Safety and feasibility of exhaled breath condensate ...

Eur Respir J 2006; 28: 479?485 DOI: 10.1183/09031936.06.00063505 Copyright?ERS Journals Ltd 2006

Safety and feasibility of exhaled breath condensate collection in ventilated infants and children

W.G. Muller*, F. Morini#, S. Eaton#, M. Peters* and A. Jaffe*

ABSTRACT: The aim of this study was to develop a technique for the collection of exhaled breath condensate (EBC) from ventilated children and assess its safety and feasibility. Collection of EBC is used to investigate markers of oxidative stress in the lower airway. No studies have assessed its safety in ventilated children.

An in vitro model was developed by connecting a ventilator to an artificial lung; 14 clinical and ventilatory parameters were measured during EBC collection from ventilated children. Levels of 8isoprostane were measured following collection with and without humidification of the inhaled gas.

Amount of water vapour collected was linearly related to time and to minute ventilation in the in vitro model. EBC collections (n568) were made from ventilated children. In the nonhumidified group, the mean (range) positive end-expiratory pressure increased by 4.1% (2.8?5.5%) and the peak inspiratory flow decreased by 6.1% (11.0?1.3%) during collection. Detectable levels of 8isoprostane were only found in 10 out of 18 nonhumidified EBC samples (median (range) 4.7 pg?mL-1 (0?5.8)).

Collection of exhaled breath condensate from ventilated infants and children is feasible and safe. Discontinuation of humidification is likely to be important in standardising the measurement of inflammatory parameters in exhaled breath condensate collected from ventilated children.

AFFILIATIONS *Portex Anaesthesia, Intensive Therapy and Respiratory Medicine Unit, and #Dept of Paediatric Surgery, Institute of Child Health and Great Ormond Street Hospital for Children National Health Service Trust, London, UK.

CORRESPONDENCE A. Jaffe Portex Respiratory Medicine Group Level 6 Cardiac Wing Great Ormond Street Hospital for Children and Institute of Child Health Great Ormond Street London WC1N 3JH UK Fax: 44 2078298634 E-mail: ajaffe@.uk

KEYWORDS: Exhaled breath condensate, 8-isoprostane, safety, ventilation

Received: May 31 2005 Accepted after revision: April 12 2006

L ung fluid contains many volatile and nonvolatile substances that may provide insight into the pathophysiology and progress of lung diseases [1]. At present, many difficulties are associated with collecting lung fluid, including the invasiveness of the procedure, additional dilution and uncertainty regarding the exact origin of collected fluid [2?5]. Therefore, evaluation of inflammatory markers and markers of oxidative stress in lung fluid currently remains a research tool. The development of noninvasive methods, such as collection of exhaled breath condensate (EBC), may be an important step towards a useful clinical tool to aid in the diagnosis of diseases such as asthma and assess the impact of treatment [6, 7]. To date, most studies of lung fluid in ventilated patients have used bronchoalveolar lavage (BAL) or direct aspiration of lung epithelial lining fluid [8]. These approaches have limited utility due to their invasiveness and potential to cause transient inflammation [9]. A noninvasive tool, which provides an alternative method of measuring markers of inflammation in the airways of

unstable patients, would be particularly useful

for repeated or even continuous measurements.

SUPPORT STATEMENT Research at the Institute of Child

EBC is obtained by cooling exhaled breath and condensing the water vapour in a collecting tube, at temperatures around or below freezing point [10]. It has been widely used to identify markers of airway inflammation and oxidative stress [6]; however, controversies exist regarding the interpretation of these findings [11]. Although increas-

Health and Great Ormond Street Hospital for Children National Health Service Trust (London, UK) benefits from research and development funding from the Department of Health (London, UK). F. Morini receives support from the Eugenio Litta Foundation (Geneva,

ingly used in nonventilated subjects [6], it is Switzerland).

rarely used in ventilated adults [12?16] or

children [17, 18]. This may be due mainly to

technical difficulties. There has been no consist-

ent approach regarding humidification of the

inhaled gas mix during collection of EBC in

ventilated subjects. In some studies, EBC was

collected without humidification, either peri-

operatively [16] or after stopping humidification

[13, 19]. Other investigators continued with

humidification [14, 17]. Furthermore, these stu-

dies have used a variety of collection methods, European Respiratory Journal such as immersing tubing in wet ice [14, 18] or Print ISSN 0903-1936

c

using a commercially available polypropylene Online ISSN 1399-3003

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EBC IN VENTILATED CHILDREN

W.G. MULLER ET AL.

collection tube surrounded by a pre-cooled aluminium sleeve at -20uC. (RTube; Respiratory Research, Inc., Charlottesville, VA, USA) [17]. A standardised approach to EBC collection in children does not exist, but is clearly needed for the interpretation and comparison of results [20]. Safety also plays an important role as collection of EBC becomes widely used. BARALDI et al. [21] demonstrated that EBC collection was safe in nonventilated children with acute asthma, but little is known about the safety of EBC collection in ventilated subjects. MOLONEY et al. [16] described its use in 26 ventilated adults without observing adverse effects. To the present authors' knowledge, there are no published data regarding its safety in ventilated paediatric subjects, and little is also known about the influence of ventilatory parameters on the amount and composition of collected condensate [22?24].

The aims of the present study were to develop a technique for collecting EBC from ventilated infants and children and to assess its safety and feasibility. Various biomarkers of airway inflammation have been measured in EBC [1, 14]. Isoprostanes, such as 8-isoprostane, are prostanoid compounds formed from lipid peroxidation and reflect oxidant stress. In order to further assess the feasibility of collecting EBC from ventilated children, the effect of humidified and nonhumidified EBC on 8isoprostane measurement was assessed.

METHODS

Collection of exhaled breath condensate An EBC collecting device (EcoScreen; Jaeger, Wu? rzburg, Germany) was connected to the expiratory limb of the ventilatory circuit using straight connectors (code 1949/1970; Intersurgical1, Wokingham, UK). In order to make adjustments for the nonstandardised size of the mouthpiece of the EcoScreen (isolation adaptor in/ex valve (No 706343), Jaeger), the connectors were gently heated and moulded to fit. The

a)

Humidifier

Subject

Ventilator b)

Ventilator

Artificial lung Subject

In/ex valve

Pneumotachograph

??

-20?C

FIGURE 1. Ventilatory circuits: a) normal; and b) adapted, with the isolation

adaptor in/ex valve inserted in the expiratory limb and a pneumotachograph inserted at the end of the endotracheal tube to measure flow, pressure and exhaled carbon dioxide. Only the expiratory pathway of the in/ex valve is required in ventilated patients and the gas flow is demonstrated with arrows.

distance from the endotracheal tube was kept as short as possible (,50 cm) in order to reduce the dead space (fig. 1).

In vitro model Previous studies have suggested that 3?4 mL EBC is needed for analysis of inflammatory markers using enzyme immunoassays and mass spectrometry. In order to determine the influence of time and minute ventilation (V'E) on the amount of EBC recovered, an in vitro model was developed. The EcoScreen was attached to a ventilatory circuit with humidification using an artificial lung (Test lung 190; Siemens Medical Solutions, Erlangen, Germany) and a Servo 900C ventilator (Siemens-Elma, Solna, Sweden). Pressure-control settings similar to those used in ventilated children were used: maximal inspiratory pressure (PI,max) 20 cmH2O, peak endexpiratory pressure (PEEP) 4 cmH2O, respiratory frequency 20 breaths?min-1, and inspiratory time 25%, with no gas flow between breaths. Water vapour was collected for 15, 30 and 45 min. Based on the results from this experiment, a 30-min collection time was chosen to determine the influence of V'E on the amount of condensate. For this purpose, a volume-control mode was selected and 1 L?min-1 incremental V'E ranging 1? 10 L?min-1 were delivered over a 30-min collection period. All measurements were made in triplicate and averaged.

Assessment of safety in vivo Subjects Subjects aged 0?18 yrs requiring conventional ventilation were recruited over a 12-month period from the Neonatal and Paediatric Intensive Care Unit of Great Ormond Street Hospital for Children (London, UK). Those subjects who had undergone laryngotracheal surgery were excluded due to the potential increase in upper airway inflammation. Children receiving high-frequency oscillation were also excluded as it was not possible to use identical equipment for collection and monitoring in these patients.

The ethics committee of the Institute of Child Health and Great Ormond Street Hospital for Children National Health Service Trust (London, UK) approved the study. Written consent was obtained by the investigators from the parents or legal guardians of the subjects.

Measurements Respiratory frequency, V'E, inspiratory and expiratory tidal volume (VT), peak inspiratory flow (PIF), peak expiratory flow (PEF), PI,max PEEP and end-tidal carbon dioxide tension were recorded continuously using a CO2SMOPlus! analyser (Novametrix Medical Systems, Wallingford, CT, USA). The CO2SMOPlus! measures flow, pressure and capnography continuously via a disposable fixed-orifice differential-pressure flow sensor connected between the endotracheal tube and the ventilator circuit.

Cardiac frequency, mean blood pressure, arterial oxygen saturation and fraction of inspired oxygen (FI,O2) were also recorded. Intracranial pressure was additionally recorded in those subjects with intracranial pressure monitors following head trauma.

These parameters were recorded for 10 min prior to connection of the EcoScreen, then for 30 min following attachment to the

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Baseline

0

10

Collection/control

20

30

Time min

Baseline

40

50

FIGURE 2. Study protocol for analysis of safety parameters. Exhaled breath

condensate (EBC) was collected for 30 min (start and end indicated by upward vertical arrows). Baseline measurements were recorded for 10 min before and after EBC collection. Downward vertical arrows indicate the 1-min time intervals during which ventilatory and clinical parameters were measured. In the control group, the ventilatory circuit was briefly disconnected at 10 and 40 min (upward vertical arrows).

ventilatory circuit and finally for a further 10 min following disconnection. The data were collected at several time points (fig. 2). Control data, without collecting EBC, were obtained for a further 50 min in the same subjects. During this period, the ventilator tubing was briefly disconnected and reconnected at 10 and 40 min to simulate attachment and removal of the EcoScreen. Subjects were randomised to either EBC collection or disconnection (control) first using a random number generator. In a subgroup of subjects, the measurements were repeated immediately following the humidification study, using a dry circuit in order to assess the impact of dilution from humidification of the inhaled gases (nonhumidified EBC) (fig. 3). The subjects who were studied in the absence of humidification were chosen based on physician assessment of their predicted ability to tolerate collection without humidification.

Detection of 8-isoprostane EBC from 30-min collections at -10uC with humidification of the inhaled gas mix continued (humidified EBC) and nonhumidified EBC were frozen immediately after collection and stored at -80uC. Quantification of 8-isoprostane was performed using a specific enzyme immunoassay kit (Cayman Chemical, Ann Arbor, MI, USA). A sample of sterile water for inhalation

38 subjects

Humidified EBC alone (24 subjects; n=35)

Humidified (n=13) and nonhumidified

(n=16) EBC (12 subjects)

Nonhumidified EBC alone

(2 subjects; n=4)

Control data (13 subjects; n=19)

Control data (12 subjects; n=28)

Control data (2 subjects; n=4)

FIGURE 3. Collections (n568) of exhaled breath condensate (EBC; 48

humidified and 20 nonhumidified) were made from 38 subjects. Some subjects underwent more than one EBC collection. Control data, without collection of EBC, were obtained randomly (51 times) before or after collection of EBC in the same subjects.

Condensate mL

7

6

l

l

l

5

l

4

l

3

l

l

2

l

1

l

l

0 0 1 2 3 4 5 6 7 8 9 10 11 V 'E L?min-1

FIGURE 4. Relationship between minute ventilation (V'E) and amount of

condensate collected. $: water vapour collected using an artificial lung in a ventilatory setting; n: exhaled breath condensate from ventilated subjects. Data were measured in triplicate; vertical bars represent 95% confidence interval. r250.98.

from the humidification reservoir was taken before it entered the ventilatory circuit and used as a control.

Chemical methods

The enzyme immunoassay is based on competition between an 8-isoprostane?acetylcholinesterase conjugate and 8-isoprostane for a limited number of 8-isoprostane-specific rabbit antiserum binding sites. The concentration of 8-isoprostane is determined spectrophotometrically, and is inversely proportional to the amount of free 8-isoprostane in the sample. All samples were analysed in triplicate. The reliable limit of detection of the assay is 3.9 pg?mL-1. All values below this were recorded as zero.

Statistics The 14 clinical and ventilatory parameters were converted to natural logarithms in order to achieve a normal distribution and then multiplied by 100. The difference between two paired transformed values, once multiplied by 100, corresponds closely to the percentage effect, as defined by 100(difference/ mean) [25].

Mean measurements before and after connecting the EcoScreen served as baseline. A paired t-test was used to compare the baseline data before and after collection of EBC and also to compare mean measurements during EBC collection (or control) with baseline measurements. Analysis of all individual measurements, using repeated-measures ANOVA with a post hoc test for linear trend, was also performed to examine any gradual change that may have occurred. The Kruskal? Wallis test was used to analyse the 8-isoprostane results. A pvalue of ,0.05 was regarded as significant.

RESULTS

In vitro

Collection of water vapour in a humidified ventilator circuit

using an artificial lung model showed a linear relation between collection time and amount of collected water vapour (r250.99;

c

p,0.0001; data not shown). The observed PEF in the circuit

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TABLE 1 Characteristics of patients undergoing exhaled breath condensate (EBC) collection with and without humidification

Humidification No humidification Control

TABLE 2 Ventilator and mode of ventilation in all children undergoing exhaled breath condensate collection with and without humidification

Humidification No humidification Control

Subjects n1 Studies n2 Age yrs Weight kg Males/females n1 Lung pathology" n1 (n2)

Pneumonia PPHN Aspiration pneumonia Sepsis-related RF Pneumonitis TOF CDH Asthma CLD Bronchiolitis Tr lung contusion Head trauma n1 (n2)

36# 48 2.4 (0?16.9) 12 (1.7?75) 21/15 25 (36) 5 (8) 3 (3) 6 (11) 2 (6) 2 (2) 2 (3) 1 (1) 3 (4) 3 (8) 2 (3) 1 (2) 6 (7)

14 20 3.5 (0.3?16.9) 15 (4.1?75) 10/4 11 (12) 3 (4) 1 (1) 2 (3) 1 (1) 1 (1) 0 0 1 (1) 2 (3) 1 (1) 1 (2) 5 (6)

27 51 3.5 (0?16.9) 15 (2.0?75) 19/8 21 (41) 4 (11) 2 (4) 8 (16) 1 (3) 1 (2) 1 (2) 0 4 (5) 2 (9) 2 (4) 1 (2) 5 (6)

Data are presented as number of subjects (collections) or as median (range). PPHN: persistent pulmonary hypertension of the newborn; RF: respiratory failure; TOF: tracheo-oesophageal fistula; CDH: congenital diaphragmatic hernia; CLD: chronic lung disease; Tr: traumatic. #: two subjects underwent only EBC collection without humidification; ": some patients exhibited more than one lung pathology.

was 10 L?min-1 and the expiratory VT was 159 mL. Based on this experiment, a collection time of 30 min was then used to determine the influence of V'E on the amount of water vapour collected. Again a linear increase was observed (r250.98; p,0.0001; fig. 4). Blockage of the collection system by ice was only observed for collection times of .2 h in the in vitro model.

In vivo Thirty-eight ventilated subjects (median (range) age 1.5 yrs (0? 16.9 yrs); median (range) weight 10.3 kg (1.7?75 kg)) underwent a total of 68 EBC collections. Collections of EBC were made with humidification of the ventilatory circuit (n548) and with no humidification (n520). Two of the 38 subjects underwent only nonhumidified EBC collection (fig. 3). Control data before or after EBC collection were obtained for 51 EBC collections (27 subjects). Patient characteristics are shown in table 1.

The amount of EBC collected is shown in relation to V'E in figure 4 for the 20 subjects who underwent discontinuation of humidification during sampling. There was a linear relationship between the amount of EBC collected and V'E (r250.96; p,0.0001).

The types of ventilator and modes of ventilation used are summarised in table 2.

The results for each of the 14 parameters measured during the 30 min of EBC collection are shown as percentage changes

Ventilator#

Siemens Servo i

5

Siemens Servo 300/300A

18

Draeger babylog 8000plus

16

SLE 2000

7

Evita 4 Draeger

1

Infant Bear Cub

1

Total

48

Ventilation mode

PRVC

6

SIMV

19

IMV

5

VS

9

PS

1

VC

2

PC

5

BiPAP/ASB

1

Total

48

2

6

12

27

2

10

0

3

4

5

0

0

20

51

5

10

2

11

0

2

8

14

1

4

0

2

0

4

4

4

20

51

PRVC: pressure-regulated volume control; SIMV: synchronised intermittent mandatory ventilation; IMV: intermittent mandatory ventilation; VS: volume support; PS: pressure support; VC: volume control; PC: pressure control; BiPAP/ASB: biphasic positive airway pressure assisted spontaneous breathing. #: manufacturers' details: Siemens ventilators are manufactured by SiemensElma, Solna, Sweden; Draeger ventilators by Dra?gerwerk, Lu?beck, Germany; SLE 2000 by SLE, South Croydon, UK; and Infant Bear Cub by DRE, Louisville, KY, USA.

from baseline in table 3. During the 48 collections of EBC with humidification, there was a significant increase in PEEP and decreases in expiratory VT, PEF and PIF. No other parameters measured during collection of EBC with humidification changed significantly (table 3). The same analysis for the 20 collections with humidification discontinuation during sampling showed a significant increase in PEEP and a reduction in PEF (table 3).

Baseline values measured before and after EcoScreen connection to the ventilatory circuit did not vary significantly. None of the measured parameters changed significantly in the control group.

In order to exclude a gradual change during the 30-min collection period for any of the parameters, all data were analysed for linear trend using repeated-measures ANOVA with a post hoc test for linear trend. No linear trend was observed for any of the parameters analysed.

On two occasions (one EBC collection and one control), the total 50 min of recording was not achieved because the subject became clinically unstable. On both occasions, the accumulated secretions in the airways unrelated to the collection of EBC were thought to have caused the temporary deterioration.

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TABLE 3 Changes in ventilatory and clinical parameters during exhaled breath condensate (EBC) collection with and without humidification

Humidification

No humidification

Change (95% CI) p-value Change (95% CI) p-value

%

%

Subjects n

48

V'E L?s-1

-1.88 (-5.10?1.33)

VT,I mL

-0.3 (-2.84?2.25)

VT,E mL

-4.24 (-7.14? -1.35)

PI,max cmH2O 1.39 (-0.44?3.22)

PEEP cmH2O PEF L?min-1

6.52 (5.18?7.86) -6.6 (-9.64? -3.55)

PIF L?min-1

-5.55 (-9.43? -1.67)

fR breaths?min-1 1.16 (-2.84?5.17)

PET,CO2 kPa fc beats?min-1

1.24 (-0.05?2.54) 0.79 (-0.67?2.26)

mBP mmHg 0.51 (-1.30?2.32)

Sa,O2 %

-0.2 (-0.72?0.31)

FI,O2

1.01 (-0.03?2.04)

ICP cmH2O

2.77 (-3.02?8.56)

0.24 0.82 0.005 0.13 ,0.0001 ,0.0001 0.006 0.56 0.06 0.36 0.57 0.42 0.06 0.18

20 -2.40 (-5.50?0.62) 0.11 -0.97 (-5.60?3.60) 0.66 -0.44 (-5.00?4.00) 0.84 -0.67 (-4.70?3.30) 0.73 4.14 (2.80?5.50) ,0.0001 -6.14 (-11.04? -1.25) 0.02

-0.6 (-4.48?3.30) 0.75 -3.98 (-10.00?2.02) 0.18 0.44 (-1.10?2.00) 0.55 -1.11 (-2.43?0.21) 0.09 -0.72 (-3.50?2.06) 0.59

0.0 (-0.72?0.71) 0.99 -0.24 (-0.59?0.11) 0.27 -8.43 (-26.56?9.70) 0.27

Percentage changes during 30 min of EBC collection are calculated relative to baseline: 100(difference/mean). Baseline values measured before and after EcoScreen connection to the ventilatory circuit did not vary significantly. CI: confidence interval; V'E: minute ventilation; VT,I: inspiratory tidal volume; VT,E: expiratory tidal volume; PI,max: maximal inspiratory pressure; PEEP: positive end-expiratory pressure; PEF: peak expiratory flow; PIF: peak inspiratory flow; fR: respiratory frequency; PET,CO2: end-tidal carbon dioxide tension; fc: cardiac frequency; mBP: mean blood pressure; Sa,O2: arterial oxygen saturation; FI,O2: fraction of inspired oxygen; ICP: intracranial pressure.

Levels of 8-isoprostane in 18 nonhumidified and 44 humidified EBC samples were analysed. No 8-isoprostane could be detected in humidified EBC samples or in the sterile water used for humidification. Levels of 8-isoprostane were above the reliable limit of detection of the assay in 10 out of the 18 nonhumidified samples (median (range) 4.7 pg?mL-1 (0? 5.8 pg?mL-1); p,0.0001; fig. 5).

DISCUSSION The present study has demonstrated that collection of exhaled breath from ventilated infants and children is possible and safe using a commercially available collecting device. Both duration of collection and V'E are important factors influencing the amount of EBC collected. Levels of 8-isoprostane were low and only above the reliable limit of detection of the assay once humidification of the inhaled gas mix was discontinued (fig. 5).

The attachment of a breath condenser resulted in small changes in ventilatory parameters, but this did not result in a change in clinical condition. In the opinion of the present authors, the physiological changes observed, although statistically significant, were not clinically significant, even in the very small babies. This is supported by the fact that all of the clinical parameters measured remained unchanged during the

8-Isoprostane pg?mL-1

9

8

#

7

NS

#

6

l

ll

ll ll

5

ll

l

4

3

2

1

0

l l l l l lll l l l l

Control

llllllllllllllllllllll

Humidified

lll ll l ll

Nonhumidified

FIGURE 5. Levels of 8-isoprostane in exhaled breath condensate from

paediatric subjects are significantly higher with nonhumidified ventilatory circuits (.....: detection limit of assay). Controls used water for inhalation (12 ventilatory circuits). Horizontal bars represent medians. NS: nonsignificant. #: p,0.0001.

observed period. Furthermore, discontinuation of humidification had no additional effect on the ventilatory and clinical parameters. The observed changes in ventilatory parameters most probably reflected a change in airflow characteristics within the tubing. HITKA et al. [18] found that pressures in the expiratory limb of their collection device did not exceed 3 cmH2O in their setting, but, to the present authors' knowledge, no study has assessed the influence of collection device on ventilatory settings.

Collection of EBC requires the connection of a device to the expiratory limb of the ventilatory circuit with the potential of increasing the resistance of the circuit. Indeed, the risk of expiratory flow limitation resulting from ice formation during EBC collection in the circuit has been described [10]. This raises the risk of hyperinflation of a ventilated patient. This was reproduced in an experimental model, and obstruction of the ventilatory system occurred only when collection times exceeded 2 h using the Jaeger EcoScreen. Choosing collection times of ,2 h obviates this problem. Other available exhaled breath collection devices may not be hampered by ice formation, but the present authors suggest that they are tested in an artificial model before being applied in a clinical setting.

There is also a potentially increased risk of accidental extubation during collection of EBC. This is due to the fact that a relatively immobile device is attached close to the endotracheal tube, and sudden movements of an intubated child may lead to dislodgement of the endotracheal tube. Careful attention and optimal positioning of the collecting device, together with secure fixation of the endotracheal tube, are important in minimising the risk. No accidental extubation occurred in the present series.

Although two subjects did not complete the study, this was felt

to be unrelated to the collection of EBC. Both had developed

increased lung secretions and required attention to their airways. This occurred during collection of EBC in one child

c

and during collection of control data in the other. Children in

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