2007 Training Topics
Afternoon Thursday, May 1, 2014
|2:00 pm – 6:00 pm |Exhibit Materials Set-Up |
|4:00 pm – 6:00 pm |Registration |
Morning – Friday, May 2, 2014
|Friday |
|6:00 am – 8:15 am |Breakfast Hosted by Hotel: Market Street Bistro |
|8:00 am – 4:00 pm |Registration |
|8:30 am – 9:30 am |Welcome Remarks |
| |Andrea Seidt, NASAA President |
| |Andrew Hartnett, MO Secretary of State’s Office |
| |Lynne Egan, NASAA Investor Education Section Chair |
|9:30 am – 10:30 am |Professional Development: |
| |The Changing Face of Investment Products & Opportunities |
| |Joseph Brady, NASAA Corporate Office |
| |Andrea Seidt, NASAA President |
|10:30 am – 11:00 am |Crowdfunding |
| |Jake van Der Laan, NB Financial & Consumer Services Commission |
|11:00 am – 11:15 am |Coffee Break |
|11:15 am – 11:45 am |Professional Development: |
| |How to Explain Complex Investments |
| |Cindy Palmer, MT State Auditor's Office |
Afternoon – Friday, May 2, 2014
|11:45 am – 1:45 pm |What's Next? Smart, Practical Advice on The Best Money (and Work) Moves For Everyone 20 and Beyond |
| |Kerry Hannon, Author and AARP Jobs Expert |
| |Lynne Egan, MT State Auditor’s Office |
| |Don Blandin, Investor Protection Trust |
|2:00 pm – 3:00 pm |Bringing Investor Education to the Classroom: the Jump$tart Coalition Training Alliance Model |
| |Dan Hebert, Jump$tart Coalition for Personal Financial Literacy |
|3:00 pm – 3:20 pm |Effective IE Presentations: Children/Teachers |
| |Kelly May, KY Securities Division |
|3:20 pm – 3:35 pm |Coffee Break |
|3:35 pm – 4:15 pm |Open Microphone: |
| |Learn From Other IE Coordinators |
|5:00 pm – 6:00 pm |Reception Hosted by Hotel |
|6:15 pm – |Networking Skyline Dinner Cruise, Hosted by NASAA |
Morning – Saturday, May 3, 2014
|Saturday |
|6:00 am – 8:45 am |Breakfast Hosted by Hotel: Market Street Bistro |
|8:00 am – 4:00 pm |Registration |
|9:00 am – 10:00 am |People in Their Working Years |
| |Mary Putnam, Hallmark |
| |Lori Schock, U.S. Securities & Exchange Commission |
| |Victor Ricciardi, Finance Professor, Goucher College |
|10:00 am – 11:00 am |Breakout Discussions |
|11:00 am – 11:30 am |Coffee Break |
|11:30 am – 12:00 pm |Effective IE Presentations: Military |
| |Dan Lord, AL Securities Commission |
|12:00 pm – 1:30 pm |Lunch |
Afternoon – Saturday, May 3, 2014
|1:30 pm – 2:30 pm |Retirement (Fraud & Ethics, POAs) |
| |Joe Borg, AL Securities Commission |
| |Andrew Hartnett, MO Secretary of State’s Office (T) |
| |Mary Hosmer, MO Securities Division (T) |
| |Robert Perry |
|2:30 pm – 2:50 pm |Effective IE Presentations: Elderly |
| |Theresa Kong, HI Dept. of Commerce & Consumer Affairs |
|2:50 pm – 3:05 pm |Coffee Break |
|3:05 pm – 4:00 pm |Measurement & Evaluation: |
| |The Effectiveness of an Investor Education Program or Campaign |
| |Michael Herndon, CFTC |
|4:00 pm – 4:30 pm |Open Microphone: |
| |Take Aways, New Initiatives, Evaluations and Wrap-up |
|5:00 pm – 6:00 pm |Exhibit Materials Teardown & Shipping |
(T) = Tentative
-----------------------
NASAA 2014
Investor Education Training
Hilton St. Louis at the Ballpark
St. Louis, MO
May 2-3, 2014
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