Outcome and Assessment Information Set OASIS-D Guidance Manual

Outcome and Assessment

Information Set

OASIS-D

Guidance Manual

Effective January 1, 2019

Centers for Medicare & Medicaid Services

PRA Disclosure Statement

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of

information unless it displays a valid OMB control number. The valid OMB control number for this information

collection is x. The time required to complete this information collection is estimated to average 0.3 minutes per

response, including the time to review instructions, search existing data resources, gather the data needed, and

complete and review the information collection. This estimate does not include time for training. If you have

comments concerning the accuracy of the time estimate(s) or suggestions for improving this form, please write to:

CMS, 7500 Security Boulevard, Attn: PRA Reports Clearance Officer, Mail Stop C4-26-05, Baltimore, Maryland

21244-1850.

*****CMS Disclaimer*****Please do not send applications, claims, payments, medical records or any documents

containing sensitive information to the PRA Reports Clearance Office. Please note that any correspondence not

pertaining to the information collection burden approved under the associated OMB control number listed on this

form will not be reviewed, forwarded, or retained. If you have questions or concerns regarding where to submit your

documents, please contact Joan Proctor National Coordinator, Home Health Quality Reporting Program

Centers for Medicare & Medicaid.

OASIS-D Guidance Manual

Table of Contents

Page

CHAPTER 1 ¡ª INTRODUCTION

1-1

Preface ....................................................................................................................................................... 1-1

Introduction................................................................................................................................................. 1-1

Revision History ......................................................................................................................................... 1-1

Manual Overview ....................................................................................................................................... 1-2

Why is OASIS Being Revised Now?.......................................................................................................... 1-3

What¡¯s New with the OASIS-D Assessment Instrument?.......................................................................... 1-3

What¡¯s New with the OASIS-D Guidance? ................................................................................................ 1-3

Collecting OASIS Data............................................................................................................................... 1-3

Eligible Patients............................................................................................................................. 1-3

Time Points ................................................................................................................................... 1-3

Who Completes OASIS?............................................................................................................... 1-4

Comprehensive Assessment and Plan of Care ............................................................................ 1-5

Process of Care Data Items .......................................................................................................... 1-5

Conventions for Completing OASIS.............................................................................................. 1-6

OASIS Data Accuracy................................................................................................................................ 1-7

OASIS Data Encoding and Transmission .................................................................................................. 1-8

CHAPTER 2 ¡ª OASIS-D: ALL ITEMS AND TIME POINTS VERSIONS

2-1

Introduction................................................................................................................................................. 2-1

All Items...................................................................................................................................................... 2-2

Patient Tracking ...................................................................................................................................... 2-33

Start of Care (SOC) - Admission to Home Health Care........................................................................... 2-34

Resumption of Care (ROC) after Inpatient Facility Stay .......................................................................... 2-53

Follow-up (FU) ¨C Recertification or Other Follow-up ............................................................................... 2-71

Transfer to Inpatient Facility (TRN).......................................................................................................... 2-80

Discharge (DC) from Home Health Care, not to an Inpatient Facility...................................................... 2-85

Death at Home (DAH) .............................................................................................................................. 2-98

CHAPTER 3 ¡ª OASIS ITEM GUIDANCE

3-1

Introduction................................................................................................................................................. 3-1

Patient Tracking ........................................................................................................................................3-A

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OASIS-D Guidance Manual Table of Contents

Clinical Record Items ................................................................................................................................3-B

Patient History and Diagnoses ................................................................................................................ 3-C

Living Arrangements ................................................................................................................................ 3-D

Sensory Status..........................................................................................................................................3-E

Integumentary ...........................................................................................................................................3-F

Respiratory Status ................................................................................................................................... 3-G

[Intentionally Left Blank]........................................................................................................................... 3-H

Elimination Status ...................................................................................................................................... 3-I

Neuro, Emotional, and Behavioral Status................................................................................................. 3-J

ADLs / IADLs ............................................................................................................................................3-K

Medications............................................................................................................................................... 3-L

Care Management ................................................................................................................................... 3-M

Therapy Need .......................................................................................................................................... 3-N

Emergent Care......................................................................................................................................... 3-O

Discharge..................................................................................................................................................3-P

Functional Abilities and Goals .............................................................................................................. 3-GG

Health Conditions...................................................................................................................................... 3-J

CHAPTER 4 ¡ª [Intentionally Left Blank]

4-1

CHAPTER 5 ¡ª RESOURCES / LINKS

5-1

Appendices

Appendix A: OASIS and the Comprehensive Assessment........................................................................A-1

Appendix B: OASIS Data Accuracy ...........................................................................................................B-1

Appendix C: OASIS-D Items, Time Points, and Uses .............................................................................. C-1

Appendix D: [Intentionally Left Blank] ....................................................................................................... D-1

Appendix E: Data Reporting Regulations ..................................................................................................E-1

Appendix F: OASIS and Quality Improvement...........................................................................................F-1

Appendix G: Description of Changes from OASIS-C2 to OASIS D .......................................................... G-1

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OASIS Guidance Manual

CHAPTER 1

Chapter 1

OASIS GUIDANCE MANUAL INTRODUCTION

PREFACE

This manual provides guidance for home health agencies (HHAs) on how to ensure the collection of high-quality

(accurate) OASIS data. It includes both general data collection conventions and item-specific guidance, as well as

links to resources for agencies.

Since OASIS collection was implemented in 1999, national interest in the area of home health care quality

measurement and improvement has been ongoing. CMS received hundreds of comments about OASIS from a

variety of sources: providers, professional organizations (e.g., American Nurses Association and the American

Physical Therapy Association), home care provider organizations, accrediting organizations, researchers, etc. In

addition, individuals and groups with expertise in health care quality measurement, such as the Medicare Payment

Advisory Commission (MedPAC), the National Quality Forum (NQF), and many technical expert panels

commissioned by CMS to guide OASIS evolution have offered suggestions for improving OASIS and expanding the

domains of home health quality measurement to address the six aims (safety, timeliness, effectiveness, efficiency,

equity, and patient-centeredness) articulated by the Institute of Medicine in their 2001 report ¡°Crossing the Quality

Chasm.¡±

Input from the NQF, a nonprofit organization that endorses national consensus standards for measuring and publicly

reporting on performance has been especially valuable in guiding the evolution of OASIS and associated

performance reports. NQF-endorsed voluntary consensus standards are widely viewed as the gold standard for

measurement of health care quality. NQF has endorsed a number of OASIS-based quality measures for public

reporting. Endorsed measures are periodically reviewed for continuing endorsement, and, as measure development

continues, new or revised measures are submitted to NQF for review.

INTRODUCTION

The Outcome and Assessment Information Set (OASIS) is a group of standard data elements developed, tested, and

refined over the course of two decades through a research and demonstration program funded primarily by the

Centers for Medicare & Medicaid Services (CMS), with additional funding from the Robert Wood Johnson Foundation

and the New York State Department of Health. OASIS data elements were designed to enable systematic

comparative measurement of home health care patient outcomes at two points in time.

OASIS-based quality measures can be used for quality improvement efforts that home health agencies (HHAs) can

employ to assess and improve the quality of care they provide to patients. CMS provides HHAs with numerous quality

measure reports including outcome, process, potentially avoidable event, patient-related characteristic, and patient

tally reports. Reports are provided for up to two time intervals selected by the HHA requesting the reports. Process

quality measures include indicators of how often the HHA follows best practices to improve patient outcomes.

Outcome measures include end-result functional and physical health improvement/stabilization, health care utilization

measures, and potentially avoidable events. Potentially avoidable events are negative outcomes that clinical

evidence indicates can be influenced (although not necessarily totally avoided) by following best practices in

providing care. In addition to quality measurement, certain OASIS data elements are used to adjust per-episode

payment rates for patient conditions that affect care needs.

REVISION HISTORY

1.

OASIS C Guidance Manual Original Publication: September 2009

2.

Revision 1: December 2009

3.

Revision 2: January 2011

4.

Revision 3: January 2012

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