Emory University and Emory Healthcare Investment Option ...
Emory University and Emory Healthcare Investment Option Additions - Compensation and Fee Addendum
This Addendum, generated on Thursday, March 05, 2020, contains information regarding investment option(s) that the plan's named fiduciary is considering directing Fidelity to add to the plan's line-up including information required to be provided under the Employee Retirement Income Security Act of 1974 (ERISA) Section 408(b)(2) regulation. Please ensure that this Addendum is reviewed by the Plan's responsible fiduciary before the investment option(s) listed below is added to the plan.
Please note that other fees may apply if the investment option(s) is added to the plan, in which case information related to such fees will be provided separately. If you have any questions regarding this information, please contact your Fidelity representative.
A. Investment Option Fees Attributable to Recordkeeping
Investment Option name Prudential Guaranteed Income Fund Fidelity? Contrafund? K6 Goldman Sachs Small Cap Value Fund Class R6 Harbor Capital Appreciation Fund Retirement Class John Hancock Funds Disciplined Value Fund Class R6 JPMorgan Mid Cap Value Fund Class R6 Loomis Sayles Small Cap Growth Fund Class N MFS Mid Cap Growth Fund Class R6 PGIM Total Return Bond Fund -Class R6 American Funds EuroPacific Growth Fund? Class R-6 Vanguard Total Bond Market Index Fund Institutional Shares Vanguard FTSE Social Index Fund Admiral Vanguard Real Estate Index Fund Admiral Shares Vanguard Institutional Index Fund Institutional Plus Shares Vanguard Institutional Target Retirement 2060 Fund Institutional Shares Vanguard Institutional Target Retirement 2040 Fund Institutional Shares Vanguard Institutional Target Retirement 2035 Fund Institutional Shares Vanguard Institutional Target Retirement 2045 Fund Institutional Shares Vanguard Institutional Target Retirement Income Fund Institutional Shares Vanguard Institutional Target Retirement 2015 Fund Institutional Shares Vanguard Institutional Target Retirement 2020 Fund Institutional Shares Vanguard Institutional Target Retirement 2055 Fund Institutional Shares Vanguard Mid-Cap Index Fund Institutional Shares Vanguard Federal Money Market Fund Investor Shares1 Vanguard PRIMECAP Fund Admiral Shares Vanguard Institutional Target Retirement 2025 Fund Institutional Shares Vanguard Small-Cap Index Fund Institutional Shares Vanguard Institutional Target Retirement 2065 Fund Institutional Shares Vanguard Institutional Target Retirement 2050 Fund Institutional Shares Vanguard Total International Stock Index Fund Institutional Shares Vanguard Institutional Target Retirement 2030 Fund Institutional Shares
Ticker
Investment Option Fees Attributable to Recordkeeping* 0.00%
FLCNX
0.00%
GSSUX
0.00%
HNACX
0.00%
JDVWX
0.00%
JMVYX
0.00%
LSSNX
0.00%
OTCKX
0.00%
PTRQX
0.00%
RERGX
0.00%
VBTIX
0.00%
VFTAX
0.00%
VGSLX
0.00%
VIIIX
0.00%
VILVX
0.00%
VIRSX
0.00%
VITFX
0.00%
VITLX
0.00%
VITRX
0.00%
VITVX
0.00%
VITWX
0.00%
VIVLX
0.00%
VMCIX
0.00%
VMFXX
0.00%
VPMAX
0.00%
VRIVX
0.00%
VSCIX
0.00%
VSXFX
0.00%
VTRLX
0.00%
VTSNX
0.00%
VTTWX
0.00%
*For Fidelity funds, the rate displayed is used to calculate payments to a nonaffiliated recordkeeper to support certain services for Fidelity funds. In the case of Fidelity funds that are offered only to Fidelity recordkept plans (other than multi-manager funds), the rate is based on the payments Fidelity receives from comparably priced funds that make such payments. In the case of Fidelity multi-manager funds (which may hold Fidelity and nonproprietary funds), the rate is based on the rate that would be used to calculate payments to a nonaffiliated recordkeeper for a Fidelity fund of a similar asset class that does not hold nonproprietary funds although any payments that may be received in connection with any nonproprietary funds held by the fund range from 0 to 40 bps. With respect to nonproprietary funds, the rate displayed is used to calculate payments Fidelity receives pursuant to a contract or arrangement between Fidelity and the fund service provider, contract issuer or fund under which Fidelity provides certain services to that fund service provider, contract issuer or fund. These payments are used to support Fidelity's services to the plan and are considered indirect compensation under the 408(b)(2) regulation. Investment option fees attributable to recordkeeping do not include additional value that may be provided for certain Fidelity funds.
B. Investment Disclosures
Under the 408(b)(2) regulation, recordkeepers are required to provide certain information or data that is required for the plan administrator to comply with its disclosure obligation under ERISA 404(a) regulation to the extent such information is within the control of or reasonably available to the recordkeeper. Listed below is the investment information reasonably available to Fidelity at the time this addendum was prepared.**
Investment Option Name
Prudential Guaranteed Income Fund Fidelity? Contrafund? K6 Goldman Sachs Small Cap Value Fund Class R6 Harbor Capital Appreciation Fund Retirement Class John Hancock Funds Disciplined Value Fund Class R6 JPMorgan Mid Cap Value Fund Class R6
Ticker
FLCNX GSSUX HNACX JDVWX JMVYX
Fund Category
Large Growth Small Blend Large Growth Large Value Mid-Cap Value
Benchmark Name Benchmark Performance
Investment Option Performance
S&P 500
Russell 2000 Value
Russell 1000 Growth
Russell 1000 Value
Russell Midcap Value
1 Year 5 Year
-
-
10 Year
-
1 Year 5 Year
-
-
8.19% 9.23% 12.65% 12.04%
-
10 Year
-
-
-9.29% 3.61% 8.67% 5.72% 6.84% 11.49%
15.11% 12.41% 14.79% 26.38% 15.74% 15.79%
0.54% 5.51% 10.40% 9.13% 7.75% 11.36%
-1.36% 4.44% 10.79% 12.05% 7.14% 12.57%
Gross Expense Ratio***
0.450% 0.960%
0.630%
0.710%
0.750%
Shareholder Fees (e.g. short-term redemption
fees)
-
-
-
-
Loomis Sayles Small Cap Growth Fund Class N
LSSNX
Small Growth
Russell 2000 Growth
-0.72% 6.48% 12.07% 16.49% 12.68% 15.23%
0.820%
-
MFS Mid Cap Growth Fund Class R6
OTCKX Mid-Cap Growth
Russell Midcap Growth
7.86% 9.14% 13.44% 29.68% 15.31% 15.82%
0.740%
-
PGIM Total Return Bond Fund -Class R6
PTRQX
Intermediate CorePlus Bond
BBgBarc U.S. Agg Bond
11.68%
3.58%
3.93% 12.09% 4.36%
5.54%
0.410%
-
American Funds EuroPacific Growth Fund? Class R-6 RERGX
Foreign Large Growth
MSCI AC Wld ex US (N)
-0.69% 2.18% 4.34% 14.18% 6.53% 6.99%
0.490%
-
Vanguard Total Bond Market Index Fund Institutional Shares
VBTIX
Intermediate Core Bond
BBgBarc Agg Float Adj
11.95% 3.62% 3.98% 9.92% 2.97% 3.75%
0.035%
-
Vanguard FTSE Social Index Fund Admiral
VFTAX
Large Blend
-
-
-
24.22% 13.21% 14.75%
0.140%
-
Vanguard Real Estate Index Fund Admiral Shares
VGSLX
Real Estate
MSCI US REIT (G) 4.15% 4.91% 11.14% 16.73% 6.03% 12.72%
0.120%
-
Vanguard Institutional Index Fund Institutional Plus Shares
VIIIX
Large Blend
S&P 500
8.19% 9.23% 12.65% 21.68% 12.36% 13.97%
0.020%
-
Vanguard Institutional Target Retirement 2060 Fund Institutional Shares
VILVX Target-Date 2060+
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 15.22%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2040 Fund Institutional Shares
VIRSX Target-Date 2040
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 14.90%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2035 Fund Institutional Shares
VITFX Target-Date 2035
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 14.47%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2045 Fund Institutional Shares
VITLX Target-Date 2045
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 15.18%
-
-
0.090%
-
Vanguard Institutional Target Retirement Income Fund Institutional Shares
VITRX
Target-Date Retirement
BBgBarc U.S. Agg Bond
11.68%
3.58%
3.93% 10.70%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2015 Fund Institutional Shares
VITVX
Target-Date 2015
BBgBarc U.S. Agg Bond
11.68%
3.58%
3.93% 11.42%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2020 Fund Institutional Shares
VITWX Target-Date 2020
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 12.63%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2055 Fund Institutional Shares
VIVLX Target-Date 2055
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 15.25%
-
-
0.090%
-
Vanguard Mid-Cap Index Fund Institutional Shares
VMCIX
Mid-Cap Blend
CRSP US Mid Cap Index
3.54%
6.43% 13.25% 18.23% 9.64% 13.48%
0.040%
-
Vanguard Federal Money Market Fund Investor Shares1
VMFXX
Money MarketTaxable
FTSE 3-Mo Treasury Bill
2.12% 1.10% 0.58% 2.08% 1.04% 0.52%
0.110%
-
Vanguard PRIMECAP Fund Admiral Shares
VPMAX
Large Growth
S&P 500
8.19% 9.23% 12.65% 16.02% 12.97% 15.01%
0.310%
-
Vanguard Institutional Target Retirement 2025 Fund Institutional Shares
VRIVX Target-Date 2025
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 13.60%
-
-
0.090%
-
Vanguard Small-Cap Index Fund Institutional Shares
VSCIX
Small Blend
CRSP US Sm Cap Index
-2.82%
5.73%
12.99% 11.58%
8.92%
12.98%
0.040%
-
Vanguard Institutional Target Retirement 2065 Fund Institutional Shares
VSXFX Target-Date 2060+
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 15.28%
-
-
0.090%
-
Vanguard Institutional Target Retirement 2050 Fund Institutional Shares
VTRLX Target-Date 2050
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 15.22%
-
-
0.090%
-
Vanguard Total International Stock Index Fund Institutional Shares
VTSNX
Foreign Large Blend
FTSE Glob All Cap xUS (N)
-0.82% 2.26%
-
9.19% 5.13% 5.33%
0.080%
-
Vanguard Institutional Target Retirement 2030 Fund Institutional Shares
VTTWX Target-Date 2030
MSCI US Broad Mkt (G)
6.76% 8.71% 12.52% 14.03%
-
-
0.090%
-
This information and data, as well as any additional information or data Fidelity receives, will be populated on the Fidelity website for your plan (netbenefits.).
**Data with respect to Fidelity mutual funds is provided by Fidelity Investments, which obtains certain data from the funds' prospectuses and annual or semi-annual reports. Data with respect to non-Fidelity mutual funds is obtained from Morningstar, Inc., which is not affiliated with Fidelity Investments. Nonmutual fund investment option data is requested from the Investment option's issuer or other service provider. Fidelity makes no representations to the completeness or accuracy of such information or data. Benchmark and Investment Option Performances are based on Average Annual Total Returns as of previous year end.
***The gross expense ratio is the total annual fund or class operating expenses (before waivers or reimbursements) paid by the fund and stated as a percent of the fund's total net assets.
1 Liquidity fee ? This money market fund may impose a fee upon the sale of your shares up to 2% of the redemption proceeds, or may temporarily suspend your ability to sell your shares if the fund's liquidity falls below required minimums because of market conditions or other factors. Please see the prospectus for details.
Fidelity may receive a payment from American Fund Distributors (AFD) for among other things, to compensate Fidelity for providing them access to financial intermediaries and investors in certain Fidelity channels, a platform to support the provision of investment guidance and service to such financial intermediaries and investors, when applicable, and to promote operational efficiencies. As described in American Fund prospectuses, AFD has discretion as to the amount of the payment, if any; the criteria to determine any payment includes sales, assets, and cash flows as well as qualitative factors. It is anticipated that the payment would not exceed .08% annually of American Fund assets in all retail, workplace and intermediary channels maintained by Fidelity, subject to certain exclusions.
Fidelity may receive an annual product fee of up to $2,000 if aggregate assets held in that product across in all retail, workplace and intermediary changes maintained by Fidelity are less than $1.5 million.
Fidelity may receive a fee from unaffiliated product providers to compensate Fidelity for maintaining the infrastructure to accommodate unaffiliated products. The fee is a fixed amount that typically equates to less than 0.05% of a product provider's assets in all retail, workplace, and intermediary channels maintained by Fidelity and does not vary based on a plan's offering of an unaffiliated product supported by Fidelity. In addition, such unaffiliated product providers may pay Fidelity initial start-up fees, product add, and maintenance fees as well as a provider minimum monthly fees. These fees are not in connection with Fidelity's services to the plan and are not considered indirect compensation under the 408(b)(2) regulations.
Fidelity Investments Institutional Operations Company, Inc. 921137.1.0
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