March 2018 Disciplinary Action Report

[Pages:7]DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Program Accountancy

Respondent

Abigail Elaine Jackson, CPA

Location Nashville, TN

Accountancy

Paul William Boyd

Knoxville, TN

Accountancy Alarm Systems Contractors Architects & Engineers

Athletic Commission Auctioneers Beauty Pageants

Burial Services

Burial Services

Burial Services Collections Contractors & Home Improvement, Limited Licensed Electricians, Limited Licensed Plumbers Contractors & Home Improvement, Limited Licensed Electricians, Limited Licensed Plumbers Contractors & Home Improvement, Limited Licensed Electricians, Limited Licensed Plumbers Contractors & Home Improvement, Limited Licensed Electricians, Limited Licensed Plumbers

Susan S. Redmon, CPA NO ACTION TAKEN Charles C. Mason, Jr.

Selmer, TN Dayton, TN

Jonathan Ivey's Cage Fighting Championships NO ACTION TAKEN NO ACTION TAKEN Woodlawn Cemetery of Lafollette, Inc.

Gallatin, TN Lafollette, TN

Davis Funeral Home

Harriman, TN

Weaver Funeral Home and Cremation Services NO ACTION TAKEN

Bristol, TN

Jerry M. Johnson & Associates

Memphis, TN

Tablada's Construction Knoxville, TN

Integrity Investments

Russell Construction Group, Inc.

McDonald, TN Franklin, TN

Violation

Providing attest services without a firm permit, failure to enroll in peer review

Action $1,000 Civil penalty

Date 03/19/2018

Dishonesty, fraud, or gross negligence

in the performance of services

Revocation

03/20/2018

Failure to undergo a peer review

$3,000 Civil penalty plus enrollment in peer review 03/21/2018

Expired Seal

$500 Civil penalty

03/09/2018

Failure to obtain event permit

$250 Civil penalty

03/13/2018

Failed to maintain cemetery grounds Failed to refund excess funds for one preneed funeral contract

Failure to pay additional consumer protection fees for 2015, failure to timely file annual reports

$250 Civil penalty $750 Civil penalty

$250 Civil penalty

03/08/2018 03/08/2018

03/13/2018

Gross negligence Unlicensed activity Unlicensed activity Unlicensed activity

$1,000 Civil penalty $250 Civil penalty $5,000 Civil penalty $1,000 Civil penalty

03/05/2018 03/06/2018 03/07/2018 03/20/2018

Page 1 of 7

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Contractors & Home Improvement, Limited Licensed Electricians, Limited Licensed Plumbers

Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber

Kirk Finnerty

Knoxville, TN

Unlicensed activity

$250 Civil penalty

Susan Gonzalez Futurlistic Barber & Beauty Salon Frank & Doyles

Dana Shelton

Jasper, TN

Jackson, TN Dyersburg, TN

Dyersburg, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Providing services not authorized by license Expired shop license Manager responsibility for expired shop license

Suspension

$500 Civil penalty $100 Civil penalty

$100 Civil penalty

Onuekwuluwa Nwani

Nashville, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Jadonna Phillips Chris Ngoc Nguyen

Memphis, TN New Hope, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Unlicensed activity

Suspension $1,000 Civil penalty

Shasta Faircloth (Miller) Johnson City, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Randii Kelly

Memphis, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Angela Zillig Kay's Kuts

Nail Bar

Heather Deshea Guffy

Bolivar, TN Woodbury, TN

Collierville, TN

South Pittsburg, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 EUxnplicrednssehdoipndliciveindsueals practicing and offering services not authorized by license Manager failure to ensure shop licensure

Suspension $100 Civil penalty

$2,500 Civil penalty

$100 Civil penalty

Curl Up and Dye Khloe Nails

South Pittsburg, TN Mount Juliet, TN

Operating on an expired shop license $100 Civil penalty

Shop offering services not authorized

by shop license

$500 Civil penalty

03/26/2018

03/01/2018 03/01/2018 03/01/2018 03/01/2018

03/01/2018

03/01/2018 03/07/2018

03/08/2018

03/08/2018

03/08/2018 03/09/2018 03/09/2018 03/12/2018 03/12/2018 03/13/2018

Page 2 of 7

Cosmetology & Barber

Cosmetology & Barber Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber

Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber

Cosmetology & Barber Court Reporters Credit Service Businesses

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Misty Bailey

Travonya Nash The Hair Shack II

Cordova, TN

Batesville, MS Selmer, TN

Micah Rene Arnold

Nashville, TN

Refuge Salon and Brow Bar American Nails Vip Nails & Spa

Nashville, TN Nashville, TN Murfreesboro, TN

Christina Moss

Kim Hong Thi Le Rachel Welch

Aithy Cao Nguyen

Cleveland, TN

Ripley, TN Maryville, TN

Jackson, TN

First Class Barber Shop Nashville, TN

Felicia Brown

Chesapeake, VA

Nicole Williams NO ACTION TAKEN NO ACTION TAKEN

Chattanooga, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Operating on an expired shop license $100 Civil penalty

Manager was operating a shop on an

expired license and was allowing an

individual to practice on an expired

cosmetologist license

$100 Civil penalty

Shop was operating on an expired

license and was allowing an individual

to practice on an expired

cosmetologist license

$100 Civil penalty

Expired shop license

$100 Civil penalty

Unlicensed activity

$1,000 Civil penalty

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Providing services not authorized by license Unlicensed activity Practicing on an expired manicurist license Shop was allowing an individual to practice on an expired cosmetologist license

Suspension $500 Civil penalty $1,000 Civil penalty $100 Civil penalty

$100 Civil penalty

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Page 3 of 7

03/15/2018

03/15/2018 03/16/2018

03/16/2018

03/16/2018 03/18/2018 03/20/2018

03/22/2018 03/22/2018 03/26/2018 03/26/2018

03/27/2018

03/29/2018

03/29/2018

Debt Management

Funeral Directors & Embalmers

Funeral Directors & Embalmers

Funeral Directors & Embalmers

Funeral Directors & Embalmers Geologists Home Inspectors Land Surveyors Locksmiths Motor Vehicle Motor Vehicle

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

NO ACTION TAKEN

Unity Memorial Funeral

Home, LLC

Fayetteville, TN

Jeffers Funeral and Cremation Service

Greeneville, TN

Using the names of unlicensed persons

in advertisements to give or tend to

give the impression that they are

licensed to practice funeral directing.

Designating a manager funeral director

who serves as a manager for another

funeral establishment

$250 Civil penalty

Engaging in misleading or deceptive practices, misrepresentation or fraud in the conduct of the business of the funeral establishment, false or misleading advertising

$750 Civil penalty

03/06/2018 03/06/2018

Saddler Funeral Home and

Crematory Services

Lebanon, TN

Boyd Funeral Home NO ACTION TAKEN Shawn Davis NO ACTION TAKEN NO ACTION TAKEN

Ridley Auto Sales Tracy Lynn Blevins

Ashland City, TN Nashville, TN

White Pine, TN Seymour, TN

Failure to keep funeral establishment

clean and in a good state of repair.

Failure to treat members of the public

in a respectful manner. Aiding or

abetting an unlicensed person to

$1,000 Civil penalty plus

practice within the funeral profession $703.25 costs

Funeral establishment allowed its funeral director to continue manage the establishment and to engage in funeral directing with an expired funeral director's license

$250 Civil penalty

Unlicensed activity

$1,000 Civil penalty

03/13/2018

03/19/2018 03/06/2018

Engaging in false, fraudulent, or deceptive practice(s) Unlicensed activity

$5,000 Civil penalty $5,000 Civil penalty

03/14/2018 03/06/2018

Page 4 of 7

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Motor Vehicle Motor Vehicle

Motor Vehicle Motor Vehicle

Motor Vehicle Private Investigations & Polygraph Private Probation Services

Private Protective Services

Private Protective Services Private Protective Services

Private Protective Services

Private Protective Services

Private Protective Services

Private Protective Services

Hertz Car Sales & Rental Hendersonville, TN

Upgrade Auto Sales

Memphis, TN

Engaging in false, fraudulent, or

deceptive practice(s) and failure to use

conditional delivery agreement form $1,000 Civil penalty

Engaging in false, fraudulent, or

deceptive practice

$3,000 Civil penalty

Clinton Highway Auto Sales Volunteer Motors & Trailer Sales, LLC

Knoxville, TN Nashville, TN

Failure to have a valid business license

and possession of open titles

$500 Civil penalty

Possession of open titles

$4,000 Civil penalty

William Slone NO ACTION TAKEN NO ACTION TAKEN

Menomonie, WI

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Kim Dixon

Memphis, TN

John Henry Parks Derelle Roshell d/b/a GForce Security

LaVergne, TN Nashville, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Engaged in dishonorable, unethical or unprofessional conduct of a character likely to deceive, defraud, or harm the

public

$2,000 Civil penalty

Unlicensed activity

$1,000 Civil penalty

Dawnicia Bailey

Memphis, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Joshua Howard

La Follette, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Jeffrey Reece

Chattanooga, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

Jodee Derra

Antioch, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

3/13/2018 03/13/2018 03/20/2018 03/15/2018 03/02/2018

03/01/2018

03/02/2018 03/05/2018 03/15/2018 03/15/2018 03/15/2018 03/22/2018

Page 5 of 7

Private Protective Services

Private Protective Services

Private Protective Services

Private Protective Services

Private Protective Services

Real Estate Appraisers

Real Estate Appraisers

Real Estate Appraisers Real Estate Commission Real Estate Commission Real Estate Commission Real Estate Commission Real Estate Commission Real Estate Commission

Real Estate Commission

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Anthony Jones

Memphis, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

03/22/2018

Jarrell McBride

Memphis, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

03/22/2018

Sandra London (Palmer) Walls. MS

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

03/22/2018

Barry Worthy

Nashville, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706 Suspension

03/22/2018

Barry Worthy

Keri T. Ford

Terrell H. Smith

Jeff Scott Clipse Samuel "Sam" Mitchell Kathryn G. Oakes Rite Choice Property

Nashville, TN

Hendersonville, TN

Bartlett, TN

Kingsport, TN Cordova, TN Telford, TN Greeneville, TN

Failure to comply with T.C.A. ?56-1109, ?56-1-312, or T.C.A. ? 36-5-706

USPAP Violations

USPAP Violations

USPAP Violations Failure to ensure Affiliate Broker maintained E&O insurance Failure to respond to complaint Unlicensed activity

Suspension

03/22/2018

$2,000 Civil penalty plus 15

hrs of Residential Report

Writing and 15 hrs of

Income Approach

03/07/2018

$500 Civil penalty plus 7 hrs

Sales Comparison Approach

and 7 hrs Highest and Best

Use

03/12/2018

14 hrs Report Writing and 7

hrs Sales Comparison

Approach

03/23/2018

$1,000 Civil penalty $500 Civil penalty $3,000 Civil penalty

03/01/2018 03/01/2018 03/06/2018

Neely Hill Crombie Andra Laneir Smith Helen Jackson

Mount Juliet, TN Cordova, TN Memphis, TN

Vacation Rental Pros Prop.

Management d/b/a

Jackson Mountain

Sevierville, TN

Failure to provide a copy of contract $1,000 Civil penalty

Unlicensed activity

$1,000 Civil penalty

Failure to respond to complaint

$1,000 Civil penalty

Failing within a reasonable time, to

account for or to remit any moneys

coming into possession that belong to $1,000 Civil penalty plus

others

$200 costs

03/07/2018 03/08/2018 03/08/2018

03/08/2018

Page 6 of 7

Real Estate Commission Real Estate Commission Real Estate Commission Real Estate Commission Real Estate Commission

Real Estate Commission Scrap Metals Soil Scientists

DISCIPLINARY ACTION REPORT

Kevin.Walters@ 615-253-8941

Jeff B. Grebe

Knoxville, TN

Melanie Myers Pigeon River Cabin Management Company

Germantown, TN Seymour, TN

David C. Osterman

Lenoir City, TN

Suzanne Schreier

Crossville, TN

Venture Resorts Inc. d/b/a Cabins of Pigeon Forge Columbia, TN

Braddam Recycling NO ACTION TAKEN

Crossville, TN

Failure to respond to complaint Failure to ensure Affiliate Broker maintained E&O insurance

$1,000 Civil penalty $1,000 Civil penalty

03/08/2018 03/09/2018

Unlicensed activity Failure to supervise, advertising violation Failure to be loyal to the interests of the client, advertising violation

Substantial and willful misrepresentation, failing to account for or to remit any moneys coming into the licensee's possession that belong others, and earned commissions due to the owner not disbursed monthly Failure to keep proper records of transactions.

$6,000 Civil penalty $2,000 Civil penalty plus 4 hrs Contracts $2,000 Civil penalty plus 4 hrs Contracts

$1,500 Civil penalty $1,000 Civil penalty

03/14/2018 03/15/2018 03/21/2018

03/21/2018 03/15/2018

Page 7 of 7

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