SECURITIES AND EXCHANGE BOARD OF INDIA Recruitment …

[Pages:26]SECURITIES AND EXCHANGE BOARD OF INDIA

Recruitment of Officer Grade A (Assistant Manager) General Stream, Legal Stream, Information Technology Stream, Engineering Stream, Research

Stream and Official Language Stream 2020

Securities and Exchange Board of India (SEBI), is a statutory regulatory body established by an Act of Parliament, to protect the interests of investors in securities, to promote the development of and to regulate the securities market.

IMPORTANT DATES TO REMEMBER

Activity

Important Dates (SEBI reserves the right to make any change in these dates)

On-Line Application and Payment of fee On-Line

March 07, 2020 to March 23, 2020

Availability of Call Letters on SEBI website (for On-Line Examinations)

Will be intimated by email/SMS

Phase I On-Line Examination

April 12, 2020

Phase II On-Line Examination*

May 03, 2020

Phase III Interview

Dates will be intimated

* Paper ? 2 of Phase II for Information Technology Stream shall be held separately, the details of which

shall be available on SEBI website (.in) in due course.

Applicants desirous of securing job at SEBI are hereby cautioned not to fall prey to any unscrupulous elements who may try to deceive candidates/public by false promises of securing jobs in SEBI. In case any candidate comes across such offer/ practice, the same may be immediately brought to the notice of SEBI at recruitment@.in, with full details, such as name and contact details, of the elements indulging in such practice.

I. SEBI invites applications from Indian citizens for the post of Officer Grade A (Assistant Manager) for the General Stream, Legal Stream, Information Technology Stream, Engineering Stream, Research Stream and Official Language Stream. SEBI reserves the right to fill up the posts or not to fill up the posts at all.

Stream

Number of posts

Out of which Educational Qualification

UR

OBC @

SC

ST

EWS $

Total

PwBD**

1 (Autism/ Master's Degree in any

intellectual discipline, Bachelors' Degree

disability/

in Law, Bachelors' Degree in

specific learning Engineering from a

disability/mental recognized university, CA /

illness) *

CFA / CS / Cost Accountant.

1 (D & HH)

General

32

22

12

6

8

80

1 (B & LV)

2 (Autism/ intellectual disability/ specific learning disability/mental

illness)

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Stream Legal

Number of posts

Out of which Educational Qualification

UR

OBC @

SC

ST

EWS $

Total

PwBD**

Bachelor's Degree in Law

4*

2*

NA 6*

from a recognized University / Institute.

12

1 (B & LV)*

2

1 (B & LV)

8

4

2

28

Information Technology

8

Engineering (Civil)

0

Engineering (Electrical)

2

Bachelor's Degree in

Engineering (Electrical /

3*

1* 1* NA 5*

Electronics / Electronics And Communication / Information

Technology / Computer

1 (D & HH)* Science) OR Masters in

1 (LV)*

Computers Application OR

Bachelor's Degree in any

discipline with a post

5

2

1

1

17

graduate

qualification

(minimum 2 years duration)

in Computers / Information

Technology.

Bachelor's Degree in Civil

0

1*

0 NA 1*

1 (D & HH)*

Engineering from a recognized University /

Institute.

Bachelor's Degree in

1*

NA 1*

Electrical Engineering from a

1 (D & HH)* recognized University /

1

0

Institute.

0

0

3

Master's Degree in Statistics

1* NA 1*

/ Economics / Commerce /

Research

3

1

0

1 (D & HH)

Business Administration (Finance) / Econometrics

0

0

4

from a recognized University

/ Institute.

Master's Degree in Hindi with

English as one of the

subjects at Bachelor's

Degree level or Master's

Official Language

1

0

0

0

0

1

1 (HH)*

Degree in Sanskrit / English / Economics / Commerce with

Hindi as a subject at

Bachelor's Degree level from

a recognized University /

Institute.

* Indicates backlog vacancies.

@ Candidates belonging to OBC category but coming in the 'Creamy Layer' are not entitled to OBC reservation.

$ Reservations for Economically Weaker Sections (EWSs) in recruitment is governed by Office Memorandum

No.36039/1/2019-Estt(Res) dated 31.01.2019 of Department of Personnel & Training, Ministry of Personnel, Public

Grievances & Pensions, Government of India.

Disclaimer: "EWSs vacancies are tentative and subject to further directives of Government of India and outcome of any litigation. The appointment is provisional and is subject to the Income & Asset certificate being verified through proper channels". Benefit of

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reservation under EWSs category can be availed upon production of an `Income and Asset Certificate' for Financial Year 2018-19 issued by a Competent Authority on the format prescribed by Government of India.

Note 1: A Post Graduate Diploma in any discipline will be acceptable as educational requirement for General stream and a Post Graduate Diploma in Statistics / Economics / Commerce / Business Administration (Finance) / Econometrics will be acceptable as educational requirement for Research Stream, provided the same is recognized as equivalent to a Master' Degree in that discipline by Govt. of India. The onus to provide necessary document in this regard shall be on the candidates.

Note 2: Candidates are permitted to apply for maximum of 2 streams only for which he/she is eligible to apply, as per their educational qualifications. Separate on-line application for each stream will have to be submitted and requisite fees is to be paid for each application. In case a candidate applies more than once in a Single Stream and/ or applies for more than 2 Streams, only the latest applications shall be considered valid and the other applications shall be rejected. The officers recruited in any stream may be posted to any department of SEBI, irrespective of their streams.

Candidates who have appeared for the final examinations and waiting for the results are eligible to appear for the Phase I, Phase II and Phase III of selection process. However, the offer to join SEBI to the selected candidates shall be subject to production of necessary documents evidencing successfully obtaining the requisite qualification.

The date of passing eligibility examination will be the date appearing on the mark sheet or provisional certificate issued by the University/ Institute. In case the result of a particular examination is posted on the website of the University/ Institute, a certificate issued by the appropriate authority of the University/ Institute indicating the date on which the result was posted on the website will be taken as the date of passing.

** Persons with Benchmark Disabilities (PwBD):

a. The specified disabilities are:

i. Blindness and Low Vision, ii. Deaf and Hard of Hearing, iii. Locomotor Disability including cerebral palsy, leprosy cured, dwarfism, acid attack victims and

muscular dystrophy, iv. Autism, intellectual disability, specific learning disability and mental illness, v. Multiple disabilities and vi. Other disabilities (as per Rights of Persons With Disabilities Act, 2016)

b. The PwBD candidates may belong to any category (i.e. GEN/ SC/ ST/ OBC/ EWSs) and they will be eligible for age relaxations. Reservation for PwBD is horizontal and within the overall vacancies for the posts.

c. PwBD means a person with not less than forty per cent of a specified benchmark disability where specified disability has not been defined in measurable terms and are eligible to apply in the GEN/ SC/ ST/ OBC/ EWSs category. They will be eligible for concession in application fee.

Age Limit (as on 29/02/2020):

a. A candidate must not have exceeded the age of 30 years as on February 29, 2020 i.e., candidate must have been born on or after March 01, 1990.

b. The upper age-limit prescribed above will be relaxable: i. up to a maximum of five years for candidates belonging to a Scheduled Caste or a Scheduled Tribe if the posts are reserved for them; ii. up to a maximum of three years in the case of candidates belonging to Other Backward Classes who are eligible to avail of reservation applicable to such candidates if the posts are reserved for them;

c. Only those candidates belonging to 'Non Creamy Layer' are eligible to apply under OBC Category. The OBC candidates who belong to 'Creamy Layer' are not entitled to apply under OBC Category. Candidates belonging to OBC category but coming in the 'Creamy Layer' are not entitled to OBC reservation. They should indicate their category as `Unreserved'. Candidates belonging to the OBC

Page 3 of 26

(NCL) category should have OBC (NCL) certificate issued on or after March 01, 2019 but earlier than the due date (closing date) of the application. d. Relaxation of 10 (ten) years for PwBD candidates shall be applicable whether the post is reserved or not. Relaxation of 13 (thirteen) years for PwBD (OBC) candidates where vacancies are reserved for OBC candidates. Relaxation of 15 (fifteen) years for PwBD (SC/ST) candidates where vacancies are reserved for SC/ST candidates. e. Relaxation of 5 (five) years for Ex-servicemen. Ex-servicemen include Emergency Commissioned Officers/Short Service Commissioned Officers, who have rendered at least five years continuous Military Service and have been released a) on completion of assignment (including those whose assignment is due to be completed within one year from February 29, 2020) otherwise than by way of dismissal or discharge on account of misconduct or inefficiency or b) on account of physical disability physical disability attributable to Military Service or c) on invalidment. Emergency Commissioned Officers/Short Service Commissioned Officers who have completed their initial period of assignment of five years of Military Service but whose assignment has been extended beyond five years and in whose case the Ministry of Defence issues certificates that they would be released on selection within three months from the date of receipt of offer of appointment. f. Candidates belonging to the Scheduled Castes and the Scheduled Tribes and the Other Backward Classes who are also covered under the category of Persons with Benchmark Disabilities and Exservicemen will be eligible for grant of cumulative age-relaxation.

Where there is no vacancy reserved for OBC/SC/ST category candidates, such candidates can still apply. However, they will not be eligible for any relaxations. SC/ ST candidates are exempt from payment of application fee even in such case but will have to pay specified intimation charges. OBC/ PwBD candidates should possess a latest certificate to this effect issued by the Competent Authority in the prescribed Format (formats are available on the SEBI website).

II. MODE OF SELECTION: Mode of selection shall be a three stage process i.e. Phase I (on-line screening examination consisting of two papers of 100 marks each), Phase II (on-line examination consisting of two papers of 100 marks each) and Phase III (Interview).

a. Phase I On-Line Examination:

An online screening examination consisting of two papers (Multiple Choice questions of 100 marks each) will be held on April 12, 2020. The exam will consist of:

Paper

Streams/ Subjects

Paper 1

All Streams: Multiple choice questions on the

subjects viz. General Awareness (including some

questions related to Financial Sector of easy to

moderate difficulty level), English Language,

Quantitative Aptitude and Test of Reasoning.

General Stream: Multiple choice questions on

subjects Commerce, Accountancy, Management,

Finance, Costing, Companies Act and Economics.

Legal, Information Technology, Engineering

Stream (Civil & Electrical), Official Language

Paper 2

stream: Multiple choice questions on Specialized

subject related to stream.

Research Stream:- Multiple choice questions on

subjects Economics, Econometrics, Statistics,

Finance and Commerce.

Aggregate Cut off

Maximum Marks 100

100

100

Duration Cut off 60 minutes 30%

40 minutes 40% 40 minutes 40%

40%

i. There shall be negative marking (1/4th of marks assigned to the question) for the Paper 1 and Paper 2 in Phase I.

ii. There shall be a cut-off of minimum 30% for Paper 1 (no sectional cut-off shall be there) and a cut-off of minimum 40% for Paper 2 in Phase I.

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iii. Candidates would need to secure separate cut-off in each paper as mentioned at (ii) above as well as aggregate cut-off marks of 40% in Phase I exam to be shortlisted for Phase II. Marks obtained in Phase I shall be used only for shortlisting the candidates for Phase II examination process and will not be counted for final selection of the candidates.

iv. Subject to the criteria mentioned at (iii) above, all the candidates who clear Phase I shall be shortlisted for Phase II. List of candidates shortlisted for Phase II will be made available on SEBI website.

Syllabus for the papers in Phase I is available in the Annexure to this advertisement.

b. Phase II On-Line Examination:

An on-line examination consisting of two papers of 100 marks each will be held on May 03, 2020. The papers shall be as follows:

Paper

Maximum Duration Cut off Weigh

Marks

tage

Paper 1

All streams: English (Descriptive Test) to

100

60

30%

1/3rd

test the drafting skills

minutes

General Stream: Multiple choice questions on

subjects

Commerce,

Accountancy,

100

40

40%

2/3rd

Management, Finance, Costing, Companies

minutes

Act and Economics.

Legal, Engineering Stream (Civil &

Paper 2

Electrical) and Official Language stream:

Multiple choice questions on Specialized

100

40

40%

2/3rd

subject related to stream.

minutes

Research Stream:- Multiple choice questions

on subjects Economics, Econometrics,

Statistics, Finance and Commerce.

Aggregate Cut off

40%

Note:- The details with respect to Paper ? 2 of Phase II for Information Technology Stream shall be made

available on SEBI website (.in) in due course.

i. Candidates shortlisted for Phase II will be issued new Hall Tickets. ii. For candidates who have applied in multiple streams, Paper II will be conducted in various shifts, the

timings of which will be intimated in the Hall Ticket. iii. There shall be negative marking (1/4th of marks assigned to the question) for Paper 2 in Phase II

(except IT stream for which details shall be informed in due course). iv. There shall be a cut-off of minimum 30% for Paper 1 and a cut-off of minimum 40% for Paper 2 in

Phase II. v. Candidates would need to secure separate cut-off in each paper as mentioned at (iv) above as well as

aggregate cut-off marks of 40% in Phase II exam (weightage of 1/3rd for Paper 1 and 2/3rd for Paper 2) to be shortlisted for Phase III. vi. Subject to the criteria mentioned at (v) above, candidates equaling 3 times the number of vacancies shall be shortlisted, in order of merit, for Phase III i.e. the Interview. List of candidates shortlisted for Interview will be made available on SEBI website.

Note: All question papers (in both the Phases, except the test of English) will be set bilingually in Hindi and English.

Syllabus for the papers in Phase II is available in the Annexure to this advertisement.

c. Interview: Only the shortlisted candidates will be called for interview. Application fee shall not be refunded to the candidates not shortlisted for Phase II and Interview. Candidate may opt for interview either in Hindi or English. Weightage of marks obtained in Phase II will be 85%, while marks obtained in interview shall be given a weightage of 15%.

SEBI reserves the right to modify the selection procedure, if deemed fit.

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III. SERVICE CONDITIONS/ PAY AND ALLOWANCES:

a. Probation: The successful candidates recruited for the post of Officer Grade `A' shall undergo probation of two years. The candidates shall be confirmed in the services of SEBI subject to their satisfactory performance during the probation period.

b. Pay: The pay scale of officers in Grade A is Rs. 28150-1550(4)-34350-1750(7)-46600-EB-1750(4)-536002000(1)-55600 (17 years).

Presently, the gross emolument including SEBI's Contribution towards National Pension Scheme (NPS), Grade Allowance, Special Allowance, Dearness Allowance, Family Allowance, Local Allowance etc. at Mumbai at the minimum of this scale is approx. Rs. 1,07,000/- p.m. without accommodation and Rs. 73,000/- p.m. with accommodation.

c. Benefits: Other benefits viz., Leave Fare Concession, Medical Expenses, Eye Refraction, Education Allowance, Financial Dailies, Book Grant, Briefcase, Conveyance Expenses, House Cleaning Allowance, Staff Furnishing Scheme, Scheme for Purchasing Computers, Subsidized Lunch Facility and all other benefits as admissible to an Officer in Grade A in SEBI.

d. Accommodation: Residential accommodation would be provided subject to availability.

d. Posting: The incumbent may be posted and transferred to any location in India where SEBI has its Offices. The recruited officers may be posted to any department of SEBI, irrespective of stream.

IV. EXAMINATION CENTRES:

a. The Phase I on-Line examination will be held at the following centres:

State/UT Andhra Pradesh

Centre

Vijayawada, Visakhapatnam,

Kurnool,

Rajahmundry,

Guntur

State/UT

Madhya Pradesh

Arunachal Pradesh Assam

Bihar Chandigarh Chhattisgarh Dadra and Nagar Haveli & Daman and Diu

Naharlagun

Guwahati, Dibrugarh

Patna,

Muzzafarpur,

Bhagalpur

Chandigarh - Mohali

Raipur, Bhilai, Bilaspur (CG)

Surat

Maharashtra Manipur

Meghalaya Mizoram Nagaland Odisha

Puducherry

Delhi

Delhi NCR

Punjab

Goa

Gujarat

Haryana

Himachal Pradesh

Jammu

and

Kashmir

Jharkhand

Panaji Ahmedabad - Gandhi Nagar, Rajkot, Surat, Vadodara Faridabad, Ambala, Yamuna Nagar, Gurugram Shimla, Hamirpur

Srinagar, Jammu Dhanbad, Jamshedpur

Ranchi,

Rajasthan Sikkim Tamil Nadu Telangana Tripura Uttarakhand

Centre

Bhopal, Gwalior, Indore, Jabalpur

Aurangabad(MH),

Amaravati,

Kolhapur, Nanded, Mumbai/ Navi

Mumbai/Thane, Palghar, Nagpur,

Nashik, Pune

Imphal

Shillong Aizwal Kohima Bhubaneshwar, Cuttak, Rourkela

Pondicherry Amritsar, Ludhiana, Jalandhar, Bhatinda, Patiala Jaipur, Jodhpur, Kota, Ajmer, Udaipur

Gangtok Chennai, Coimbatore, Thiruchirapalli, Salem Hyderabad, Warangal

Madurai,

Agartala

Dehradun, Haldwani, Roorkee

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State/UT

Karnataka Kerala Ladakh

Centre

State/UT

Bangalore, Belgavi, Mysore, Hubli - Dharwad, Gulbarga Thiruvananthapuram, Cochin, Kozhikode Leh

Uttar Pradesh West Bengal

Centre Agra, Prayagraj, Ghaziabad, Kanpur, Lucknow, Meerut, Varanasi, Gorkhapur, Moradabad

Kolkata, Asansol, Siliguri, Hooghly

b. The Phase II on-Line examination will be held at the following centres:

Ahmedabad/ Gandhinagar Agartala Aurangabad (MH) Bengaluru Bhubaneswar Chandigarh/ Mohali Chennai Coimbatore Dehradun

Guwahati

Haldwani Hubli - Dharwad

Hyderabad/ Rangareddy Indore Jaipur Kanpur Kochi/ Ernakulam Kolkata/ Greater Kolkata Lucknow Madurai Meerut Mumbai/Greater Mumbai/Navi Mumbai/Thane Muzzafarpur Nagpur

Nasik New Delhi-NCR Panaji Patna Prayagraj Pune Raipur Ranchi Siliguri

Surat

Vijayawada Vishakhapatnam

Candidates can provide their preference of upto three centers for Phase I and one center for Phase II in the online application. Choice of Centre by candidates for Phase I and Phase II Examinations can be different and must be indicated in the online application. Candidates will appear for the examination at an Examination Centre at their own risks and expenses. SEBI does not make any arrangements for boarding/lodging of candidates. SEBI will not be responsible for any injury or losses etc. of any nature during the course of Examination.

NB: Notwithstanding the aforesaid provision, SEBI reserves the right to change the Centres at its discretion. All the Examination Centres will cater to examination for Low Vision Candidates in their respective centres. Candidates admitted to the examination will be informed of the time table and place or places of examination. The candidates should note that no request for change of centre will be entertained.

c. The venue for the Interview will be intimated to the shortlisted candidates in their interview call letters.

V. APPLICATION FEE (NON-REFUNDABLE)

Category of Applicant Unreserved/OBC/EWSs

Amount of Fee (Non-refundable)

Rs. 1000/- as application fee cum intimation charges

SC/ ST/ PwBD

Rs. 100/- as intimation charges

Separate on-line application for each stream will have to be made with requisite fee for each application to be paid as well.

VI. NOTE FOR PERSONS WITH BENCHMARK DISABILITIES:

Definition of Person with Benchmark Disabilities

Reservation has been provided to Persons with Benchmark Disabilities as per Section 34 of "Rights of Persons With Disabilities Act, 2016". The disabilities specified in the Schedule of Rights of Persons With Disabilities Act, 2016 are as below:

Page 7 of 26

1. Physical Disability:

A. Locomotor disability (a person's inability to execute distinctive activities associated with movement of self and objects resulting from affliction of musculoskeletal or nervous system or both), including:

(a) "leprosy cured person" means a person who has been cured of leprosy but is suffering from:

(i) loss of sensation in hands or feet as well as loss of sensation and paresis in the eye and eye-lid but with no manifest deformity;

(ii) manifest deformity and paresis but having sufficient mobility in their hands and feet to enable them to engage in normal economic activity;

(iii) extreme physical deformity as well as advanced age which prevents him/her from undertaking any gainful occupation, and the expression "leprosy cured" shall construed accordingly;

(b) "cerebral palsy" means a Group of non-progressive neurological condition affecting body movements and muscle coordination, caused by damage to one or more specific areas of the brain, usually occurring before, during or shortly after birth;

(c) "dwarfism" means a medical or genetic condition resulting in an adult height of 4 feet 10 inches (147 centimeters) or less;

(d) "muscular dystrophy" means a group of hereditary genetic muscle disease that weakens the muscles that move the human body and persons with multiple dystrophy have incorrect and missing information in their genes, which prevents them from making the proteins they need for healthy muscles. It is characterised by progressive skeletal muscle weakness, defects in muscle proteins, and the death of muscle cells and tissue;

(e) "acid attack victims" means a person disfigured due to violent assaults by throwing of acid or similar corrosive substance.

B. Visual impairment:

(a) "blindness" means a condition where a person has any of the following conditions, after best correction:

(i) total absence of sight; or (ii) visual acuity less than 3/60 or less than 10/200 (Snellen) in the better eye with best possible correction;

or (iii) limitation of the field of vision subtending an angle of less than 10 degree.

(b) "low-vision" means a condition where a person has any of the following conditons, namely:

(i) visual acuity not exceeding 6/18 or less than 20/60 upto 3/60 or upto 10/200 (Snellen) in the better eye with best possible corrections; or

(ii) limitation of the field of vision subtending an angle of less than 40 degree up to 10 degree.

C. Hearing impairment:

(a) "deaf" means persons having 70 DB hearing loss in speech frequencies in both ears;

(b) "hard of hearing" means person having 60 DB to 70 DB hearing loss in speech frequencies in both ears;

D. "speech and language disability" means a permanent disability arising out of conditions such as laryngectomy or aphasia affecting one or more components of speech and language due to organic or neurological causes.

2. Intellectual disability, a condition characterised by significant limitation both in intellectual functioning (rasoning, learning, problem solving) and in adaptive behavior which covers a range of every day, social and practical skills, including:

(a) "specific learning disabilities" means a heterogeneous group of conditions wherein there is a deficit in processing language, spoken or written, that may manifest itself as a difficulty to comprehend, speak,

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