Part III, Subpart iv, Chapter 7, Section B. Reviewing the ...
Section B. Reviewing the Rating Decision
Overview
|In this Section |This section contains the following topics: |
|Topic |Topic Name |See Page |
|3 |Handling Changes in the Rating Schedule |7-B-2 |
|4 |Handling Dissent and Differences of Opinion in Rating Decisions |7-B-5 |
|5 |Review of the Rating Decision by Service Organizations |7-B-7 |
|6 |Correcting Errors in Rating Decisions |7-B-10 |
3. Handling Changes in the Rating Schedule
|Introduction |This topic contains information about changes in the rating schedule, including |
| | |
| |general review of cases |
| |handling schedular revisions |
| |handling changes in the diagnostic code (DC) |
| |handling protected evaluations, and |
| |handling pending claims. |
|Change Date |August 3, 2009 |
|a. General Review of |A general review of cases is not routinely mandated when revisions to the disability rating schedule are |
|Cases |published. |
|b. Handling Schedular |Use the table below to handle schedular revisions. |
|Revisions | |
|If … |Then … |
|a claim is referred to the rating activity after a |consider |
|revision to the disability rating schedule | |
| |both the old and new criteria, if the claim was |
| |received prior to the effective date of the rating |
| |schedule revision, and |
| |the new criteria only, if the claim was received on or |
| |after the effective date of the revision. |
|a change in the rating schedule includes liberalizing |apply 38 CFR 3.114 to all new as well as pending |
|provisions |claims. |
Continued on next page
3. Handling Changes in the Rating Schedule, Continued
|b. Handling Schedular Revisions (continued) |
|If … |Then … |
|a change in the rating schedule necessitates a change |prepare a new decision, and |
|in evaluation |refer the claims folder and rating to authorization to |
| |process by |
| |updating the master record, and |
| |notifying the claimant. |
| | |
| |Reference: For information on when to award |
| |retroactive benefits after a change in law, see |
| |M21-1MR, Part III, Subpart vi, 8.1. |
|c. Handling Changes in |Do not make handwritten changes on a rating codesheet to update an outdated diagnostic code (DC) because |
|the DC |handwritten changes do not show up in the electronic documents maintained in Virtual VA. |
| | |
| |If the codesheet contains a DC that is not currently in the Schedule for Rating Disabilities, preventing the award|
| |from being generated, indicate in the Special Notation field on the RBA2000 Profile Screen |
| | |
| |the appropriate DC to use to process the award, and |
| |the reason for the use of the new DC, such as “DC 5237 replaced DC 5295 per rating schedule revision 09/03.” |
|d. Handling Protected |Evaluations assigned under previous rating schedule criteria are protected under the provisions of 38 CFR |
|Evaluations |3.951(a). Do not make a reduction in evaluation unless the disability at issue has improved to the extent that a |
| |reduction would have been warranted under the old criteria as well. |
| | |
| |Reference: For more information on protected evaluations, see M21-1MR, Part III, Subpart iv, 8.C.8. |
Continued on next page
3. Handling Changes in the Rating Schedule, Continued
|e. Handling Pending |Use the table below to handle pending claims received before a revision of applicable rating criteria. |
|Claims | |
| |Note: Pending claims received before the revision of applicable rating criteria require the consideration of both|
| |old and new criteria. |
|If application of the new criteria … |Then … |
|results in an increased evaluation |apply the new criteria no earlier than the effective |
| |date of regulatory change. |
| | |
| |Important: In such an instance, apply the old |
| |criteria from the date of the claim until the date of |
| |change. |
| | |
| |Note: Under Reasons for Decision, individually |
| |discuss the old and new criteria that have been |
| |considered. |
|does not result in an increased evaluation since the |apply only the old criteria. |
|percentage under the | |
| |Note: Record simply under Reasons for Decision that |
|old criteria remains the same, or |the revised criteria would not warrant an increased |
|new criteria is decreased |evaluation. |
4. Handling Dissent and Differences of Opinion in Rating Decisions
|Introduction |This topic contains information about handling dissenting opinions on two-signature ratings, including |
| | |
| |who is responsible for resolving dissent |
| |handling dissenting opinions |
| |handling differences of opinion under 38 CFR 3.105(b), and |
| |handling differences of opinion on supervisory review. |
|Change Date |August 3, 2011 |
|a. Who Is Responsible |The Veterans Service Center Manager (VSCM) resolves two-signature ratings involving a dissenting opinion by |
|for Resolving Dissent |providing the required second signature in such decisions. |
|b. Handling Dissenting |The table below describes the process to resolve a dissenting opinion on a two-signature rating. |
|Opinions | |
|Stage |Who Is Responsible |Description |
|1 |Non-concurring RVSR |Writes the word “Dissenting” at the end of the rating where his/her |
| | |signature would normally be affixed as the second signatory for |
| | |concurrence. |
|2 |Non-concurring RVSR |Prepares and signs a rating decision as if he/she was the original author |
| | |of the rating decision, and |
| | |includes the reasons for the dissent in the Reasons for Decision of the |
| | |rating. |
Continued on next page
4. Handling Dissent and Differences of Opinion in Rating Decisions, Continued
|b. Handling Dissenting Opinions (continued) |
|Stage |Who Is Responsible |Description |
|3 |VSCM |Reviews the two decisions |
| | |provides the second signature for the decision with which he/she agrees, |
| | |and |
| | |refers the approved decision for processing. |
| | | |
| | |Note: Copies of both decisions are retained in the claims folder. |
|c. Handling Differences |For more information on handling differences of opinion under 38 CFR 3.105(b), see M21-1MR, Part III, Subpart vi, |
|of Opinion Under 38 CFR |1.A.4. |
|3.105(b) | |
|d. Handling Differences |For more information on handling differences of opinion on supervisory review, see M21-1MR, Part III, Subpart vi, |
|of Opinion on Supervisory|1.A.1. |
|Review | |
5. Review of the Rating Decision by Service Organizations
|Introduction |This topic contains information about the review of rating decisions by Veterans Service Organizations (VSOs), |
| |including |
| | |
| |reviewing completed ratings |
| |time limit for reviewing ratings |
| |requesting copies of ratings |
| |VSO review at brokered-work sites, and |
| |the process for VSO rating decision review. |
|Change Date |August 3, 2011 |
|a. Reviewing Completed |Completed rating decisions and deferred ratings must be made available to the designated power of attorney (POA) |
|Ratings |for review. |
| | |
| |The POA conducts the review within the VSC in an area provided by the VSCM unless he/she has given permission to |
| |remove the claims folders from the VSC. |
| | |
| |Reference: For more information on Veterans Service Organization (VSO) review of rating decisions, see M21-1MR, |
| |Part I, 3.B.12. |
|b. Time Limit for |VSCMs will provide VSOs a minimum of two business days to review a rating decision before promulgation. |
|Reviewing Ratings | |
| |The VSO must comply with the time limit to ensure timely processing of work. |
| | |
| |A VSO may discuss decisions prior to promulgation with the appropriate RVSR or supervisor but should not cause |
| |unnecessary delays in processing. |
Continued on next page
5. Review of the Rating Decision by Service Organizations, Continued
|c. Requesting Copies of |VSOs may request copies of formal rating decisions for their files. |
|Ratings | |
| |Notes: |
| |If such a request is made, the Rating Veterans Service Representative (RVSR) should cooperate and annotate the |
| |original decision to show the number of copies provided. |
| |If a copy is made for the POA and the rating is later altered, the service organization must be provided with a |
| |copy of the altered decision. |
|d. VSO Review at |If no authorized VSO is available at the brokered-work site, the site will |
|Brokered-Work Sites | |
| |promulgate the completed rating decision without VSO review, and |
| |return the case to the office of jurisdiction. |
| | |
| |Note: Resource Centers may return completed rating decisions to the office of jurisdiction without promulgating |
| |the decision. |
|e. Process for VSO |The table below describes the process for VSO representatives to review new rating decisions. |
|Rating Decision Review | |
|Stage |Description |
|1 |The new rating decision is placed in an area designated for VSO review by the regional office (RO)|
| |management. |
|2 |The VSO reviews the new rating decision. |
Continued on next page
5. Review of the Rating Decision by Service Organizations, Continued
|e. Process for VSO Rating Decision Review (continued) |
|Stage |Description |
|3 |If the VSO alleges a mistake or wants clarification of the rating decision prior to promulgation, |
| |the VSO will bring the rating decision to the person designated by local management to resolve the|
| |issue. |
| | |
| |If the designated person agrees with the VSO, or a different decision is warranted, the RVSR will |
| |prepare a new decision. |
| | |
| |Note: Disagreements with a decision should be pursued through the appellate process. |
|4 |If |
| | |
| |the review determines no changes are required, the RVSR goes to Stage 5. |
| |the RVSR completes a new rating decision following the review, regardless of whether the new |
| |rating is related to the VSO’s concerns, the RVSR |
| |repeats Stages 1, 2, and 3. |
|5 |If the VSO has no concerns with the rating, the RVSR refers the case to authorization. |
6. Correcting Errors in Rating Decisions
|Introduction |This topic contains information about correcting errors in rating decisions, including |
| | |
| |correcting substantive errors in evaluations, effective dates, or combined evaluation |
| |correcting non-substantive errors |
| |revising erroneous anatomical qualifiers, and |
| |correcting the anatomical site of a disability. |
|Change Date |August 3, 2011 |
|a. Correcting |When errors are found in evaluations, effective dates, or combined evaluation in the coded conclusion of a rating |
|Substantive Errors in |promulgated by the authority of the VSCM, prepare a new rating decision under the provisions of 38 CFR 3.105(a). |
|Evaluations, Effective | |
|Dates, or Combined |Notes: |
|Evaluation |If the rating has not been promulgated, prepare a new rating decision and annotate and destroy the erroneous one |
| |according to current Veterans Benefits Administration (VBA) directives. |
| |Only the RVSR who initially prepared the rating decision may amend that decision and/or determine that an |
| |erroneous copy should be destroyed. All other RVSRs should prepare a new rating to address the error. |
Continued on next page
6. Correcting Errors in Rating Decisions, Continued
|b. Correcting |The table below shows how to correct non-substantive errors discovered in rating decisions. |
|Non-Substantive Errors | |
|When non-substantive errors are discovered in a rating |Then … |
|decision … | |
|before promulgation |the RVSR who prepared the decision should |
| | |
| |prepare a new rating decision, and |
| |annotate and destroy the erroneous one according to |
| |current VBA directives. |
|after promulgation |no corrective action is necessary. |
|Note: Handwritten changes to rating decisions are prohibited because they do not show up in the scanned documents|
|maintained in the online claims folder. |
|c. Revising Erroneous |Revise an erroneous qualifying description of one part of the body for another that has been previously |
|Anatomical Qualifiers |compensated. This situation is usually the result of an unwarranted substitution of left for right, or right for |
| |left. |
| | |
| |Exception: If an original grant of service connection contains an erroneous qualifying description of one part of|
| |the body for another, revise the rating decision under the clear and unmistakable error (CUE) provisions of 38 CFR|
| |3.105(a). |
| | |
| |Example: An original grant of service connection of gunshot wound to the left thigh, rather than the actual right|
| |thigh, is a CUE subject to correction under 38 CFR 3.105(a). |
| | |
| |Note: If compensation is not reduced, a notice of proposed adverse action is not required. |
6. Correcting Errors in Rating Decisions, Continued
|d. Correcting the |For disabilities that have been service-connected for ten or more years, correcting the anatomical site would not |
|Anatomical Site of a | |
|Disability |violate the protection of service connection provisions of 38 USC 1159 |
| |change the fact that the Veteran is compensated for the disability itself, or |
| |usually involve a change of the diagnostic code or the disability evaluation. |
| | |
| |Reference: For more information on correcting the anatomical area of disability, see Gifford v. Brown, 6 Vet. |
| |App. 269 (1994). |
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