Client Fees - Benjamin F. Edwards & Co.

[Pages:2]Client Fees

As of April 1, 2020

ACCOUNT FEE Account Fee (charged annually in July for accounts opened for at least one year)

For Accounts Enrolled in E-delivery of Statements and Trade Confirmations For Account Receiving Paper Statements and Trade Confirmations

$25.00* $50.00*

Note: Individual Advisory Accounts, Silver Plus / Gold / Platinum Corestone Accounts, 529 College Savings Plan Accounts, Education Savings Accounts, Retirement Plan Accounts (including IRAs), Loan Advance Accounts, Direct Business Accounts, Zero Balance Accounts, and accounts that only hold annuities are waived.

RETIREMENT PLANS Retirement Plan Maintenance Fee- Per Account Mutual Fund Only SEP IRA or Mutual Fund Only SIMPLE IRA Annual fee ? Per Account

Per Year Per Year

Note: Retirement Plan Maintenance Fees are charged annually in July for accounts open on April 30.

$75.00* $20.00*

IRA and EDUCATION SAVINGS ACCOUNTS Traditional IRA, Roth IRA, or Coverdell ESA Annual Fee ? Per Account Mutual Fund Only Traditional IRA or Mutual Fund Only Roth IRA Annual Fee ? Per Account

Per Year Per Year

Note: IRA and Education Savings Account Maintenance Fees are charged annually in July for accounts open on April 30.

$75.00* $20.00*

CORESTONE CHECKING and DEBIT CARD FEES Silver Level (checks only) Silver Plus Level (checks and cards) Silver/Plus Level Reorder Fee (includes register, deposit tickets and 100 checks) Gold Level Corporate Gold Level Gold and Corporate Gold Level Reorder Fee Platinum Level Corporate Platinum Level Platinum and Corporate Platinum Level Reorder Fee BillSuite (view, pay and manage bills online 24 hours a day, 7 days a week) RewardSuite for Gold and Platinum Levels Business Checks Initial Order (includes binder, register, deposit slips, and 252 checks) Carbon Copy Checks (initial order includes checkbook cover, register and 100 checks) Cash Advance Fee (non-ATM) Foreign Transaction Fee (Visa fee for transactions performed outside U.S.) Personal Checks Initial Order (includes checkbook cover, register, deposit slips, and 40 checks) Reorder Binder Reorder Business Style (includes business register, deposit slips, and 252 checks) Reorders (includes check register, and 100 checks) Retrieve Copy of Paid Check Retrieve Copy of Paid Visa Draft

Per Year Per Year Per Order Per Year Per Year Per Order Per Year Per Year Per Order

Per Order Per Order Per Event Per Event Per Order Per Binder Per Order Per Order Per Request Per Request

BFE&CO. | 2019-2280 Exp. 11/30/2022 Client Fees

$25.00*** $50.00 $12.50 $100.00 $150.00 $10.00 $150.00 $250.00 $7.50

No Charge No Charge

$50 $15.00 .25% of the transaction ($2.50 minimum) 1% of transaction No charge $20.00 $40.00 $25.00 $2.50 $2.50

MISCELLANEOUS FEES Federal Funds Wire (Domestic) Federal Funds Wire (International) Foreign Dividend Withholding

Per Event Per Event Per Event

$25.00 $30.00 Varies depending on Country of Origin

TRADE RELATED FEES - (IN ADDITION TO COMMISSIONS) Equities Equity Sells SEC Fee Fixed Income (all secondary market purchases and sells) Foreign Ordinary Execution Fee

Foreign Ordinary Settlement Fee French Financial Transaction Tax Italian Financial Transaction Tax Mutual Fund Purchases and Sells (systematic trades and 529 Plans are exempt) Option Options Transaction Fee

Unit Investment Trust (UIT) Sells

Per Trade Per Trade Per Trade Per Trade

Per Trade Per Trade Per Trade Per Trade Per Trade Per Trade

Per Trade

$7.50**

Principal of trade x 0.00001740**

$7.50**

Ranges from 35 to 100 bps of trade principal depending on country **

Ranges from $15 to $150 per trade depending on country**

.2% of principal** .12% of principal**

$7.50** $7.50**

Fluctuating Fee set by the US Options Exchanges historically ................
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