NYSE IPO Guide

NYSE IPO Guide

Third Edition

NYSE IPO Guide

Third Edition

ipo

Publisher

Timothy Dempsey

Project Manager

Brian Clarin

Consulting Editor

Michael Harris, Global Head of Capital Markets,

NYSE Group

NYSE IPO Guide, Third Edition Update,

is published by

Caxton Business & Legal, Inc.

777 Brickell Avenue #500-9311

Miami, FL 33131

Phone: +1 312 361 0821

Email: tjd@

Web:

ISBN: 978-0-9964982-5-8

Copyright in individual sections rests with the copublishers. No photocopying: copyright licenses

do not apply.

DISCLAIMER

The NYSE IPO Guide, Third Edition (the ¡°Guide¡±),

contains summary information about legal and

regulatory aspects of the IPO process and is

current as of August 2023. The Guide should

not be relied upon as a substitute for specific

legal or financial advice from a professional.

Although efforts have been made to ensure

that the information herein is correct, the Guide

may contain errors or omissions, and the NYSE,

the publishers, and the contributing authors

disclaim any responsibility for, or duty to update or

correct, any such errors or omissions. The views

expressed in the Guide are those of the authors

alone.

NYSE IPO Guide

Third Edition

ipo

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In order to avoid copyright disputes, this page is only a partial summary.

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