Ncpe Fellowship
Form 1099-R Distribution Codes
The following codes identify the type of distribution received:
|1 |Early distribution, no known exception (in most cases, under age 59 1/2). (See Form 5329) For a rollover to a traditional |
| |IRA of the entire taxable part of the distribution, do not file Form 5329. See the instructions for Form 1040 / Form 1040A. |
|2 |Early distribution, exception applies (under age 59 1/2) |
|3 |Disability |
|4 |Death |
|5 |Prohibited transaction |
|6 |Section 1035 exchange (a tax-free exchange of life insurance, annuity, or endowment contracts) |
|7 |Normal distribution |
|8 |Excess contributions plus earnings/excess deferrals (and/or earnings) taxable in 2011 |
|9 |Cost of current life insurance protection (premiums paid by a trustee or custodian for current insurance protection, taxable|
| |to you currently.) |
|A |May be eligible for 10-year tax option. (See Form 4972) |
|B |Designated Roth account distribution. |
|E |Distributions under Employee Plans Compliance Resolution System (EPCRS). |
|F |Charitable gift annuity. |
|G |Direct rollover and rollover contribution. |
|H |Direct rollover of a designated Roth account distribution to a Roth IRA. |
|J |Early distribution from a Roth IRA, no known exception (in most cases, under age 59 1/2). Report on Form 1040 and Form 8606 |
| |and see Form 5329. |
|L |Loans treated as deemed distributions under section 72(p). |
|N |Recharacterized IRA contribution made for 2011 and recharacterized in 2011. Report on Form 1040/1040A and Form 8606, if |
| |applicable. |
|P |Excess contributions plus earnings/excess deferrals taxable in 2011. |
|Q |Roth IRA qualified distribution. You are age 59 1/2 or over and meet the 5-year holding period for a Roth IRA. See the Form |
| |1040/1040A instructions. |
|R |Recharacterized IRA contribution made for 2010 and recharacterized in 2011. Report on Form 1040/1040A and Form 8606, if |
| |applicable. |
|S |Early distribution from a SIMPLE IRA in first two years, no known exception (under age 59 1/2). (See Form 5329) |
|T |Roth IRA distribution, exception applies. |
|U |Dividends distributed from an ESOP under section 404(k). |
|W |Charges or payments for purchasing qualified long-term care insurance contracts under combined arrangements. |
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