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|[pic] |Instructions |

|Safety, Oversight and Quality |Nursing Facility License Application |

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|One application form must be submitted for the licensee/owner and another for the operator (e.g., management service). If licensee/owner and operator are the same |

|entity, only one application is required. If the licensee/owner is a different legal entity from the operator/manager entity, two application forms are required. |

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|Complete applications must be received by Aging and People with Disabilities (APD) 45 days prior to date of license renewal or any requested licensing action. |

|Leave no blank boxes. If not applicable, write N/A |

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|Applicant information |

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|Annual license fee: |

| |Licensing fees are determined by the number of licensed beds at the facility |

| |1-15 beds - $1,000; 16-49 - $1,500; 50-99 beds - $2,000; 100-150 beds - $2,500 |

| |151 or more beds - $3,000. Invoice for licensing fee will be sent from DHS accounting, do not submit payment with this application. |

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|Memory Care community endorsement fee: |

| |1-16 beds - $50; 17-50 beds - $75; 51 or more beds - $100 |

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| 1) |Enter the legal name of the applicant/business owner (i.e., legal name of the corporation or the limited liability company). Business names must be |

| |registered with the Oregon Secretary of State Corporate Division. |

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| |If the operator is a different entity than the licensee/owner please complete application for the licensee/owner and for the operator. |

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| 5) |List employer identification number (EIN) as issued by the Internal Revenue Service (IRS) or Social Security Number (SSN). |

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| 6) |Identify name, address phone number of registered agent as recorded with corporation division.* |

| |*Business registry, registered agent information available on-line: |

| |. |

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| 7) |Applicant ownership, OAR 411-085-0010(4) |

| |Medicare and/or Medicaid – (Certified facilities skip this section and complete the SDS 0466D). Non-Medicare/Medicaid certified facilities must provide |

| |the identity and financial interest of any person, including stockholders, who have an incident of ownership in the applicant representing an interest of|

| |ten percent (10%) or more or ten percent (10%) of a lease agreement for the facility. |

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|Facility information |

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| 8) |Identify name of facility. Facility name must be registered with corporation division either as an assumed business name or a name of corporation. |

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|13) |Name of medical director is required. |

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|14) |Enter total number of licensed nursing facility beds. Do not list more beds than presently capable of operating. If you wish to increase or decrease the |

| |number of beds you must notify the Department of Human Services in writing. |

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|15) |Enter the total number of beds that are ready for immediate use. |

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|16) |Enter the number of beds certified for Medicare. |

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|17) |Check applicable box(es). Check “private pay only” if facility is neither Medicaid nor Medicare certified. |

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|18) |Identify services offered by licensee at this location. Identify number of beds in |

| |each category. |

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|Building information |

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|119-22)Provide building ownership information. |

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|23) |Provide floor plans. For resident rooms, the floor plan will show the room number, location of each bed and room dimensions. Floor plan must identify the|

| |location and purpose of other rooms (e.g., dining, activities, soiled laundry, toilet, etc.). |

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|[pic] |Nursing Facility License Application |

|Safety, Oversight and Quality | |

| | |

|One application form must be submitted for the licensee/owner and another for the operator (e.g., management service). If the licensee/owner are the same entity, |

|only one application is required. If the licensee/owner is a different legal entity from the operator/manager entity, two application forms are required. |

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|Applicant information |

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| 1) |Name of applicant: | | |Facility business owner/licensee |

| |      | | | |

| | | | |Facility operator/manager |

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| 2) |Full street address of applicant: (Do not use PO Box – include city/state/ZIP) |

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| 3) |Applicant contact information: |

| |Telephone: | |Fax: | |Email: |

| |      | |      | |      |

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| 4) |Type of business: | |

| | |Corporation – for profit | |Corporation – not for profit |

| | |Partnership | | | |Individual - sole proprietorship |

| | |Health district | |LLC |

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| 5) |EIN or Social Security number: |      |

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| 6) |Name and contact information of registered agent: |

| |(include street address/city/state/zip) |

| |      |

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| |Telephone: | |Fax: | |Email: |

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|Applicant ownership (Note: Medicaid or Medicare certified facilities skip this section and complete form SDS 0466D. Statement of ownership control.) |

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|Applicant ownership, OAR 411-085-0010(4) |

|Medicare and/or Medicaid –Certified facilities skip section 7 and complete the SDS 0466D. Non-Medicare/Medicaid certified facilities must provide the identity and |

|financial interest of any person, including stockholders, who have an incident of ownership in the applicant representing an interest of ten percent (10%) or more |

|or ten percent (10%) of a lease agreement for the facility. |

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|NOTE: If more than one individual or entity with 10% or greater ownership interest in a non-Medicare/Medicaid facility, please press control and click on the link |

|below. |

|This will provide section 7) for you to fill out and add to this application. Save it to |

|your desktop with a different name and continue to use the form for the rest of your additions. |

| 7) |Name of individual or entity: | |Title: | |Percent of ownership: |      |

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| |Street address: (Include city/state/zip code.) | |

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| |SSN or EIN: | |Phone number: |

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|Questions 7-1 – 7-6: Check “Yes” or “No” for each question. For each “Yes”, explain and include specific circumstances (who, what, where and when). |

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|7-1 |Does listed party have a ten percent (10%) incident of ownership in a pharmacy |

| |or other supplier of services/supplies to NF’s? | Yes | No |

| |If yes, explain:       |

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|7-2 |Has listed party held an ownership interest in a facility providing services to children, elderly, disabled or ill individuals for which license, |

| |registration or certification was either denied or involuntarily terminated or terminated voluntarily during a state or federal termination process, |

| |during the past five (5) years? |

| |Yes No |

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| |If yes, explain:       |

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|7-3 |Has listed party or facility in which party held ownership ever failed to reimburse a state for Medicaid overpayments or civil penalties or failed to |

| |compensate employees or pay workers’ compensation, food supplies, or other costs necessary for facility operation, during the past five (5) years? Yes |

| |No |

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| |If yes, explain:       |

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|7-4 |Has the listed party declared bankruptcy within the past five (5) years or held ten percent (10%) incident of ownership in a corporation or business that |

| |declared bankruptcy? Yes No |

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| |If yes, explain:       |

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|7-5 |Has party had a nursing facility administrator license or registration revoked? |

| | Yes No |

| |If yes, explain:       |

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|7-6 |List all other facilities and business enterprises operated or owned by the applicant currently or previously: |

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|Facility information |

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| 8) |Name of nursing facility: (Use assumed business name.) |

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| 9) |Street address of nursing facility: (Include city/state/ZIP code.) |

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|10) |Facility contact information: |

| |Telephone: | |Fax: | |Email: |

| |      | |      | |      |

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|11) |Administrator name: | |Administrator license number: |

| |      | |      |

| |Administrator email: |      |

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|12) |Director of nursing services: | 13) |Medical director: |

| |      | |      |

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|14) |Total number of licensed beds: |    |15) |Total number of set-up beds: |    |

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|16) |Number of Medicare beds: |    | |

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|17) |Certification status: |

| | |Medicare | Medicaid | Medicaid withdrawal | Private pay only |

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|18) |Type of services offered (Check left side, indicate number of beds on the right.) |

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|Building information |

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|19) |Building owned by applicant? | Yes No |

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|20) |Name of building owner (if owned by a corporation, list name of corporation): |

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|21) |Street address of building owner (include state/city/ZIP): |

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|22) |Phone number of building owner: |      |

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|23) |Floor plans attached? | Yes |

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|I, the undersigned, an authorized representative of the applicant, give Aging and People with Disabilities (APD) permission to obtain payment information from the |

|Workers’ Compensation Carrier and any entity from which the applicant leases building, property or business. |

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|24) |Is applicant current on all lease and mortgage payments to the building, property |

| |and business owner(s) or holders of the mortgage? Yes No, see attached, |

| |written explanation. |

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|25) |Is applicant current on all tax payments, utilities (electricity, water, gas, |

| |garbage) and bills for medical supplies and food? Yes No, see attached, |

| |written explanation. |

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|26) |Resident funds surety bond carrier: |      |

| |Expiration date: |      | |

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|27) |Workers’ Compensation Insurance Company: |

| |      |

| |Policy number: |      |Expiration date: |      |

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|28) |Professional liability insurance company: |

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| |Policy number: |      |Expiration date: |      |

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|29) |General liability insurance company: |

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| |Policy number: |      |Expiration date: |      |

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|30) |Auto insurance company: |      |

| |Policy number: |      |Expiration date: |      |

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|31) |Is applicant current on all insurance payments? Yes No, see attached, |

| |written explanation. |

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|READ INSTRUCTIONS. I declare under penalties of perjury that I have examined this application and all the attachments and to the best of my knowledge and belief |

|this information is true, correct and complete. I will notify the department of any changes in this information within thirty (30) days of any such change. I have |

|read, understand and complied with the instructions for this application. |

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|Date | |Printed name | |Title |

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|Signature |

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