INDIANA STATE DEPARTMENT OF HEALTH TITLE 410 …

INDIANA STATE DEPARTMENT OF HEALTH

TITLE 410 INDIANA ADMINISTRATIVE CODE

ARTICLE 15. HOSPITAL LICENSURE RULES Rule 1.1 thru 1.7 and Interpretive Guidelines

10/20/2016

TITLE 410, INDIANA ADMINISTRATIVE RULES

ARTICLE 15.1 HOSPITAL LICENSURE RULES

TABLE OF CONTENTS

Article 1.1 Definitions...............................................................................................

1

410 IAC 15-1.1-1 Applicability.......................................................................... 1

410 IAC 15-1.1-2 "Ambulatory outpatient surgical center" defined............................. 1

410 IAC 15-1.1-2.5 "ASA Class I patient" defined.................................................

2

410 IAC 15-1.1-3 "Authenticate" defined............................................................. 2

410 IAC 15-1.1-3.3 "Biologics" defined............................................................... 2

410 IAC 15-1.1-3.7 "Burn" defined...................................................................

3

410 IAC 15-1.1-4 "Commissioner" defined........................................................... 3

410 IAC 15-1.1-5 "Council" defined.................................................................... 3

410 IAC 15-1.1-6 "Department" defined.............................................................. 3

410 IAC 15-1.1-7 "Division" defined................................................................... 4

410 IAC 15-1.1-8 "Donor" defined..................................................................... 4

410 IAC 15-1.1-8.5 "Elopement" defined.............................................................. 4

410 IAC 15-1.1-9 "Executive board" defined......................................................... 4

410 IAC 15-1.1-10 "Governing board" defined...................................................... 4

410 IAC 15-1.1-11 "Health care provider" defined.................................................. 5

410 IAC 15-1.1-12 "Health care worker" defined................................................... 5

410 IAC 15-1.1-13 "Hospital" defined.................................................................. 5

410 IAC 15-1.1-13.1 "Hyperbilirubinemia" defined................................................. 5

410 IAC 15-1.1-13.2 "Hypoglycemia" defined......................................................... 6

410 IAC 15--1.1-13.3 "Immediately postoperative" defined....................................... 6

410 IAC 15-1.1-13.4 "Informed consent" defined..................................................... 6

410 IAC 15-1.1-13.6 "Joint movement therapy" defined............................................ 7

410 IAC 15-1.1-13.7 "Kernicterus" defined............................................................ 7

410 IAC 15-1.1-14 "Licensed health professional" defined........................................ 7

410 IAC 15-1.1-14.2 "Low-risk pregnancy" defined................................................. 7

410 IAC 15-1.1-15 "Medical staff" defined............................................................ 8

410 IAC 15-1.1-15.5 "Neonates: defined................................................................ 8

410 IAC 15-1.1-16 "Pharmacist" defined.............................................................. 8

410 IAC 15-1.1-17 "Physician" defined............................................................... 8

410 IAC 15-1.1-18 "Practitioner" defined............................................................ 9

410 IAC 15-1.1-19 "Registered nurse" defined...................................................... 9

410 IAC 15-1.1-20 "Serious disability" defined...................................................... 9

410 IAC 15-1.1-21 "Sexual assault" defined.......................................................... 10

410 IAC 15-1.1-22 "Surgery or other invasive procedure" defined.............................. 10

410 IAC 15-1.1-23 "Toxic substance" defined........................................................ 11

Article 1.2 Compliance With Rules..............................................................................

11

410 IAC 15-1.2-1 Compliance with rules............................................................... 11

Article 1.3 Licensure Requirements .............................................................................. 13 410 IAC 15-1.3-1 Issuance of License.................................................................... 13 410 IAC 15-1.3-2 Posting of license...................................................................... 14 410 IAC 15-1.3-3 Suspension or revocation of license................................................ 14 410 IAC 15-1.3-4 Complaint investigation.............................................................. 15

Article 1.4 Governing Board Responsibilities..................................................................

16

410 IAC 15-1.4-1 Governing Board...................................................................... 16

410 IAC 15-1.4-2 Quality assessment and improvement............................................. 22

410 IAC 15-1.4-2.2 Reportable Events................................................................... 23

Article 1.5 Required Hospital Services........................................................................... 29 410 IAC 15-1.5-1 Dietetic services........................................................................ 29 410 IAC 15-1.5-2 Infection control........................................................................ 30 410 IAC 15-1.5-3 Laboratory services................................................................... 33 410 IAC 15-1.5-4 Medical record services............................................................... 34 410 IAC 15-1.5-5 Medical staff............................................................................ 39 410 IAC 15-1.5-6 Nursing service........................................................................ 43 410 IAC 15-1.5-7 Pharmaceutical services............................................................. 45 410 IAC 15-1.5-8 Physical plant, maintenance, and environmental services.................... 47 410 IAC 15-1.5-9 Radiologic services.................................................................... 53

410 IAC 15-1.5-10 Utilization review and discharge planning services........................... 55

Article 1.6 Optional Hospital Services.............................................................................. 56 410 IAC 15-1.6.1 Anesthesia services..................................................................... 56 410 IAC 15-1.6.2 Emergency services..................................................................... 58 410 IAC 15-1.6.3 Nuclear medicine services............................................................ 59 410 IAC 15-1.6.4 Out-patient services.................................................................... 60 410 IAC 15-1.6.5 Psychiatric services..................................................................... 61 410 IAC 15-1.6.6 Rehabilitation services................................................................. 62 410 IAC 15-1.6.7 Respiratory care services.............................................................. 62 410 IAC 15-1.6.8 Surgical services........................................................................ 63 410 IAC 15-1.6.9 Other services........................................................................... 66

Article 1.7 Incorporation by Reference.............................................................................. 66 410 IAC 15-1.7.1 Incorporation by reference............................................................ 66

10/20/2016

ARTICLE 15.1 HOSPITAL LICENSURE RULES

Tag Number

Rule 1.1. Definitions

410 IAC 15-1.1-1 Applicability Authority: IC 16-21-1-7; IC 16-21-1-8; IC 16-211-9 Affected: IC 16-21-1

Guidance to Surveyors

Sec. 1. The definitions in this rule apply throughout this article. (Indiana State Department of Health; 410 IAC 151.1-1; filed Dec 21, 1994, 9:40 a.m.: 18 IR 1261; readopted filed Jul 11, 2001, 2:23 p.m.: 24 IR 4234)

410 IAC 15-1.1-2 "Ambulatory outpatient surgical center" defined

Authority: IC 16-21-1-7 Affected: IC 16-18-2-14; IC 16-21-1; IC 16-25-1

Sec. 2. "Ambulatory outpatient surgical center" means a center as defined in IC 16-18-2-14. (Indiana State Department of Health; 410 IAC 15-1.1-2; filed Dec 21, 1994, 9:40 a.m.: 18 IR 1261; readopted filed Jul 11, 2001, 2:23 p.m.: 24 IR 4234)

"Ambulatory outpatient surgical center " means a public or private institution that meets the following conditions: (1) Is established, equipped, and operated primarily for the purpose of performing surgical procedures

and services; (2) Is operated under the supervision of at least one (1) physician duly licensed in the state of Indiana or

the governing board of the hospital if the center is affiliated with a hospital; (3) Permits a surgical procedure to be performed only by a physician, dentist, or podiatrist who meets the

following conditions; (A) Is qualified by education and training to perform the surgical procedure. (B) Is legally authorized to perform the procedure. (C) Is privileged to perform surgical procedures in at least one hospital within the county or an Indiana county

adjacent to the county in which the ambulatory outpatient surgical center is located. (D) Is admitted to the open staff of the ambulatory outpatient surgical center; (4) Requires that in all cases other than those requiring only local infiltrate anesthetics, that a physician licensed under IC 25-22.5 who has had specialized training or experience in the administration of an anesthetic supervise the administration of the anesthetic and remain present in the facility during the surgical procedure. (5) Provides at least one (1) operating room and, if anesthetics other than local infiltration anesthetics are administered, at least one (1) post-anesthesia recovery room. (6) Is equipped to perform diagnostic x-ray and laboratory examinations required in connection with any surgery to be performed. (7) Does not provide accommodations for patient stays of longer than twenty-four (24) hours. (8) Provides full-time services of duly registered and licensed nurses for the professional care of the patients in the post-anesthesia recovery room. (9) Has available the necessary equipment and trained personnel to handle foreseeable emergencies such as a defibrillator for cardiac arrest, a tracheotomy set for airway obstructions, and a blood bank or other blood supply. (10) Maintains a written agreement with at least one (1) hospital for immediate acceptance of patients who develop complications or require postoperative confinement. (11) Provides for the periodic review of the center and the center's operations by a committee of at least three (3) licensed physicians having no financial connection with the center. (12) Maintains adequate medical records for each patient. (13) Meets all additional minimum requirements as established by the State Department for building and equipment

1

410 IAC 15-1.1-2.5 "ASA Class I patient" defined Authority: IC 16-19-3-4; IC 16-21-1-7 Affected: IC 16-19-3; IC 16-21-1

requirements. (14) Meets the rules and other requirements established by the State Department for the health, safety, and welfare of the patients.

Sec. 2.5. "ASA Class I patient" means a normal, healthy patient. (Indiana State Department of Health; 410 IAC 151.1-2.5) 410 IAC 15-1.1-3 "Authenticate" defined

Authority: IC 16-21-1-7 Affected: IC 16-21-1

Sec. 3. "Authenticate" means the author or responsible individual has reviewed the clinical content of the order and validated an entry in the record by:

(1) a full signature, including first initial, last name, and discipline;

(2) written initials if full signature appears on the same page;

(3) a unique identifier such as a number or computer key; or

(4) a signature stamp. (Indiana State Department of Health; 410 IAC 15-1.1-3; filed Dec 21, 1994, 9:40 a.m.: 18 IR 1261; readopted filed Jul 11, 2001, 2:23 p.m.: 24 IR 4234)

410 IAC 15-1.1-3.3 "Biologics" defined Authority: IC 16-19-3-4; IC 16-21-1-7 Affected: IC 16-19-3; IC 16-21-1

"Authenticate" means the author or responsible individual validates an entry in a record by:

(a) A full signature including first initial, last name, and discipline; or (b) Written initials if full signature appears on the same page; or (c) A unique identifier, such as number or computer key; or (d) A signature stamp.

Sec. 3.3. "Biologics" means a biological product, such as: (1) a globulin; (2) a serum; (3) a vaccine; (4) an antitoxin; (5) blood; or (6) an antigen;

used in the prevention or treatment of disease. (Indiana State Department of Health; 410 IAC 15-1.1-3.3

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