Personnel Accounting and Strength Reporting
Army Regulation 600?8?6
Personnel-General
Personnel Accounting and Strength Reporting
Headquarters Department of the Army Washington, DC 1 April 2015
UNCLASSIFIED
SUMMARY of CHANGE
AR 600?8?6 Personnel Accounting and Strength Reporting
This major revision, dated 1 April 2015--
o Updates information on accountability and strength reporting resources (paras 1-16 through 1-28).
o Replaces all references to Personnel Strength Zero Balance Report (AAC-C27) with Unit Personnel Accountability Report (AAA-162) (paras 1-28, 3-16, 4-3, 5-5, 5-6, 5-7d, 5-7i(2), 5-7o, and B-4).
o Updates information on reporting failure to gains (para 3-4).
o Replaces all references to Unit Personnel Accountability Notices Report (AACC40) with Unit Personnel Accountability Notices Report (AAA-165) (paras 3-4 and 4-4; table 4-1; and app B).
o Replaces all references to Unit Manning Report (AAC-C07) with Human Resources Authorization Report (AAA-161) (paras 3-6b and 3-18).
o Updates information on reporting Soldiers dropped from rolls (para 3-12).
o Adds exception for double-slotting (para 3-18e).
o Deletes personnel mobilization (previously chap 6).
o Adds new chapter on Personnel Tempo (chap 6).
o Updates internal control evaluation (app B).
o Replaces all references to military personnel strength monitor with military personnel strength manager (throughout).
o Replaces all references to assigned-not-joined with failure to gains (throughout).
o Replaces all references to Total Army Personnel Command and Army Reserve Personnel with Deputy Chief of Staff, G-1 and U.S. Army Human Resources Command (throughout).
o Replaces all references to the Standard Installation/Division Personnel System as the Army's personnel accountability automation system with the electronic Military Personnel Office (throughout).
o Deletes Personnel Transaction Register (AAC-P01) (throughout).
Headquarters Department of the Army Washington, DC 1 April 2015
*Army Regulation 600?8?6
Effective 1 May 2015
Personnel-General
Personnel Accounting and Strength Reporting
History. This publication is a major revision.
Summary. This regulation implements applicable parts of Title 10, United States Code, DODI 1120.11, and DODI 1336.07. This regulation prescribes policy, standards, and requirements for performing the functions of personnel accounting and strength reporting; institutes internal controls for strength reports, personnel register, and personnel asset inventory; and prescribes the use of the following: DA Form 647 (Personnel Register), DA Form 647?1 (Personnel Register), and DA Form 3986 (Personnel Asset Inventory).
Applicability. This regulation applies to the Active Army, the Army National Guard/Army National Guard of the United States, and the U.S. Army Reserve, unless otherwise stated.
Proponent and exception authority. The proponent of this regulation is the Deputy Chief of Staff, G?1. The proponent has the authority to approve exceptions or waivers to this regulation that are consistent with controlling law and regulations. The proponent may delegate this approval authority, in writing, to a division chief within the proponent agency or its direct reporting unit or field operating agency in the grade of colonel or the civilian equivalent. Activities may request a waiver to this regulation by providing justification that includes a full analysis of the expected benefits and must include formal review by the activity's senior legal officer. All waiver requests will be endorsed by the commander or senior leader of the requesting activity and forwarded through their higher headquarters to the policy proponent. Refer to AR 25?30 for specific guidance.
Army internal control process. This regulation contains internal control provisions in accordance with AR 11?2 and
identifies key internal controls that must be evaluated (see app B).
Supplementation. Supplementation of this regulation and establishment of command and local forms are prohibited without prior approval from the Deputy Chief of Staff, G?1 (DAPE?ZXS), 300 Army Pentagon, Washington, DC 20310?0300.
Suggested improvements. Users are invited to send comments and suggested improvements on DA Form 2028 (Recommended Changes to Publications and Blank Forms) directly to Commander, U.S. Army Human Resources Command (AHRC?PDF?P), 1600 Spearhead Division Avenue, Fort Knox, KY 40122?5400.
Distribution. This publication is available in electronic media only and is intended for command levels A, B, C, D, and E for the Active Army, the Army National Guard/Army National Guard of the United States, and the U.S. Army Reserve.
Contents (Listed by paragraph and page number)
Chapter 1 Introduction, page 1
Section I Overview, page 1 Purpose ? 1?1, page 1 References ? 1?2, page 1 Explanation of abbreviations and terms ? 1?3, page 1 Responsibilities ? 1?4, page 1
Section II Principles and Standards, page 1
*This publication supersedes AR 600?8?6, dated 24 September 1998.
AR 600?8?6 ? 1 April 2015
i
UNCLASSIFIED
Contents--Continued
Principles of support ? 1?5, page 1 Standards of service ? 1?6, page 2
Section III Manpower, page 2 Manpower resources ? 1?7, page 2 Operating tasks and functions ? 1?8, page 2
Section IV Accountability and Strength Reporting Resources, page 3 Electronic Military Personnel Office ? 1?9, page 3 Deployed Theater Accountability System ? 1?10, page 3 Tactical Personnel System ? 1?11, page 3 Defense Readiness Reporting System?Army ? 1?12, page 3 Medical Protection System ? 1?13, page 4 Force Management Systems Web site ? 1?14, page 4 Common Operating Picture Synchronizer ? 1?15, page 4 Synchronized Predeployment and Operational Tracker ? 1?16, page 4 Joint Asset Movement Management System ? 1?17, page 4 Army Disaster Personnel Accountability and Assessment System ? 1?18, page 4 Reserve Component Automation Systems ? 1?19, page 4 Regional Level Application Software ? 1?20, page 5 Standard Installation/Division Personnel System ? 1?21, page 5
Section V Policies, page 5 Regular Army strength accounting and reporting ? 1?22, page 5 Electronic military personnel office accountability ? 1?23, page 5 Accountability of Soldiers ? 1?24, page 6 The strength reporting period ? 1?25, page 6 Reporting accessions to active duty ? 1?26, page 6 Reporting separations ? 1?27, page 6 Strength reconciliation ? 1?28, page 6 Strength management ? 1?29, page 7 Internal controls ? 1?30, page 7
Chapter 2 Managing Electronic Military Personnel Office Personnel Accounting Transactions, page 7 Overview ? 2?1, page 7 Duty status codes ? 2?2, page 7 Reporting duty status changes ? 2?3, page 7 Preparing and distributing DA Form 4187 ? 2?4, page 7 Reconciling DA Form 647 and DA Form 647?1 ? 2?5, page 8
Chapter 3 Personnel Accounting, page 10 Accounting for personnel ? 3?1, page 10 Reporting systems ? 3?2, page 12 Reporting assigned or attached Soldiers ? 3?3, page 12 Reporting failure to gains ? 3?4, page 12 Reporting the arrival of a Soldier previously reported as failure to gain ? 3?5, page 13 Reporting a change to the unit or position number within that unit for a pending gain ? 3?6, page 13 Reporting erroneous gain actions ? 3?7, page 13 Reporting reassignment losses ? 3?8, page 13 Reporting the transfer, separation, discharge, or retirement of a Soldier from active duty ? 3?9, page 14
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AR 600?8?6 ? 1 April 2015
Contents--Continued
Reporting the loss of a Soldier--deceased ? 3?10, page 14 Reporting erroneous loss actions ? 3?11, page 14 Reporting Soldiers dropped from rolls ? 3?12, page 15 Reporting Soldiers dropped from the strength ? 3?13, page 15 Returning a Soldier to the rolls from dropped from the rolls and/or deserter ? 3?14, page 16 Reporting the revocation of a sentence by a civil or military court and return to duty ? 3?15, page 16 Reporting the accountable or attached strength of a unit ? 3?16, page 16 Reporting a position number change ? 3?17, page 16 Processing the Human Resources Authorization Report (AAA?161) ? 3?18, page 16
Chapter 4 Strength Reports, page 17 Overview ? 4?1, page 17 Headquarters, Department of the Army feedback, error, data reconciliation, and change notices ? 4?2, page 17 Processing the Unit Personnel Accountability Report (AAA?162) ? 4?3, page 17 Processing the Unit Personnel Accountability Notices Report (AAA?165) ? 4?4, page 17
Chapter 5 Conducting a Personnel Asset Inventory, page 19 Overview ? 5?1, page 19 Personnel asset inventory objective ? 5?2, page 19 Definition of a unit ? 5?3, page 19 Accountable strength ? 5?4, page 19 Reported strength ? 5?5, page 19 Strength imbalance ? 5?6, page 19 Conducting a personnel asset inventory ? 5?7, page 19
Chapter 6 Personnel Tempo, page 20 Personnel Tempo ? 6?1, page 20 Terms ? 6?2, page 21 Reporting ? 6?3, page 21 Personnel Tempo events ? 6?4, page 21 Process unassociated Soldier events ? 6?5, page 22 Record an event for individual Soldiers ? 6?6, page 23 Record an event for multiple Soldiers ? 6?7, page 23 Process in-processing Soldiers in personnel tempo ? 6?8, page 23 Process out-processing report ? 6?9, page 23 Threshold management ? 6?10, page 23 Processing workflow messages ? 6?11, page 23
Appendixes
A. References, page 25
B. Internal Control Evaluation, page 28
Table List
Table 1?1: Personnel accounting and strength reporting, page 3 Table 2?1: Duty status codes, page 9 Table 3?1: Transaction change numbers, page 11 Table 3?2: Human Resources Authorization Report codes for Soldiers not occupying an authorized duty position,
page 13 Table 4?1: Processing the AAA?165, page 18 Table 6?1: Personnel Tempo event types, page 22
Glossary
AR 600?8?6 ? 1 April 2015
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Chapter 1 Introduction
Section I Overview
1?1. Purpose This regulation prescribes the policies for the personnel accounting and strength reporting human resources (HR) support office function of the HR Support System (see AR 600?8). All references to Soldier(s) in this regulation refer to officers, warrant officers (WOs), and enlisted Soldiers, unless otherwise stated.
1?2. References Required and related publications and prescribed and referenced forms are listed in appendix A.
1?3. Explanation of abbreviations and terms Abbreviations and special terms used in this regulation are explained in the glossary.
1?4. Responsibilities a. Deputy Chief of Staff, G?1. The DCS, G?1 establishes personnel policies relating to the personnel accounting and
strength reporting functions. As such, the DCS, G?1 will designate a representative to coordinate requests for exceptions to policy with Headquarters, Department of the Army, Office of the Judge Advocate General, Administrative Law Division (DAJA?AL), 2200 Army Pentagon, Washington, DC 20310?2200. The Commanding General (CG), U.S. Army Human Resources Command, on behalf of the DCS, G?1 will--
(1) Establish standards, policies, procedures, and management oversight of daily personnel accounting and strength reporting, using the electronic Military Personnel Office (eMILPO), the Army system of record.
(2) Develop personnel accountability reporting systems and field-user tools, and provide functional support for eMILPO.
(3) Report deficiencies to Army commands (ACOMs), Army service component commands (ASCCs), direct reporting units (DRUs), and installation adjutant generals and/or installation directors of human resources.
(4) Define procedures and actions necessary to ensure identification and correction of personnel accounting data accuracy problems.
b. Deputy Chief of Staff, G?3/5/7. The DCS, G?3/5/7 delegates oversight to the CG, U.S. Army Training and Doctrine Command. The CG, TRADOC, through the Commandant, Soldier Support Institute will ensure that lesson programs of instruction incorporate the provisions of this regulation.
c. Commanding General, U.S. Army Installation Management Command. The CG, IMCOM will manage personnel accounting and strength reporting policies and procedures at all Army garrisons, in concert with the units located in the garrison area.
d. Chief, National Guard Bureau. The Chief, NGB will-- (1) Recommend to the DCS, G?1 any Army National Guard (ARNG) policy changes to include mobilization, regarding personnel accounting and strength reporting functions. (2) Establish policies, procedures, and audits to ensure that Soldier data is transmitted in a timely manner to the Regular Army through the Inter-Component Data Transfer process when ARNG Soldiers are ordered to active duty. e. Chief, Army Reserve. The CAR will-- (1) Recommend to the DCS, G?1 any U.S. Army Reserve (USAR) policy changes, to include mobilization, regarding the personnel accounting and strength reporting functions. (2) Establish policies, procedures, and audits to ensure that Soldier data is transmitted in a timely manner to the Active Army through the Inter-Component Data Transfer process when USAR Soldiers are ordered to active duty. f. Commanders of Army commands, Army service component commands, and direct reporting units. Commanders of ACOMs, ASCCs, and DRUs will monitor the personnel accounting and strength function to ensure Army units comply with policies and tasks mandated by this regulation.
Section II Principles and Standards
1?5. Principles of support a. Data accuracy. The accuracy of data stored and updated in the enabling systems of personnel accounting and
strength reporting is crucial to providing commanders, strength managers, and manpower analysts at Headquarters, Department of the Army (HQDA) a correct strength picture of the Army and individual units. Data accuracy is critical to the manning of the force, while also affecting unit readiness, replacements, recruiting models, funding decisions, and careers.
AR 600?8?6 ? 1 April 2015
1
b. Data reconciliation. Data must be reconciled to be consistent between personnel accounting enabling systems and other command databases at all levels. Data reconciliation must take place, at a minimum, on the 1st and the 15th of each month in conjunction with submission of unit status report (USR) information.
c. Timely data input. Timely updating of data is key to ensuring data accuracy in personnel accounting and strength reporting enabling systems. Commanders and HR personnel at all levels must ensure personnel data updates are entered daily in eMILPO and the Deployed Theater Accountability System (DTAS). One hundred percent personnel accountability must be maintained in all personnel accounting enabling systems during peacetime and military operations.
1?6. Standards of service a. Soldier accountability is the responsibility of commanders at all echelons during peacetime, mobilization, combat,
and other types of deployments. Unit commanders will account for their assigned and attached personnel by verifying their full name, Department of Defense (DOD) common access card with electronic data interchange--personnel identifier, and/or full social security number (SSN). Deployment encompasses all activities from origin or home station through destination, specifically including intra-continental United States, inter-theater, and intra-theater movement legs, staging, and holding areas. Various HR accountability and strength reporting resources are used for this process.
b. The mission of personnel accounting systems is to provide personnel accountability through reporting strengthrelated information. Personnel accounting depends on timely, accurate, and complete personnel data information entered correctly and updated as frequently as possible or when personnel duty statuses change. Information gained through personnel accounting not only updates and synchronizes automated personnel and readiness databases, but also provides commanders, readiness managers, and strength managers at all levels the data necessary to analyze personnel strength and make timely decisions that affect combat power.
(1) Personnel accounting is the recording and tracking of by-name data on personnel when they arrive, depart, change duty location, change duty status, change assignment eligibility and availability (AEA), or change grade. Timeliness and accuracy of the personnel accountability process is a critical aspect in manning the force and has a direct impact on unit readiness, replacements and reassignments, recruiting models, and funding decisions affecting careers. The personnel accounting system of record for all personnel serving in the Regular Army and all components in wartime environments is eMILPO. Personnel accountability is executed primarily at brigade (BDE) and below echelons. Commanders and HR officers at all levels are directly responsible for the accurate and timely submission of personnel data into eMILPO to maintain a relevant and viable accountability system.
(2) Strength reporting is the transformation of by-name data into a numerical end product that, when compared to unit authorized strength, drives Army readiness and personnel readiness management. Strength reporting is a command and control functional responsibility performed by adjutant (S1/DCS, G?1) personnel and is designed to record the number of assigned Soldiers, Army civilians, Joint personnel, and any other individual categories. These numerical strength reports reflect the combat power of a unit and are used to make and support critical tactical decisions.
(3) See AR 715?9 for contractor personnel accounting. c. Units will account for Soldiers from their initial arrival date or specified reporting date in orders, to actual departure date, absent without leave (AWOL), date dropped from rolls (DFR), date dropped from strength (DFS), date of separation from active duty, or death date. When a Soldier fails to report to a permanent or temporary duty unit of assignment on the ordered report date, the gaining unit is responsible for reporting the Soldier AWOL. Proper accountability at all times is essential to facilitating accurate personnel status (PERSTAT) reporting. Commands at every level must maintain 100 percent accountability for deploying, deployed, and the redeployment of every DOD Soldier, civilian, and contractor in support of DOD--Army missions. All personnel are required to provide full SSN and/or DOD identification number/electronic data interchange--personnel identifier for DTAS accountability. DTAS is the Army's system for providing input to Joint Personnel Accountability Reconciliation and Reporting system for processing to Defense Manpower Data Center.
Section III Manpower
1?7. Manpower resources Manpower Staffing Standards System teams measure tasks described in this regulation at field locations to determine manpower resources for accomplishing personnel accounting.
1?8. Operating tasks and functions Personnel accounting and strength reporting is performed throughout all echelons of the ACOM structure to include the following unit levels: company, battalion (BN), brigade combat team and/or BDE, division headquarters, corps headquarters and at the ACOM, ASCC, and DRU headquarters. (See FM 1?0 for further guidance on unit tasks and functions). Specific personnel accounting and strength reporting tasks and functions are noted in table 1?1.
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AR 600?8?6 ? 1 April 2015
Table 1?1 Personnel accounting and strength reporting
Function/Task
Responsible agency
Battalion
Personnel accountability S1
Strength reporting
S1
Patient tracking
S1/PA
Straggler control
S3
Mortuary affairs (MA)
S4
Brigade S1 S1 S1/PA S3 S4
Legend for Table 1-1: S1=adjutant S1/PA=personnel/personnel accountability S3=operations S4=logistics
Division
Corps
ACOM/ASCC/DRU
DCS, G?1
DCS, G?1
DCS, G?1
DCS, G?1
DCS, G?1
DCS, G?1
Surgeon
Surgeon
Surgeon
Provost marshal Provost marshal Provost marshal
MA team
MA collection company
DCS, G?4
Section IV Accountability and Strength Reporting Resources
1?9. Electronic Military Personnel Office a. The Army's personnel database, eMILPO, is accessible 24 hours every day by all echelons of field users through
the World Wide Web. It provides the Army with a reliable, timely, and efficient mechanism for performing actions and managing strength accountability. ARNG HR professionals use eMILPO for preparation and execution of DD Form 93 (Record of Emergency Data) and SGLV Form 8286 (Servicemembers' Group Life Election and Certificate). In a deployed environment, ARNG Soldiers managing or being managed by Regular Army counterparts will use eMILPO for HR tasks.
b. Commanders and HR personnel at all levels are directly responsible for the correct and timely input of personnel data as well as the accountability and accuracy of personnel data in eMILPO.
1?10. Deployed Theater Accountability System a. The Deployed Theater Accountability System provides land force commanders with a standardized software tool
and database for tracking and reporting the duty status of all deployed personnel by name, SSN, unit location, and date. It collects, processes, stores, displays, and disseminates personnel accounting data for active duty personnel (including mobilized Reserve Component (RC) Soldiers); Joint Servicemembers, DOD civilians, and contractors using standardized software in accordance with AR 340?21.
b. It is a Web-enabled software application accessible worldwide via connection to the secure Internet protocol router network. It provides near real-time visibility and accountability for military and civilian personnel in a deployed theater of operations. This visibility is vital in determining the warfighting capability for all ground forces within a specific area of responsibility (AOR).
1?11. Tactical Personnel System The Tactical Personnel System serves as a deployment manifesting platform for all military personnel, DOD civilians, contractors, and foreign nationals. It allows for immediate HR monitoring during deployment and reception by the receiving AOR. The Tactical Personnel System is used at each aerial port or seaport to manifest inbound and outbound personnel. This includes arrivals, departures, and intra-theater movements of the deployed theater.
1?12. Defense Readiness Reporting System?Army a. The Defense Readiness Reporting System?Army was developed by the Deputy Chief of Staff, G?3/5/7
(DAMO?ODR), to accommodate the ongoing development and implementation of additional and/or revised readiness status reporting and force registration requirements by the Secretary of Defense, the Chairman, Joint Chiefs of Staff, and the Secretary of the Army and/or Chief of Staff, Army to meet their responsibilities under Title 10, United States Code (10 USC).
b. The Defense Readiness Reporting System?Army is a family of related and supporting systems that include currently existing systems, that is, the Army's new Web-based readiness status reporting and force registration applications.
c. The Defense Readiness Reporting System?Army also provide the readiness status reporting and force registration
AR 600?8?6 ? 1 April 2015
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