Schwab BondSource Fixed Income Report

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SFicxhewdaInbcBoomnedSRoeuprocret Report prepared on October 23, 2015

by Bond Specialist, Retail Sample Report

Contact number: 1-800-626-4600

mple The example is hypothetical and provided for illustrative purposes only. It is not intended to represent a specific investment product. Dividends

and interest are assumed to have been reinvested, and the example does not reflect the effects of taxes or fees. The file only exists as pdf.

a This report and the information contained herein is not intended to be used as the sole basis for investment decisions and it is not a recommendation by Schwab to buy, hold, or sell any specific security or to engage in

any specific strategy unless otherwise expressly stated by a Schwab representative.This report is for informational purposes only. It is not a substitute for and should be distinguished from your account statements at Schwab and other financial institutions. It may include assets that Schwab does not hold on your behalf and which are not included in Schwab's books and records. Schwab has not verified information related to

Sassets held elsewhere, including the existence of SIPC coverage. See the Glossary and Disclosures at the end of this report for more details and important information.

? 2015 Charles Schwab & Co., Inc. (Member SIPC) All rights reserved.

Schwab BondSource?

Table of Contents

Table of Contents

Portfolio Summary Portfolio Breakdown: Total Portfolio Portfolio Breakdown: Municipal Bonds Next 12-Months Estimated Cash Flow Holding Details Glossary Disclosures

Fixed Income Report

Report prepared on October 23, 2015

3 4 13 16 19 22 25

This report is for informational purposes only. It is not a substitute for and should be distinguished from your account statements at Schwab and other financial institutions. It may include assets that Schwab does not hold on your behalf and which are not included in Schwab's books and records. Schwab has not verified information related to assets held elsewhere, including the existence of SIPC coverage. See the Glossary and Disclosures at the end of this report for more details and important information.

? 2015 Charles Schwab & Co., Inc. (Member SIPC) All rights reserved.

Page 2 of 27

Schwab BondSource?

Portfolio Summary

Portfolio Summary

Par Value Market Value Accrued Interest Total Value Estimated Annual Income Number of Positions Average Coupon Average Maturity Average Duration Average Yield to Maturity Average Yield to Call/Worst Average Tax Equivalent Yield Average Credit Rating Average Underlying Rating (Muni Bonds)

$5,000,000.00 $5,296,452.50

$32,603.40 $5,329,055.90

$165,777.50 20

3.320% 6.63 years

6.55 2.090% 2.036% 2.239%

A AA

Fixed Income Report

Report prepared on October 23, 2015

This portfolio includes: Bonds, CDs and Preferreds. Not all metrics in summary table include all security types. See Holdings page, Glossary and Disclosures at the end of this report for details. Tax Equivalent Yield calculation assumes federal tax rate of 35.0% and no state tax deduction.

The information contained in this report may not be a complete listing of your Schwab holdings and may include outside holdings and holdings proposed by you, or Schwab. For a complete listing of your Schwab holdings, please review your most recent account statement(s) or the "Positions" section on .

This report is for informational purposes only. It is not a substitute for and should be distinguished from your account statements at Schwab and other financial institutions. It may include assets that Schwab does not hold on your behalf and which are not included in Schwab's books and records. Schwab has not verified information related to assets held elsewhere, including the existence of SIPC coverage. See the Glossary and Disclosures at the end of this report for more details and important information.

? 2015 Charles Schwab & Co., Inc. (Member SIPC) All rights reserved.

Page 3 of 27

Schwab BondSource?

Portfolio Breakdown: Total Portfolio

Investment Types

Credit Category

Fixed Income Report

Report prepared on October 23, 2015

Type

Market Value ($)

Corporates

$3,184,577.50

Municipals

$1,110,527.50

Treasuries

$253,110.00

CDs

$250,000.00

Agencies

$249,937.50

Preferreds

$248,300.00

Total:

$5,296,452.50

Breakdown includes: Bonds, CDs and Preferreds.

Percentage (%) 60.1% 21.0% 4.8% 4.7% 4.7% 4.7% 100%

Credit Category

Market Value ($)

AAA

$313,772.50

AA

$2,319,627.50

A

$1,047,512.50

BBB

$1,112,430.00

Treasuries

$253,110.00

CDs

$250,000.00

Total:

$5,296,452.50

Breakdown includes: Bonds, CDs and Preferreds.

Percentage (%) 5.9%

43.8% 19.8% 21.0%

4.8% 4.7% 100%

This report is for informational purposes only. It is not a substitute for and should be distinguished from your account statements at Schwab and other financial institutions. It may include assets that Schwab does not hold on your behalf and which are not included in Schwab's books and records. Schwab has not verified information related to assets held elsewhere, including the existence of SIPC coverage. See the Glossary and Disclosures at the end of this report for more details and important information.

? 2015 Charles Schwab & Co., Inc. (Member SIPC) All rights reserved.

Page 4 of 27

Schwab BondSource?

Portfolio Breakdown: Total Portfolio

Call Type

Fixed Income Report

Report prepared on October 23, 2015

Federal Tax Status

Type

Par Value ($)

Percentage (%)

Stated Calls Other Calls

$1,500,000.00 $2,000,000.00

30.0% 40.0%

Non-Callable Total:

$1,500,000.00 $5,000,000.00

30.0% 100%

Breakdown includes: Bonds, CDs and Preferreds.

Stated Calls includes bonds or certificates of deposit (CDs) with a specified call schedule. Other Calls include Extraordinary Calls, Make Whole Calls, Sinking Fund provisions, and other Special Redemptions. Mortgage-backed securities (MBS) are considered non-callable but subject to prepayment. See Glossary for full descriptions.

Type

Market Value ($)

Percentage (%)

Taxable Non-Taxable Total:

$3,405,617.50 $1,890,835.00 $5,296,452.50

64.3% 35.7% 100%

Breakdown includes: Bonds, CDs and Preferreds.

Tax-exempt income may be subject to the Alternative Minimum Tax (AMT). Capital gains are not exempt from federal income tax. Consult a tax advisor regarding your particular tax situation.

This report is for informational purposes only. It is not a substitute for and should be distinguished from your account statements at Schwab and other financial institutions. It may include assets that Schwab does not hold on your behalf and which are not included in Schwab's books and records. Schwab has not verified information related to assets held elsewhere, including the existence of SIPC coverage. See the Glossary and Disclosures at the end of this report for more details and important information.

? 2015 Charles Schwab & Co., Inc. (Member SIPC) All rights reserved.

Page 5 of 27

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