contain within themselves internal dialectical contradictions, which are the primary cause of motion, change, and development in the world. It is important to note that 'dialectical contradiction' is not about simple 'opposites' or 'negation'. For formal approaches, the core message of 'dialectical opposition / contradiction' must be understood as 'some sense' opposition between the objects involved in a directly associated context.
Lenin’s elements of dialectics
After reading Hegel's Science of Logic in 1914, Lenin made some brief notes outlining three "elements" of logic. They are:
• The determination of the concept out of itself [the thing itself must be considered in its relations and in its development];
• The contradictory nature of the thing itself (the other of itself), the contradictory forces and tendencies in each phenomenon;
• The union of analysis and synthesis.
Such apparently are the elements of dialectics. Lenin develops these in a further series of notes, and appears to argue that "the transition of quantity into quality and vice versa" is an example of the unity and opposition of opposites expressed tentatively as "not only the unity of opposites, but the transitions of every determination, quality, feature, side, property into every other or into its opposite.
1.4 Engels' laws of dialectics
As mentioned above, Engels determined three laws of dialectics from his reading of Hegel's Science of Logic. Engels elucidated these laws in his work Dialectics of Nature:
• The law of the unity and conflict of opposites;
• The law of the passage of quantitative changes into qualitative changes;
• The law of the negation of the negation
The first law was seen by both Hegel and Lenin as the central feature of a dialectical understanding of things and originates with the ancient philosopher Heraclitus.
The second law Hegel took from Aristotle and it is equated with what scientists call phase transitions. It may be traced to the ancient philosophers including Anaximenes from whom Aristotle, Hegel and Engels inherited the concept. For all these authors, one of the main illustrations is the phase transitions of water. There has also been an effort to apply this mechanism to social phenomena, whereby population increases result in changes in social structure. The law of the passage of quantitative changes into qualitative changes can also be applied to the process of social change and class conflict.
The third law is Hegel's own. It was the expression through which (amongst other things) Hegel's dialectic became fashionable during his life-time. In drawing up these laws, Engels presupposes a holistic approach outlined above and in Lenin's three elements of dialectic, and emphasizes that all things are in motion.
2.0 CLASS STRUGGLE
Class struggle is the active expression of a class conflict looked at from any kind of socialist perspective. Karl Marx and Friedrich Engels wrote "The history of all hitherto existing society is the history of class struggle". Marx's notion of class has nothing to do with social class in the sociological sense of upper, middle and lower classes (which are often defined in terms of quantitative income or wealth). Instead, in an age of capitalism, Marx describes an economic class.
Membership in a class is defined by one's relationship to the means of production, i.e., one's position in the social structure that characterizes capitalism. Marx talks mainly about two classes that include the vast majority of the population, the proletariat and the bourgeoisie. Other classes such as the petty bourgeoisie share characteristics of both of these main classes.
2.1 Classes
Marxist analysis of society identifies two main social groups:
• Labour (the proletariat or workers) includes anyone who earns their livelihood by selling their labour power and being paid a wage or salary for their labour time. They have little choice but to work for capital, since they typically have no independent way to survive.
• Capital (the bourgeoisie or capitalists) includes anyone who gets their income not from labour as much as from the surplus value they appropriate from the workers who create wealth. The income of the capitalists, therefore, is based on their exploitation of the workers (proletariat).
What Marx points out is that members of each of the two main classes have interests in common. These class or collective interests are in conflict with those of the other class as a whole. This in turn leads to conflict between individual members of different classes.
An example of this would be a factory producing a commodity, such as the manufacture of widgets (a standard imaginary commodity in economics books). Some of the money received from selling widgets will be spent on things like raw materials and machinery (constant capital) in order to build more widgets. Similarly, some money – variable capital – is spent on labour power. The capitalist would not be in business if not for the surplus value, i.e., the money received from selling the widgets beyond that spent on constant and variable capital. The amount of this surplus value – profits, interest, and rent – depends on how much labour workers do for the wages or salaries they are paid, as well as the amount of income generated from the sale of the product.
Not all class struggle is violent or necessarily radical (as with strikes and lockouts). Class antagonism may instead be expressed as low worker morale, minor sabotage and pilferage, and individual workers' abuse of petty authority and hoarding of information. It may also be expressed on a larger scale by support for socialist or populist parties. On the employers' side, the use of union busting legal firms and the lobbying for anti-union laws are forms of class struggle.
Not all class struggle is a threat to capitalism, or even to the authority of an individual capitalist. A narrow struggle for higher wages by a small sector of the working-class (what is often called "economism") hardly threatens the status quo. In fact, by applying "craft union" tactics of excluding other workers from skilled trades, an economistic struggle may even weaken the working class as a whole by dividing it.
Class struggle becomes more important in the historical process as it becomes more general, as industries are organized rather than crafts, as workers' class consciousness rises, and as they self-organize away from political parties. Marx referred to this as the progress of the proletariat from being a class "in itself" (a position in the social structure) to being one "for itself" (an active and conscious force that could change the world).
Marx thought that this conflict was central to the social structure of capitalism and could not be abolished without replacing the system itself. Further, he argued that the objective conditions under capitalism would likely develop in a way that encouraged a proletariat organized collectively for its own goals to develop: the accumulation of surplus value as more means of production by the capitalists would allow them to become more and more powerful, encouraging overt class conflict. If this is not counteracted by increasing political and economic organization by workers, it would inevitably cause an extreme polarization of the classes, encouraging the revolution that would destroy capitalism itself.
The revolution would lead to a socialist society in which the proletariat controlled the state, that is, "the dictatorship of the proletariat". The original meaning of this term was a workers' democracy, not a dictatorship in the modern sense of the word. For Marx, democracy under capitalism is a bourgeois dictatorship.
Even after a revolution, the two classes would struggle, but eventually the struggle would recede and the classes dissolve. As class boundaries broke down, the state apparatus would wither away. According to Marx, the main task of any state apparatus is to uphold the power of the ruling class; but without any classes there would be no need for a state. That would lead to the classless, stateless communist society.
2.3 Minor Classes
Marx noted that other classes existed, but said that as time (and capitalism) moved forward, these other classes would disappear, and things would become stratified until only two classes remained, which would become more and more polarized as time went on. Other classes are:
• The self-employed (petit bourgeoisie)—these are people who own their own means of production, thus work for themselves. Marx saw these people swept away by the march of capitalism, such as family farms being replaced by agribusiness, or many small stores run by their owners being replaced by a supermarket, and so forth.
• Managers, supervisors, white-collar staff, and security officers—these are intermediaries between capitalists and the proletariat. Since they are paid a wage, technically they are workers, but they represent a privileged stratum of the proletariat, typically serving the capitalists' interest. These are often classified as class traitors by socialist organizations and government because even though they share the working man's plight, they actively support the status quo.
• Soldiers and servicemen—also widely considered to be class traitors, Marx theorized that the army was a part of the proletariat, similarly to the managers and supervisors, but with significantly lower wages and standard of living. Trotsky postulated in the theory of Permanent Revolution that the support of the army would be necessary for the Russian Revolution to succeed.
• The lumpen[6] proletariat—the chronically unemployed. These people have at most a tenuous connection to production. Since Marx, many states have tried to compensate for the difficulties experienced by workers due to cyclical unemployment. Unfortunately there is also a growing structural unemployment in which people are permanently dependent on welfare programs or employed relatives. These people form the lumpen proletariat, along with thieves and con artists of various kinds who depend on crime for their income. Marx saw the problem of unemployment growing more acute as capitalism went on, so this class would exist prior to the foreseen revolution. Marx deemed the lumpen proletariat as unimportant, and not playing a major role in the labour/capital class struggle. Since they would benefit in his view from a revolution, they would be on the side of the proletariat. But he saw them as unreliable, since they were likely to be mercenary in their attitudes. This view was revised by some followers of Marx such as Mao Zedong, who saw a greater role for the lumpen proletariat in class struggle.
• Domestic servants, who often had a better standard of living than the proletariat, but who were considered by society as by nature dependent upon their literal masters, and so male servants were not considered worthy of receiving the vote.
• Peasants, who still represented a large part of the population well into the 20th century. Capital for such workers—for example, a tractor or reaping machine—was in most countries for a long time unthinkable, so they were not considered some sort of rural proletarians. Trotsky's analysis of the peasant demonstrated this class to be divided in loyalty between the capitalist class and the proletariat, in that the wealthier land-owning peasants (Soviets found this in the Kulak) had an interest in maintaining a capitalist system, while the poor landless peasants had interests more aligned with those of the proletariat; thus is why the peasant class could not lead a revolution.
2.4 Class struggle
According to Michel Foucault, in the 19th century, the essentialist[7] notion of the "race" was incorporated by racists, biologists, and eugenicists, who gave it the modern sense of "biological race" which was then integrated to "state racism". On the other hand, Marxists transformed the notions of the "race" and the "race struggle" into the concept of "class struggle". In a letter to Friedrich Engels in 1882, Karl Marx wrote: “You know very well where we found our idea of class struggle; we found it in the work of the French historians who talked about the race struggle”. For Foucault, the theme of social war provides overriding principle that connects class and race struggle.
Moses Hess, an important theoretician of the early socialist movement, in his "Epilogue" to "Rome and Jerusalem" argued that "the race struggle is primary, the class struggle secondary... With the cessation of race antagonism, the class struggle will also come to a standstill. The equalization of all classes of society will necessarily follow the emancipation of all the races, for it will ultimately become a scientific question of social economics.
In modern times, emerging schools of thought in the U.S. and other countries hold the opposite to be true. That the race struggle is less important, since the primary struggle is that of class since labour of all races face the same problems and injustices. The main example given is the United States, which has the most politically weak working class of any developed nation, where race is held as a distraction that has kept labour divided and unorganized.
2.4 Marx on class struggle
It is important to recognize that Marx viewed the structure of society in relation to its major classes, and the struggle between them as the engine of change in this structure. His was no equilibrium or consensus theory. Conflict was not deviational within society's structure, nor were classes functional elements maintaining the system. The structure itself was a derivative of and ingredient in the struggle of classes. His was a conflict view of modem (nineteenth century) society.
The key to understanding Marx is his class definition. A class is defined by the ownership of property. Such ownership vests a person with the power to exclude others from the property and to use it for personal purposes. In relation to property there are three great classes of society: the bourgeoisie (who own the means of production such as machinery and factory buildings, and whose source of income is profit), landowners (whose income is rent), and the proletariat (who own their labour and sell it for a wage).
Class thus is determined by property, not by income or status. These are determined by distribution and consumption, which itself ultimately reflects the production and power relations of classes. The social conditions of bourgeoisie production are defined by bourgeois property. Class is therefore a theoretical and formal relationship among individuals.
The force transforming latent class membership into a struggle of classes is class interest. Out of similar class situations, individuals come to act similarly. They develop a mutual dependence, a community, a shared interest interrelated with a common income of profit or of wages. From this common interest classes are formed, and for Marx, individuals form classes to the extent that their interests engage them in a struggle with the opposite class.
At first, the interests associated with land ownership and rent are different from those of the bourgeoisie. But as society matures, capital (i.e., the property of production) and land ownership merge, as do the interests of landowners and bourgeoisie. Finally the relation of production, the natural opposition between proletariat and bourgeoisie, determines all other activities.
As Marx saw the development of class conflict, the struggle between classes was initially confined to individual factories. Eventually, given the maturing of capitalism, the growing disparity between life conditions of bourgeoisie and proletariat, and the increasing homogenization within each class, individual struggles become generalized to coalitions across factories.
Increasingly class conflict is manifested at the societal level. Class consciousness is increased, common interests and policies are organized, and the use of and struggle for political power occurs. Classes become political forces. The distribution of political power is determined by power over production (i.e., capital). Capital confers political power, which the bourgeois class uses to legitimatize and protect their property and consequent social relations. Class relations are political, and in the mature capitalist society, the state's business is that of the bourgeoisie. Moreover, the intellectual basis of state rule, the ideas justifying the use of state power and its distribution (ideology), are those of the ruling class. The intellectual-social culture is merely a superstructure resting on the relation of production, on ownership of the means of production (sub-structure).
Finally, the division between classes will widen and the condition of the exploited worker will deteriorate so badly that social structure collapses: the class struggle is transformed into a proletarian revolution. The workers' triumph will eliminate the basis of class division in property through public ownership of the means of production. With the basis of classes thus wiped away, a classless society will ensue (by definition), and since political power to protect the bourgeoisie against the workers is unnecessary, political authority and the state will wither away.
Overall, there are six elements in Marx's view of class conflict. These are:
• Classes are authority relationships based on property ownership (economic/material).
• A class defines groupings of individuals with shared life situations (economic), thus interests.
• Classes are naturally antagonistic by virtue of their interests.
• Imminent within modern society is the growth of two antagonistic classes and their struggle, which eventually absorbs all social relations.
• Political organization and Power is an instrumentality of class struggle, and reigning ideas are its reflection.
• Structural change is a consequence of the class struggle.
Marx's emphasis on class conflict as constituting the dynamics of social change, his awareness that change was not random but the outcome of a conflict of interests, and his view of social relations as based on power were contributions of the first magnitude. However, time and history have invalidated many of his assumptions and predictions. Capitalist ownership and control of production have been separated. Joint stock companies forming most of the industrial sector are now almost wholly operated by non-capital-owning managers. Workers have not grown homogeneous but are divided and subdivided into different skill groups. Class stability has been undercut by the development of a large middle class and considerable social mobility. Rather than increasing extremes of wealth and poverty, there has been a social levelling and an increasing emphasis on social justice. And finally, bourgeois political power has progressively weakened with growth in worker oriented legislation and of labour-oriented parties, and with a narrowing of the rights and privileges of capital ownership. Most important, the severest manifestation of conflict between workers and capitalist--the strike--has been institutionalized through collective bargaining legislation and the legalization of strikes.
These historical events and trends notwithstanding, the sociological outlines of Marx's approach have much value. His emphasis on conflict, on classes, on their relations to the state, and on social change was a powerful perspective that should not be discarded. The spirit, if not the substance, of his theory is worth developing.
3.0 HISTORICAL MATERIALISM
Historical materialism is a methodological approach to the study of society, economics, and history, first articulated by Karl Marx (1818-1883) as "the materialist conception of history." Historical materialism looks for the causes of developments and changes in human society in the means by which humans collectively produce the necessities of life. The non-economic features of a society (e.g. social classes, political structures, ideologies) are seen as being an outgrowth of its economic activity. Since Marx's time, the theory has been modified and expanded by thousands of Marxist thinkers. It now has many variants.
Outside his specific economic theories, Marx’s main contribution to the social sciences has been his theory of historical materialism. Its starting point is anthropological. Human beings cannot survive without social organisation.
Social organisation is based upon social labour and social communication. Social labour always occurs within a given framework of specific, historically determined, social relations of production. These social relations of production determine in the last analysis all other social relations, including those of social communication. It is social existence which determines social consciousness and not the other way around.
Historical materialism posits that relations of production which become stabilised and reproduce themselves are structures which can no longer be changed gradually, piecemeal. They are modes of production. To use Hegel’s dialectical language, which was largely adopted (and adapted) by Marx: they can only change qualitatively through a complete social upheaval, a social revolution or counter-revolution. Quantitative changes can occur within modes of production, but they do not modify the basic structure. In each mode of production, a given set of relations of production constitutes the basis (infrastructure) on which is erected a complex superstructure, encompassing the state and the law (except in a classless society), ideology, religion, philosophy, the arts, morality, etc.
Relations of production are the sum total of social relations which human beings establish among themselves in the production of their material lives. They are therefore not limited to what actually happens at the point of production. Humankind could not survive, i.e. produce, if there did not exist specific forms of circulation of goods, e.g. between producing units (circulation of tools and raw materials) and between production units and consumers. A priori allocation of goods determines other relations of production than does allocation of goods through the market. Partial commodity production (what Marx calls ’simple commodity production’ or ’petty commodity production’ - ’einfache Waren-produktion’) also implies other relations of production than does generalised commodity production.
Except in the case of classless societies, modes of production, centred around prevailing relations of production, are embodied in specific class relations which, in the last analysis, over-determine relations between individuals.
Historical materialism does not deny the individual’s free will, his attempts to make choices concerning his existence according to his individual passions, his interests as he understands them, his convictions, his moral options etc. What historical materialism does state is: (1) that individual choices (economic/material) are strongly predetermined by the social framework (education, prevailing ideology and moral ’values’, variants of behaviour limited by material conditions etc.); (2) that the outcome of the collision of millions of different passions, interests and options is essentially a phenomenon of social logic and not of individual psychology. Thus, class interests are predominant and supersede any petty individual psychology.
There is no example in history of a ruling class not trying to defend its class rule, or of an exploited class not trying to limit (and occasionally eliminate) the exploitation it suffers. So outside classless society, the class struggle is a permanent feature of human society. In fact, one of the key theses of historical materialism is that ’the history of humankind is the history of class struggles’ (Marx, Communist Manifesto, 1848).
The immediate object of class struggle is economic and material. It is a struggle for the division of the social product between the direct producers (the productive, exploited class) and those who appropriate what Marx calls the social surplus product, the residuum of the social product once the producers and their offspring are fed (in the large sense of the word; i.e. the sum total of the consumer goods consumed by that class) and the initial stock of tools and raw materials is reproduced (including the restoration of the initial fertility of the soil). The ruling class functions as a ruling class essentially through the appropriation of the social surplus product. By getting possession of the social surplus product, it acquires the means to foster and maintain most of the superstructural activities mentioned above; and by doing so, it can largely determine their function - to maintain and reproduce the given social structure, the given mode of production - and their contents.
We say ’largely determine’ and not ’completely determine’. First, there is an ’immanent dialectical’, i.e. an autonomous movement, of each specific superstructural sphere of activity. Each generation of scientists, artists, philosophers, theologists, lawyers and politicians finds a given corpus of ideas, forms, rules, techniques, ways of thinking, to which it is initiated through education and current practice, etc. It is not forced to simply continue and reproduce these elements. It can transform them, modify them, change their interconnections, even negate them. Again: historical materialism does not deny that there is a specific history of science, a history of art, a history of philosophy, a history of political and moral ideas, a history of religion etc., which all follow their own logic. It tries to explain why a certain number of scientific, artistic, philosophical, ideological, juridical changes or even revolutions occur at a given time and in given countries, quite different from other ones which occurred some centuries earlier elsewhere. The nexus of these ’revolutions’ with given historical periods is a nexus of class interests.
Second, each social formation (i.e. a given country in a given epoch) while being characterised by predominant relations of production (i.e. a given mode of production at a certain phase of its development) includes different relations of production which are largely remnants of the past, but also sometimes nuclei of future modes of production. Thus there exists not only the ruling class and the exploited class characteristic of that prevailing mode of production (capitalists and wage earners under capitalism). There also exist remnants of social classes which were predominant when other relations of production prevailed and which, while having lost their hegemony, still manage to survive in the interstices of the new society. This is, for example, the case with petty commodity producers (peasants, handicraftsmen, small merchants), semi-feudal landowners, and even slave-owners, in many already predominantly capitalist social formations throughout the 19th and part of the 20th centuries. Each of these social classes has its own ideology, its own religious and moral values, which are intertwined with the ideology of the hegemonic ruling class, without becoming completely absorbed by that ideology.
Third, even after a given ruling class (e.g. the feudal or semi-feudal nobility) has disappeared as a ruling class, its ideology can survive through sheer force of social inertia and routine (custom). The survival of traditional ancien régime catholic ideology in France during a large part of the 19th century, in spite of the sweeping social, political and ideological changes ushered in by the French revolution, is an illustration of that rule.
Finally, Marx’s statement that the ruling ideology of each epoch is the ideology of the ruling class - another basic tenet of historical materialism - does not express more than it actually says. It implies that other ideologies can exist side by side with that ruling ideology without being hegemonic. To cite the most important of these occurrences: exploited and (or) oppressed social classes can develop their own ideology, which will start to challenge the prevailing hegemonic one. In fact, an ideological class struggle accompanies and sometimes even precedes the political class struggle properly speaking. Religious and philosophical struggles preceding the classical bourgeois revolutions; the first socialist critiques of bourgeois society preceding the constitution of the first working-class parties and revolutions, are examples of that type.
The class struggle has been up to now the great motor of history. Human beings make their own history. No mode of production can be replaced by another one without deliberate actions by large social forces, i.e. without social revolution (or counter-revolution). Whether these revolutions or counter- revolutions actually lead to the long-term implementation of deliberate projects of social reorganization is another matter altogether. Very often, their outcome is to a large extent different from the intention of the main actors.
Human beings act consciously, but they can act with false consciousness. They do not necessarily understand why they want to realise certain social and (or) political plans, why they want to maintain or to change economic or juridical institutions; and especially, they rarely understand in a scientific sense the laws of social change, the material and social preconditions for successfully conserving or changing such institutions. Indeed, Marx claims that only with the discovery of the main tenets of historical materialism have we made a significant step forward towards understanding these laws, without claiming to be able to predict ’all’ future developments of society.
Social change, social revolutions and counter-revolutions are furthermore occurring within determined material constraints. The level of development of the productive forces - essentially tools and human skills, including their effects upon the fertility of the soil - limits the possibilities of institutional change. Slave labour has shown itself to be largely incompatible with the factory system based upon contemporary machines. Socialism would not be durably built upon the basis of the wooden plough and the potter’s wheel. A social revolution generally widens the scope for the development of the productive forces and leads to social progress in most fields of human activity in a momentous way. Likewise, an epoch of deep social crisis is ushered in when there is a growing conflict between the prevailing mode of production (i.e. the existing social order) on the one hand, and the further development of the productive forces on the other. Such a social crisis will then manifest itself on all major fields and social activity: politics, ideology, morals and law, as well as in the realm of the economic life properly speaking.
Historical materialism thereby provides a measuring stick for human progress: the growth of the productive forces, measurable through the growth of the average productivity of labour, and the number, longevity and skill of the human species. This measuring stick in no way abstracts from the natural preconditions for human survival and human growth (in the broadest sense of the concept). Nor does it abstract from the conditional and partial character of such progress, in terms of social organisation and individual alienation.
In the last analysis, the division of society into antagonistic social classes rejects, from the point of view of historical materialism, an inevitable limitation of human freedom. For Marx and Engels, the real measuring rod of human freedom, i.e. of human wealth, is not ’productive labour’; this only creates the material pre-condition for that freedom. The real measuring rod is leisure time, not in the sense of ’time for doing nothing’ but in the sense of time freed from the iron necessity to produce and reproduce material livelihood, and therefore disposable for all-round and free development of the individual talents, wishes, capacities, potentialities, of each human being.
As long as society is too poor, as long as goods and services satisfying basic needs are too scarce, only part of society can be freed from the necessity to devote most of its life to ’work for a livelihood’ (i.e. of forced labour, in the anthropological/sociological sense of the word, that is in relation to desires, aspirations and talents, not to a juridical status of bonded labour). That is essentially what represents the freedom of the ruling classes and their hangers-on, who are ’being paid to think’, to create, to invent, to administer, because they have become free from the obligation to bake their own bread, weave their own clothes and build their own houses.
Once the productive forces are developed far enough to guarantee all human beings satisfaction of their basic needs by ’productive labour’ limited to a minor fraction of lifetime (the half work-day or less), then the material need of the division of society in classes disappears. Then, there remains no objective basis for part of society to monopolise administration, access to information, knowledge, intellectual labour. For that reason, historical materialism explains both the reasons why class societies and class struggles arose in history, and why they will disappear in the future in a classless society of democratically self-administering associated producers.
Historical materialism therefore contains an attempt at explaining the origin, the functions and the future withering away of the state as a specific institution, as well as an attempt to explain politics and political activity in general, as an expression of social conflicts centred around different social interests (mainly, but not only, those of different social classes; important fractions of classes, as well as non-class social groupings, also come into play).
For Marx and Engels, the state is not existent with human society as such, or with ’organised society’ or even with ’civilised society’ in the abstract, neither is it the result of any voluntarily concluded ’social contract’ between individuals. The state is the sum total of apparatuses, i.e. special groups of people separate and apart from the rest (majority) of society, that appropriate to themselves functions of a repressive or integrative nature which were initially exercised by all citizens. This process of alienation occurs in conjunction with the emergence of social classes. The state is an instrument for fostering, conserving and reproducing a given class structure, and not a neutral arbiter between antagonistic class interests.
The emergence of a classless society is therefore closely intertwined, for adherents to historical materialism, with the process of withering away of the state, i.e. of gradual devolution to the whole of society (self-management, self-administration) of all specific functions today exercised by special apparatuses, i.e. of the dissolution of these apparatuses. Marx and Engels visualised the dictatorship of the proletariat, the last form of the state and of political class rule, as an instrument for assuring the transition from class society to classless society. It should itself be a state of a special kind, organising its own gradual disappearance.
We said above that, from the point of view of historical materialism, the immediate object of class struggle is the division of the social product between different social classes. Even the political class struggle in the final analysis serves that main purpose; but it also covers a much broader field of social conflicts. As all state activities have some bearing upon the relative stability of a given social formation, and the class rule to which it is submitted, the class struggle can extend to all fields of politics from foreign policy to educational problems and religious conflicts. This has of course to be proven through painstaking analysis, and not proclaimed as an axiom or a revealed truth. When conducted successfully, such exercises in class analysis and class definition of political, social and even literary struggles becomes impressive works of historical explanation, as for example Marx’s Class Struggles in France 1848-50, Engels’ The German Peasant War, Franz Mehring’s Die Lesssing-Legende, Trotsky’s History of the Russian Revolution, etc.
4.0 ECONOMIC DETERMINISM
Economic determinism is the theory which attributes primacy to the economic structure over politics in the development of human history. It is usually associated with the theories of Karl Marx, although many Marxist thinkers have dismissed plain and unilateral economic determinism as a form of "vulgar Marxism", or "economism", nowhere included in Marx's works.
Economic determinism as understood by Marxism is the belief that economical laws determine the course of history. The law of economic determinism attributed to Marx's historical materialism is simple: self-preservation is the supreme instinct in man, and therefore the whole pattern of human conduct must always have been governed by the fundamental laws governing survival, a dialectical process between man and nature. This reasoning leads to the conclusion that all elements of historical consequence result from 'economic determinism', or man's effort to survive.
According to Marx, each social mode of production produces the material conditions of its reproduction, that is, ideology (which gathers all the political, law and cultural spheres). Thus, ideology permits the mode of production to reproduce itself. Furthermore, Marx and Engels are said to have believed that should a revolutionary force change the mode of production, the dominant class will immediately set out to create a new society to protect this new economic order. In the modernity of their era, Marx and Engels felt the property class had essentially accomplished the establishment of a new societal and economic order, instinctively creating a society protective of their capitalist interests. They made this statement to the Bourgeoisie in the Communist Manifesto:
"Your very ideas are but the outgrowth of conditions of your bourgeois production and bourgeois property, just as your jurisprudence is but the will of your class, made into law for all, a will whose essential character and direction are determined by the economic conditions of the existence of your class."
From this, it is argued that Marx and Engels did not believe men could arbitrarily choose any one of several forms of society, but only that one which promotes the prevailing mode of production. The very nature of man's materialistic make-up requires him to do this. The young Marx hence criticized man's alienation, a concept which he later replaced by the critique of commodity fetishism. "Vulgar Marxism" has considered that the relation between the economic infrastructure and the ideological superstructure was a unicausal one, and thus believed in economic determinism. This has been criticized by various Marxist theorists, who dismissed it as a form of economism or economic reductionism[8]. They claimed the relationship is much more reciprocal and complex than unilateral determinism would have it.
Marx and Engels are claimed to have possessed a very mechanistic view of the way the human mind works. After the brain receives impressions from the outside world, they are claimed to have said, it automatically moves the individual to take action (see Activist Theory). They asked this: "Are men free to choose this or that form of society? By no means." According to this view, the thing which we call 'free will' is nothing other than an awareness of the impelling forces which move an individual to action; in taking action, he is not free to change the course his very nature dictates."
Some Marxists claim that Marx and Engels viewed this law of 'economic determinism' as the creative force in human progress. Engels stated: "The final causes of all social changes and political revolution are to be sought, not in men's brains, not in man's insight into internal truth and justice... but in the economies of each epoch." Therefore, Engels advocated a change in economic structure as the only valid way of improving society and refining the intellectual make-up of humanity.
Other Marxists and Marx-scholars - including György Lukács, Antonio Gramsci, Louis Althusser, Maurice Godelier, Franz Jakubowski, Edward P. Thompson and Michael Lowy - completely reject the interpretation of Marx and Engels as "economic determinists". They claim this idea is based on a poor and selective reading of Marx and Engels' work.
They argue that this interpretation originated in the early years of the Second International and was popularised by Karl Kautsky and Nikolai Bukharin, among many others. They refer to the disclaimers by Friedrich Engels (see historical materialism) to the effect that while Marx and himself had focused a lot on the economic aspects, they were very aware that this did not in fact constitute the totality of society or of social life. However, some have viewed such comments as Engels's attempt to extricate himself from an untenable position: Max Weber and other influential sociological and economic thinker agreed that Marx's view where really unidimensional in regard to economic determinism. They did not agree that economic determinism was a vulgar interpretation of Marx. They regarded this to be the explicitly stated and true interpretation of Marx. They criticized the simplicity in Marx's arguments and held that ideas and cultural beliefs and values to determine societal progress and the evolution of society.
Non-Marxist scholars have also objected that economic determinism is overly generalized, insofar as any serious historical explanation of economic realities must always refer to non-economic realities. This became obvious when one had to specify exactly what the economic determinism precisely consisted of. In addition, a lot of confusion about "economic determinism" is due to the conflation of the "commercial" with the "economic". For Marx at least, these were very different concepts.
The dynamic of history according to Marx was shaped precisely by the clash of those interests (class struggle), and that clash could not be understood simply in terms of economic self-interest, because it also involved human needs, customs, traditions, morals and values encompassing a whole way of life. On the other hand, Lenin wrote that "an idea that captures the minds of the masses becomes a material force," meaning that the said needs, customs, traditions, morals and values can be equated to economic forces.
The end result of economic determinism in this view is both economism (a narrow focus on how people earn their livelihood) and economic reductionism (the attempt to reduce a complex social reality to one factor [the economic] such that this one factor causes all other aspects of society). This, according to some plays directly into the hands of the business class, and ultimately ends in an anti-working class position, whereby the allegiance of the working class is just a "tool" to be used by the political class to modernise an economy, with the aid of forced labour, if need be.
5.0 MARXIST UTOPIA
Communism is the strictly theoretical system imagined by Karl Marx in which all of society, all of economics and all politics are combined into one, perfect, classless, automatic, government-less system based on common ownership of all economic means of production, and social sameness. To achieve this utopian dream, Karl Marx and Fredriech Engels wrote the "Communist Manifesto" to inspire violent revolution everywhere.
Marxist theory requires this process to involve revolutionary overthrow of the Bourgeoisie, followed by a preparatory stage of Socialism alternatively called "The Dictatorship Of The Proletariat." Pure Communism, the end goal of Marxist Socialism, would be the theoretical state of "statelessness" in which an un-governed, classless society lives in perfect order, and all history has stopped.
Communism, as such, does not exist, has never existed, and cannot exist. However, in common usage, the word Communism has come to be near synonymous with the ongoing movements of Marxism and Socialism that seek to establish it.
Throughout history all nations that ever called themselves Communist were in fact Socialist, and Socialism is the antithesis of representative government and a free citizenry. No people who ever came under Socialism via war, revolution or other violence ever got out from under it by their own actions.
While Communism does not in fact exist, Socialism does exist. All governments that have ever called themselves Communist are (or were) in reality Socialist. "A communist is someone who reads Marx. An anti-communist is someone who understands Marx." -Ronald Reagan.
In other words, it can also be seen as that ideology based on the communal ownership of all property and a classless social structure, with economic production and distribution to be directed and regulated by means of an authoritative economic plan that supposedly embodies the interests of the community as a whole. Karl Marx is today the most famous early theoretician of communism, but he did not invent the term or the basic social ideals, which he mostly borrowed and adapted from the less systematic theories of earlier French utopian socialists -- grafting these onto a philosophical framework Marx derived from the German philosophers Hegel and Feuerbach, while adding in a number of economic theories derived from his reinterpretation of the writings of such early political economists such as Adam Smith, Thomas Malthus, and David Ricardo. In most versions of the communist utopia, everyone would be expected to co-operate enthusiastically in the process of production, but the individual citizen's equal rights of access to consumer goods would be completely unaffected by his/her own individual contribution to production -- hence Karl Marx's famous slogan "From each according to his ability; to each according to his need."
The Marxian and other 19th century communist utopias also were expected to dispense with such "relics of the past" as trading, money, prices, wages, profits, interest, land-rent, calculations of profit and loss, contracts, banking, insurance, lawsuits, etc. It was expected that such a radical reordering of the economic sphere of life would also more or less rapidly lead to the elimination of all other major social problems such as class conflict, political oppression, racial discrimination, the inequality of the sexes, religious bigotry, and cultural backwardness -- as well as put an end to such more "psychological" forms of suffering as alienation, anomie, and feelings of powerlessness.
Tit is the specifically Marxist-Leninist variant of socialism which emphasizes that a truly communist society can be achieved only through the violent overthrow of capitalism and the establishment of a "dictatorship of the proletariat" that is to prepare the way for the future idealized society of communism under the authoritarian guidance of a hierarchical and disciplined Communist Party.
5.2 Critical Utopian Socialism and Communism
We do not here refer to that literature which, in every great modern revolution, has always given voice to the demands of the proletariat, such as the writings of Babeuf and others.
The first direct attempts of the proletariat to attain its own ends, made in times of universal excitement, when feudal society was being overthrown, these attempts necessarily failed, owing to the then undeveloped state of the proletariat, as well as to the absence of the economic conditions for its emancipation, conditions that had yet to be produced, and could by produced by the impending bourgeois epoch alone. The revolutionary literature that accompanied these first movements of the proletariat had necessarily a reactionary character. It inculcated universal asceticism and social leveling in its crudest form.
The Socialist and Communist systems properly so called, those of Saint-Simon, Fourier, Owen and others, spring into existence in the early undeveloped period, described above, of the struggle between proletariat and bourgeoisie.
The founders of the systems see, indeed, the class antagonism is, as well as the action of the composing elements, in the prevailing form of society. But the proletariat, as yet in its infancy, offers them the spectacle of a class without any historical initiative or any independent political movement.
Since the development of class antagonism keeps even pace with a development of industry, the economic situation, as they find it, does not as yet offer to them the material conditions for the emancipated of the proletariat. They therefore search after a new social science, after new social laws, that are to create these conditions.
Historical action is to yield to their personal inventive action, historically created conditions of emancipation to fantastic ones, and the gradual, spontaneous class-organization of the proletariat to the organization of society specially contrived by these inventors. Future history resolves itself, in their eyes, into the propaganda and the practical carrying out of their social plans.
In the formation of their plans they are conscious of caring chiefly for the interests of the working-class, as being the most suffering class. Only from the point of view of being the most suffering class does the proletariat exist for them.
The undeveloped state of the class struggle, as well as their own surroundings, causes Socialists of this kind to consider themselves far superior to all class antagonisms. They want to improve the condition of every member of society, even that of the most favored. Hence, they habitually appeal to society at large, without distinction of class; nay, by preference, to the ruling class. For how can people, when once they understand their system, fail to see it in the best possible plan of the best possible state of society?
Hence, they reject all political, and especially all revolutionary, action; they wish to attain their ends by peaceful means, and endeavor, by small experiments, necessarily doomed to failure, and by the force of example, to pave the way for the new social Gospel.
Such fantastic pictures future of society, painted at a time when the proletariat is still in a very undeveloped state and has but a fantastic conception of its own position correspond with the first instinctive yearnings of that class for a general reconstruction of society.
But these Socialist and Communist publications contain also a critical element. They attack every principle of existing society. Hence their full of the most valuable materials for the enlightenment of the working-class. The practical measures proposed in them -- such as the abolition of the distinction between town country, of the family, of the carrying on of industries for the account of private individuals, and of the wage system, the proclamation of social harmony, the conversion of the functions of the State into a mere superintendence of production, all these proposals, points solely to the disappearance of class antagonisms which were, at that time, only just cropping up, and which, in these publications, are recognized in their earliest, indistinct and undefined forms only. These proposals, therefore, are of a purely Utopian character.
The significance of Critical-Utopian Socialism and Communism bears an inverse relation to historical development. In proportion as the modern class struggle develops and takes definite shape, this fantastic standing apart from the contest, these fantastic attacks on it, lose all practical value and all theoretical justification. Therefore, although the originators of these systems were, in many respects, revolutionary, their disciples have, in every case, formed mere reactionary sects. They hold fast by the original views of their masters, in opposition to the progressive historical development of the proletariat. They, therefore, endeavor, and that consistently, to deaden the class struggle and to reconcile the class antagonisms. They still dream of experimental realization of their social Utopias, a founding isolated phalansteries, of establishing "Home Colonies," of setting up a "Little Icaria" -- duodecimo editions of the New Jerusalem -- and to realize all these castles in the air, they're compelled to appeal to the feelings and purses of the bourgeois. By degrees they sink into the category of the reactionary conservative Socialists depicted above, differing from these only by more systematic pedantry, and by their fanatical superstitious belief in the miraculous effects of their social science.
They, therefore, violently oppose all political action on the part of the working-class; such action, according to them, can only result from blind unbelief in the new Gospel.
The Owenites in England, and the Fourierists in France, respectively, oppose the Chartists and the Réformistes.
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[1] Sublation may refer to the German term aufheben or Ritual purification, the purification or exaltation of matter by its negation; the act of taking or carrying away; removal.
[2] The theory that all matter in the universe is made up of small, individual, finite, and indivisible particles
[3] The emotional indifference, especially admirable patience and endurance shown in the face of adversity
[4] According to the Lucretian account of chaos falling into order by the chance concourse of atoms; the experience that the commonplace is alien, usually through the medium of art. Developped by Viktor Shklovsky
[5] A proposed kingdom to include all unicellular organisms lacking a definite cellular arrangement, such as bacteria, algae, diatoms, and fungi.
[6] The living, or regarded as living, on the margins of society; stupidly content with a life regarded as intellectually empty and socially inferior
[7]The doctrine that things have an essence or ideal nature that is independent of and prior to their existence
[8] Reductionism can mean either (a) an approach to understanding the nature of complex things by reducing them to the interactions of their parts, or to simpler or more fundamental things or (b) a philosophical position that a complex system is nothing but the sum of its parts, and that an account of it can be reduced to accounts of individual constituents. This can be said of objects, phenomena, explanations, theories, and meanings.
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