Compliance Manager Free Resume Template



FIRSTNAME I. LASTNAMEfirstname.lastname.2021@Address - City - State - Zip Code(212) 555-1212 ? expert/my-profileCOMPLIANCE MANAGER◇—————————————————————————◇Compliance Mgr ? Senior Mgr., Compliance ? Director, Compliance ? Compliance ConsultantCompliance & Audit ? Consensus Building ? Cross-Functional Collaboration ? Oversight Led Regulatory Testing ? Reduced Risk ? Identified Baseline Requirements ? Drove StrategiesExcellence Award 2018 ? Team Lead Award 2017 ? 3x Employee of the Month ? Promoted EarlyWORK EXPERIENCECompany Name, Inc., New York, NYJan 2015 - presentCompliance ManagerPersonal Banking, Business Banking, Trust & Wealth ManagementProduced x risk-based internal audits of a $xxB financial...Generated x SOX complaint audits of x financial areas...Optimized year-end financial statements for a x% reduction...Increased audit analysis to identify $xxx in underpayments...Reduced cost audit timelines x% by introducing systems...Instigated the building of xx templates and x databases...Maximized internal controls to show a xx% efficiency...Implemented pay application management for a $x.xB...Prior Company, Inc., New York, NYJan 2011 - Jan 2015Compliance ManagerFederally Owned Provider of Navigation, Electricity Generation and Economic DevelopmentExpanded Internal Audit Department from xx to xx...Reduced days in discharged not final billed from xx to x...Optimized procurement resulting in savings of $xM over...Identified $xM short fall in key accounts reserve and...Introduced method to improve reserve calculations xx%...Contributed to conversion to software giving a xx% rise...Awarded x new accounting duties and created x reports...Produced xx compliance strategies and added tax...Prior Company, Inc., New York, NY 2004 - 2011Publicly-Traded Full-Service BankCompliance ManagerJan 2010 - Jan 2011Optimized compliance analysis procedures for a xx%...Created xx compliance risk management reports that...Implemented x new accounting and compliance....Introduced risk aversion strategy leading to a xx%...Senior Compliance Audit SpecialistJan 2004 - Jan 2010Hired to senior position due to strong results in previous companyGenerated xx consolidated federal returns within a x-day...Delivered x audit reports for x Lean Six Sigma projects...Produced x new regulations and reported on upcoming...Streamlined risk management processes for a xx% reduction...Prior Company, Inc., New York, NY Jan 2001 - Jan 2004Compliance Audit SpecialistPackaging Solutions for Medical & Commercial IndustriesContributed to xx% reduction in diversion incidents...Created x non-conformance reports, Batch records...EDUCATIONGrad School University Name, New York, NY 2004Master’s in Precisely Specific DegreeWinner of award, distinction or honorWinner of award, distinction or honorUndergraduate College or University Name, New York, NY2000BS/BA in Precisely Specific DegreeWinner of award, distinction or honorOPTIONAL PERSONAL, AWARDS, TECHNOLOGIES, KEYWORDS◇—————————————————————————◇Excellence Award 2018 ? Team Lead Award 2017 ? 3x Employee of the Month ? CQA certification ? CRCM certification ? CAMS-Audit ? CPA certification ? LogicGate ? MasterControl ? SiteDocs ? Network Configuration Manager ? Quality Management Software ? ZenGRC ? BluePrint OneWorld ? Onspring Compliance Software ? StandardFusion ? HIPAA Compliance Software ? i-Sight ?Contractor Compliance ? VUE Onboarding & Compliance ? RegulatoryOne ? Cellcontrol ? Procipient ? Convercent ? BP Logix Process Director ? Compliance Manager ................
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