Frequently Asked Questions - U.S. Customs and Border ...

Frequently Asked Questions

Importer Security Filing (ISF) November 2018

Office of Field Operations 1

Updated November 28, 2018

On November 25, 2008, U.S. Customs and Border Protection (CBP) published an interim final rule titled, "Importer Security Filing and Additional Carrier Requirements," in the Federal Register (73 FR 71730). Furthermore, on May 14, 2018, CBP published a final rule titled, "Definition of Importer Security Filing Importer," in the Federal Register (81 FR 43961).

This document provides responses to the most frequently asked questions to assist the trade community in understanding CBP's expectations concerning the Importer Security Filing and Additional Carrier Requirements rule and Definition of Importer Security Filing Importer. This document will be updated and/or clarified as necessary. Should you have additional questions that are not included in this document, please send them to: security_filing_general@cbp.. Please note that the responses to the FAQs are for informational purposes only and are non-binding. Questions relating to specific facts and circumstances of a prospective transaction can be the subject of a ruling request under Part 177 of the CBP regulations.

Please visit for the latest information on the ISF program. Most of the information on ISF can be found here: border-security/ports-entry/cargo-security/importer-security-filing-102

When possible, the most recent updates, including new questions, will be shown in highlights.

TABLE OF CONTENTS

With the exception of the Acronyms section, the subject matter has been broken down into major topic areas and is listed alphabetically. Hyperlinks will help you navigate through the document.

ACRONYMS ABI ACE AGENTS AMENDMENTS

A. General B. Withdrawals C. Codes D. ISF Submission Type Changes (ISF-5 to ISF-10) ANTIQUE SHIPMENTS BILLS OF LADING BONDS A. General B. Continuous Bonds C. Single Transaction Bonds (CBP Form 301) D. Appendix D ISF Stand-Alone Bonds E. Exemptions

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F. Sufficiency

BULK and BREAK-BULK

CARNETS

CLIENT REPRESENTATIVES

CODED TRANSACTIONS

A. Type 01

Regular Shipments

B. Type 02

To Order Shipments

C. Type 03

Household Goods and Personal Effects

D. Type 04

Government and Military Shipments

E. Type 05

Diplomatic Shipments

F. Type 06

Carnets

G. Type 07

U.S. Goods Returned

H. Type 08

FTZ Shipments

I. Type 09

International Mail Shipments

J. Type 10

Outer Continental Shelf Shipments

K. Type 11

Informal Shipments (Other)

CONFIDENTIALITY

CONTACT INFORMATION

CONTAINER STATUS MESSAGES

CRUISE VESSELS

DATA ELEMENTS

ISF-10 ELEMENTS

A. Importer of Record Number

B. Consignee Number

C. Ship-to Party

D. Manufacturer (Supplier) Name/Address

E. Country of Origin

F. Commodity HTS-6

? Parts

? Garments on Hangers

G. Container Stuffing Location

? Timing Flexibility

H. Consolidator (Stuffer) Name/Address

? Timing Flexibility

ISF-5 ELEMENTS I. Foreign Port of Unlading J. Place of Delivery DIPLOMATIC SHIPMENTS DUPLICATE FILINGS ENFORCEMENT MEASURES A. Do Not Load (DNL) Messages B. Liquidated Damages EXEMPTIONS A. 24 Hour Manifest Rule Exemptions (exempt break-bulk) B. General ISF Requirements C. Instruments of International Traffic (IIT) IMPLEMENTATION GUIDES (Data Transaction Sets) INFORMAL SHIPMENTS A. General B. Military Shipments

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INSTRUMENTS OF INTERNATIONAL TRAFFIC ISF FILINGS

A. General B. Self-Filer C. Timing Requirements D. ISF-5 Filings E. ISF Territories of Coverage (Geographic) F. ISF Areas of Coverage (Mode of Transport) G. Less Than Container Load Shipments (LCL) H. Late ISFs ISF IMPORTER A. General B. Transit Cargo ISF SUBMISSION TYPE CHANGES ISO TANKS LCL SHIPMENTS LATE ISFs LIQUIDATED DAMAGES MEASURING TIMELINESS MESSAGING A. General B. Accepted C. Unique ISF Transaction Number D. Accepted With Warning E. Rejected F. Status Advisory G. Duplicate ISF Filings H. ISF-5 Messaging MID NUMBERS MILITARY SHIPMENTS MITIGATION GUIDELINES OUTER CONTINENTAL SHELF POSTAL CODES POWER OF ATTORNEY PROGRESS REPORTS RECORD KEEPING REQUIREMENTS REJECTED ISF FILINGS RETURNED or REFUSED SHIPMENTS A. General B. U.S. Goods Returned SELF-FILING SHIP'S SPARES and SHIP'S EQUIPMENT SPLITS, DIVERSIONS, and ROLLING CARGO SYSTEM OUTAGES TRANSMISSION METHODS UNIFIED ISF-10 and ENTRY FILINGS UNIQUE ISF TRANSACTION NUMBER U.S. GOODS RETURNED VESSEL STOW PLANS A. Responsibility to File B. Exemptions C. E-mail address

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D. Formats E. Amendments

ACRONYMS

ABI ACE BOL CAN CATAIR CBP CCS CFR CFS CHB CSM CT C-TPAT DNL EIN FAQ FCL FIRMS FR FROB FT FTZ FX HHG/PE HTS/HTSUS IE IFR IOR IRS ISA IT LCL MID NVOCC OCS POA RO-RO SCAC SSN T&E VOC

Automated Broker Interface Automated Commercial Environment Bill of Lading Customs Assigned Number Customs and Trade Automated Interface Requirements U.S. Customs and Border Protection Cargo and Conveyance Security Code of Federal Regulations Container Freight Station Customs House Broker Container Status Message Compliant Transaction Customs-Trade Partnership against Terrorism Do Not Load Employer Identification Number Frequently Asked Questions Full Container Load Facilities Information and Resources Management System Flexible Range Foreign Remaining On Board Flexible Timing Foreign Trade Zone Flexible Range and Flexible Timing Household Goods/Personal Effects Harmonized Tariff Schedule/of the United States Immediate Exportation Interim Final Rule Importer of Record Number Internal Revenue Service Interconnection Security Agreement Immediate Transportation Less Than Container Load Manufacturer Identification Number Non-Vessel Operating Common Carrier Outer Continental Shelf Power of Attorney Roll On-Roll Off Standard Carrier Alpha Code Social Security Number Transportation and Export Vessel Operating Carrier

ABI

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