2007 Training Topics



Afternoon Thursday, May 1, 2014

|2:00 pm – 6:00 pm |Exhibit Materials Set-Up |

|4:00 pm – 6:00 pm |Registration |

Morning – Friday, May 2, 2014

|Friday |

|6:00 am – 8:15 am |Breakfast Hosted by Hotel: Market Street Bistro |

|8:00 am – 4:00 pm |Registration |

|8:30 am – 9:30 am |Welcome Remarks |

| |Andrea Seidt, NASAA President |

| |Andrew Hartnett, MO Secretary of State’s Office |

| |Lynne Egan, NASAA Investor Education Section Chair |

|9:30 am – 10:30 am |Professional Development: |

| |The Changing Face of Investment Products & Opportunities |

| |Joseph Brady, NASAA Corporate Office |

| |Andrea Seidt, NASAA President |

|10:30 am – 11:00 am |Crowdfunding |

| |Jake van Der Laan, NB Financial & Consumer Services Commission |

|11:00 am – 11:15 am |Coffee Break |

|11:15 am – 11:45 am |Professional Development: |

| |How to Explain Complex Investments |

| |Cindy Palmer, MT State Auditor's Office |

Afternoon – Friday, May 2, 2014

|11:45 am – 1:45 pm |What's Next? Smart, Practical Advice on The Best Money (and Work) Moves For Everyone 20 and Beyond |

| |Kerry Hannon, Author and AARP Jobs Expert |

| |Lynne Egan, MT State Auditor’s Office |

| |Don Blandin, Investor Protection Trust |

|2:00 pm – 3:00 pm |Bringing Investor Education to the Classroom: the Jump$tart Coalition Training Alliance Model |

| |Dan Hebert, Jump$tart Coalition for Personal Financial Literacy |

|3:00 pm – 3:20 pm |Effective IE Presentations: Children/Teachers |

| |Kelly May, KY Securities Division |

|3:20 pm – 3:35 pm |Coffee Break |

|3:35 pm – 4:15 pm |Open Microphone: |

| |Learn From Other IE Coordinators |

|5:00 pm – 6:00 pm |Reception Hosted by Hotel |

|6:15 pm – |Networking Skyline Dinner Cruise, Hosted by NASAA |

Morning – Saturday, May 3, 2014

|Saturday |

|6:00 am – 8:45 am |Breakfast Hosted by Hotel: Market Street Bistro |

|8:00 am – 4:00 pm |Registration |

|9:00 am – 10:00 am |People in Their Working Years |

| |Mary Putnam, Hallmark |

| |Lori Schock, U.S. Securities & Exchange Commission |

| |Victor Ricciardi, Finance Professor, Goucher College |

|10:00 am – 11:00 am |Breakout Discussions |

|11:00 am – 11:30 am |Coffee Break |

|11:30 am – 12:00 pm |Effective IE Presentations: Military |

| |Dan Lord, AL Securities Commission |

|12:00 pm – 1:30 pm |Lunch |

Afternoon – Saturday, May 3, 2014

|1:30 pm – 2:30 pm |Retirement (Fraud & Ethics, POAs) |

| |Joe Borg, AL Securities Commission |

| |Andrew Hartnett, MO Secretary of State’s Office (T) |

| |Mary Hosmer, MO Securities Division (T) |

| |Robert Perry |

|2:30 pm – 2:50 pm |Effective IE Presentations: Elderly |

| |Theresa Kong, HI Dept. of Commerce & Consumer Affairs |

|2:50 pm – 3:05 pm |Coffee Break |

|3:05 pm – 4:00 pm |Measurement & Evaluation: |

| |The Effectiveness of an Investor Education Program or Campaign |

| |Michael Herndon, CFTC |

|4:00 pm – 4:30 pm |Open Microphone: |

| |Take Aways, New Initiatives, Evaluations and Wrap-up |

|5:00 pm – 6:00 pm |Exhibit Materials Teardown & Shipping |

(T) = Tentative

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NASAA 2014

Investor Education Training

Hilton St. Louis at the Ballpark

St. Louis, MO

May 2-3, 2014

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