DoD 5220.22-R, Dec. 4, 1985

[Pages:326]1

DoD 5220.22-R, Dec. 4, 1985

2

FOREWORD

DoD 5220.22-R, Dec. 4, 1985

TABLE OF CONTENTS

Page

FOREWORD

2

TABLE OF CONTENTS

3

REFERENCES

6

GLOSSARY OF ACRONYMS AND ABBREVIATIONS COMMONLY USED IN THE DoD

9

INDUSTRIAL SECURITY PROGRAM

CHAPTER 1 - GENERAL PROVISIONS

14

C1.1. INTRODUCTION

14

C1.2. DEFINITIONS OF TERMS

35

C1.3. SECURITY COGNIZANCE

49

C1.4. SPONSORSHIP OF MEETINGS

53

C1.5. PROCEDURES PERTAINING TO COMSEC INFORMATION

61

C1.6. TRANSMISSION OF CLASSIFIED MATERIAL

64

C1.7. PROCEDURES PERTAINING TO COMMERCIAL CARRIERS

67

CHAPTER 2 - CLEARANCE PROCEDURES

72

C2.1. FACILITY SECURITY CLEARANCES AND DENIALS

72

C2.2. U.S. FACILITIES THAT ARE FOREIGN OWNED, CONTROLLED, OR INFLUENCED 116

C2.3. PERSONNEL SECURITY CLEARANCES AND DENIALS FOR CONTRACT

126

PERSONNEL

C2.4. MAINTENANCE OF FACILITY FILES AND DISCO RECORDS

160

CHAPTER 3 - VISITORS

163

C3.1. VISITS TO USER AGENCY CONTRACTORS

163

C3.2. VISITS TO USER AGENCY ACTIVITIES

171

C3.3. VISITS TO GOVERNMENT ACTIVITIES OTHER THAN USER AGENCIES

175

C3.4. VISITS TO FOREIGN GOVERNMENTS AND ACTIVITIES

176

C3.5. VISITS IN CONNECTION WITH BILATERAL INDUSTRIAL SECURITY

179

AGREEMENTS AND NATO VISIT PROCEDURES

CHAPTER 4 - SECURITY INSPECTIONS

184

C4.1. INSPECTIONS

184

C4.2. UNSATISFACTORY INSPECTIONS

194

C4.3. "CLOSE-OUT" INSPECTIONS

198

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TABLE OF CONTENTS

DoD 5220.22-R, Dec. 4, 1985

TABLE OF CONTENTS, continued

Page CHAPTER 5 - ESPIONAGE, SABOTAGE, LOSS, COMPROMISE, AND OTHER VIOLATIONS 199

C5.1. APPLICATION

199

C5.2. ESPIONAGE, SABOTAGE, AND SUBVERSIVE ACTIVITIES

199

C5.3. LOSS, COMPROMISE, AND SUSPECTED COMPROMISE

200

C5.4. INVESTIGATIVE SUPPORT

203

C5.5. ADDITIONAL REPORTING OF ESPIONAGE, CRIMINAL ACTIVITY, AND

204

DELIBERATE COMPORMISE CASES

C5.6. OTHER SECURITY VIOLATIONS

206

C5.7. OTHER ADMINISTRATIVE VIOLATIONS

206

C5.8. RESPONSIBILITY OF CONTRACTING USER AGENCY TO INVESTIGATE

207

CERTAIN BREACHES OF SECURITY

C5.9. INQUIRIES INTO DELAYS, TAMPERING, OR IMPROPER SHIPPING METHODS 208

CHAPTER 6 - INDUSTRIAL SECURITY EDUCATION

210

C6.1. APPLICATION

210

C6.2. RESPONSIBILITY

210

C6.3. PREPARATION OF MATERIAL

210

C6.4. FUNDING

211

C6.5. MATERIAL AVAILABLE

211

C6.6. DISTRIBUTION OF MATERIAL

211

C6.7. TRAINING SCHOOLS

212

CHAPTER 7 - SECURITY CLASSIFICATION AND DECLASSIFICATION

213

C7.1. APPLICATION

213

C7.2. SECURITY CLASSIFICATION

214

C7.3. ISSUANCE OF SECURITY CLASSIFICATION GUIDANCE

215

C7.4. REQUIRED DISTRIBUTION

221

C7.5. REVIEW OF CLASSIFICATION AND NEED-TO-KNOW

223

C7.6. CLASSIFICATION INTERPRETATION PROCEDURES

225

C7.7. RESPONSIBILITY FOR AUTHORIZING RETENTION OF CLASSIFIED MATERIAL 226

AT COMPLETION OF ACONTRACT

C7.8. DOWNGRADING AND DECLASSIFICATION

228

C7.9. PROTECTIVE MARKING -- FOR OFFICIAL USE ONLY

229

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TABLE OF CONTENTS

DoD 5220.22-R, Dec. 4, 1985

TABLE OF CONTENTS,continued

Page

CHAPTER 8 - INTERNATIONAL SECURITY PROGRAMS

230

C8.1. INTERNATIONAL CONTRACTS

23

C8.2. PROCEDURES PERTAINING TO U.S. PATENT AGENTS ENGAGED IN FILING

242

CLASSIFIED PATENT APPLICATIONS FOR FOREIGN GOVERNMENTS

C8.3. OFFICE OF INDUSTRIAL SECURITY INTERNATIONAL

244

C8.4. OVERSEAS OPERATIONS OF U.S. CONTRACTORS

245

C8.5. ACCESS TO CLASSIFIED INFORMATION OF FOREIGN GOVERNMENTS AND

249

INTERNATIONAL PACT ORGANIZATIONS UNDER AU.S. SECURITY ASSURANCE

CHAPTER 9 - INDUSTRIAL SECURITY FORMS

251

C9.1. GENERAL

251

C9.2. EXHIBITS OF FORMS

254

CHAPTER 10 - OPERATIONS SECURITY (OPSEC)

275

C10.1. PURPOSE

275

C10.2. GENERAL

275

C10.3. APPLICATION

276

C10.4. RESPONSIBILITIES

278

C10.5. PROCEDURES FOR INSPECTING OPSEC PROGRAMS

279

APPENDIX 1 - RELEASE OF ECONOMIC AND TECHNICAL INFORMATION

280

APPENDIX 2- INFORMATION REGARDING COGNIZANT SECURITY OFFICES, DISCO,

286

DISI, AND OISI

APPENDIX 3 - INDUSTRIAL SECURITY FUNCTIONAL RESPONSIBILITIES OF A

294

CONTRACTING OFFICER

APPENDIX 4 - PREPARATION OF CLASSIFICATION GUIDANCE

297

APPENDIX 5 - AREAS SERVICED BYMTMC AND BYMILITARY COMMANDERS IN

302

ALASKA, HAWAII, PUERTO RICO, AND U.S. POSSESSIONS

AND TRUST TERRITORIES

APPENDIX 6 - FUNCTIONAL RESPONSIBILITIES OF MTMC, TO, AND CSO

304

APPENDIX 7 - FORMATS NECESSARY FOR NATO HAND-CARRIED MATERIALS

306

APPENDIX 8 - INDEX

312

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TABLE OF CONTENTS

DoD 5220.22-R, Dec. 4, 1985

REFERENCES

(a) DoD 5220.22-M, "Industrial Security Manual (ISM) for Safeguarding Classified Information," December 2, 1985

(b) DoD 5220.22-C, "Carrier Supplement to Industrial Security Manual for Safeguarding Classified Information," April 1970, with Change 1, March 15, 1971

(c) DoD Supplement (DAR) to the FAR (d) DoD Directive 5230.9, "Clearance of DoD Information for Public Release," April 2,

1982 (e) Reserved (f) Reserved (g) Public Law 81-11, Section (?) 63 Statute 7, "Export Control Act of 1949" (h) Public Law 83-665, ? 68 Statute 832, "Mutual Security Act of 1949" (i) Title 22, Code of Federal Regulations, Parts 121-128, the same information is

contained in "International Traffic in Arms Regulation (ITAR)," published as a brochure by the Department of State (j) Reserved (k) Reserved (l) DoD 5400.7-R, "DoD Freedom of Information Act Program," March 24, 1980 (m) DoD 5400.11-R, "Department of Defense Privacy Program, June 9, 1982 (n) Section 1101(a)(22) of title 8, United States Code (U.S.C.) (o) Public Law 83-703, ?11, 68 Statutes 919, 924, "Atomic Energy Act of 1954" (p) Section 1681of title 48, U.S.C. (q) DoD 5220.22-S-1, "COMSEC Supplement to Industrial Security Manual (CSISM) for Safeguarding Classified Information," August 1983 (r) National Disclosure Policy (NDP-1), September 9, 1981 (s) Public Law 91-184, ? 83 Statute 841, "Export Administration Act of 1969" (t) Public Law 9-629, ? 82 Statute 1320 on the Arms Export Control Act (1968) (u) National Communications Security Committee Publication (NCSC-2), "National Policy on Release of Communications Security Information to U.S. Contractors and Other Nongovernmental Sources" (v) Reserved (w) Executive Order 12356, "National Security Information," April 2, 1982 (x) Reserved (y) Joint Regulation AR 55-355, NAVSUP Instruction 4500.70 (Revised), AFM-72-2, MCO P4600.14A, DLAR 4.500.3, "Military Traffic Management Regulation," March 15, 1969 (z) Reserved

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REFERENCES

DoD 5220.22-R, Dec. 4, 1985

(aa) Reserved (bb) Reserved (cc) Reserved (dd) Defense Investigative Service (DIS) Form 1149, "Department of Defense

Transportation Security Agreement," May 1983 (ee) Public Law 81-774, ? 64 Statute 798, "Defense Production Act of 1950" (ff) Public Law 85-536, "Small Business Act" (gg) Federal Acquisition Regulation (FAR) (hh) DoD Instruction 5200.21, "Dissemination of DoD Technical Information,"

September 27, 1979 (ii) Reserved (jj) Reserved (kk) Public Law 82-414, ? 66 Statute 163, "Imigration and Nationality Act of 1952" (ll) DoD Directive 5220.6, "Defense Industrial Personnel Security Clearance Review

Program," August 12, 1985 (mm) DoD Directive 5200.2, "DoD Personnel Security Program," December 20, 1979 (nn) Sections 793, 794, and 798 of title 18, U.S.C. (oo) Director of Central Intelligence Directive No. 1/7," Control and Dissemination of

Intelligence Information," May 4, 1981 (pp) DoD Directive 5210.41, "Security Criteria and Standards for Protecting Nuclear

Weapons," September 12, 1978 (qq) DoD Directive 5210.42, "Nuclear Weapon Personnel Reliability Program," April

23, 1981 (rr) DoD 5200.2-R, "DoD Personnel Security Program," December 20, 1979 (ss) Defense Logistic Agency Manual (DLAM) 5205.1, "Correspondence," March 30,

1981 (tt) Reserved (uu) Reserved (vv) Chapter 37, ? 537 of title 18, U.S.C. (ww) Public Law 81-831, ? 64 Statutes 987, 989, 991, and 992, Chapter 1024,

"Subversive Activities Control Act of 1950" (xx) DoD Instruction 5240.4, "Reporting of Counterintelligence and Criminal

Violations," July 28, 1983 (yy) DoD 5200.1-R, "Information Security Program Regulation," July 12, 1982 (zz) DoD Directive 5100.36, "Defense Scientific and Technical Information Program,"

October 2, 1981 (aaa) Defense Investigative Service (DIS) 31-4-R, "Industrial Security Operating

Regulation (ISOR),"September 4, 1984 (bbb) DoD 5000.12-M, "DoD Directive Manual for Standard Data Elements," December

1981

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REFERENCES

DoD 5220.22-R, Dec. 4, 1985

(ccc) Public Law 77-831, ? 56 Statute 1078, "Federal Reports Act of 1942" (ddd) Public Law 75-583, ? 52 Statute, "Foreign Agent Registration Act of 1938," as

amended in Public Law 77-532, ? 56 Statute 248 (1942) (eee) Joint Chiefs of Staff (JCS) Pub 1, "Department of Defense Dictionary of Military

and Associated Terms,"June 1, 1979 (fff) DoD Directive 5220.22, "DoD Industrial Security Program," December 8, 1980 (ggg) DoD Directive 5205.2, "DoD Operations Security Program," July 7, 1983 (hhh) DoD Instruction 5230.22, April 1, 1982 (iii) U.S. Security Authority for NATO (USSAN) 1-69, North Atlantic Treaty

Organization (NATO) Security Program (Enclosure 2 to DoD Directive 5100.55, "U.S. Security Authority for North Atlantic Treaty Organization Affairs," April 21, 1982) (jjj) DoD Directive 5230.25, "Withholding of Unclassified Technical Data From Public Disclosure," November 6, 1984

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REFERENCES

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